Senior Associate, Compliance Monitoring and Risk Assessment Daiichi Sankyo, Inc.Senior Associate, Compliance Monitoring and Risk AssessmentBasking Ridge, NJ$92,160–$138,240 / yearFull timep style="margin:0in;line-height:normal;font-size:12pt;font-family:'aptos' , sans-serif">Download Our Benefits Summary PDF. This position also provides project management support for strategic compliance initiatives, contributes to the development of policies and training materials, and prepares content for senior leadership communications and governance forums.
Regultory Compliance Consultant Page GroupRegultory Compliance ConsultantIselin, NJ$112,320–$137,280 / yearContractorAs a Regultory Compliance Consultant in the Financial Services industry, you will lead and manage legal projects, ensuring successful delivery within scope, budget, and timeline. This temporary role is an excellent opportunity to contribute your expertise in project management to a fast-paced and challenging environment.
Global Customs Compliance Manager Page GroupGlobal Customs Compliance ManagerParsippany-Troy Hills, NJ$130,000–$145,000 / yearFull timeThe Global Customs Compliance Manager will oversee and ensure adherence to international trade regulations, focusing on customs compliance and trade facilitation within the industrial and manufacturing industry. Collaborate with internal departments, including logistics and supply chain, to streamline processes and ensure regulatory compliance.
NewClinical Study Manager, Global Clinical Operations Daiichi Sankyo, Inc.Clinical Study Manager, Global Clinical OperationsBasking Ridge, NJ$136,080–$204,120 / yearFull timep style="margin:0in;line-height:normal;font-size:12pt;font-family:'aptos' , sans-serif">Download Our Benefits Summary PDF. CRO Oversight: Responsible for the oversight, performance, and management of CRO(s) and 3rd party vendors (sub-contracted by CRO) to ensure compliance with Daiichi Sankyo’s quality measures and adherence to scope of work within timelines and budget at a task level.
Clinical Study Manager, Clinical Operations Daiichi Sankyo, Inc.Clinical Study Manager, Clinical OperationsBasking Ridge, NJ$136,080–$204,120 / yearFull timep style="margin:0in;line-height:normal;font-size:12pt;font-family:'aptos' , sans-serif">Download Our Benefits Summary PDF. CRO Oversight: Responsible for the oversight, performance, and management of CRO(s) and 3rd party vendors (sub-contracted by CRO) to ensure compliance with Daiichi Sankyo’s quality measures and adherence to scope of work within timelines and budget at a task level.
NewHead of Quality Assurance, Drug Product, GMP QA Daiichi Sankyo, Inc.Head of Quality Assurance, Drug Product, GMP QABasking Ridge, NJ$226,275–$377,125 / yearFull timep style="margin:0in;line-height:normal;font-size:12pt;font-family:'aptos' , sans-serif">Download Our Benefits Summary PDF. As a member of SLT/SMT, the role will provide oversight of manufacturing sites according to the product lifecycle, collaborate with Quality teams to complete PPQ planning and the transition to commercial manufacturing activities for the product portfolio, and provide technical expertise to their team of MSMQs.
NewData Engineer ECLAROData EngineerRutherford, NJstrong>Position Overview:Will be responsible for Development and Testing of Data Integration Workflows (ETL Packages, Stored Procedures, UDF, Ad Hoc-Queries), Test Plans and Test Cases using Microsoft Technologies such as SSIS, SSAS and SQL Server Database, as well as company-wide Document Management. Leadership (if applicable): Motivates employees to exercise their talents to the fullest and holds them accountable for their best efforts; provides support to develop potential skills for improved individual growth and trains and empowers subordinates effectively.
Employee Relations Analyst EclaroEmployee Relations AnalystJersey City, NJFull timePosition Overview:The Employee Relations Analyst is responsible for managing and resolving complex employee relations issues, conducting thorough investigations, and ensuring compliance with company policies and employment laws. This role partners closely with HR leadership to foster a positive work environment, mitigate risk, and drive fair and consistent practices across the organization.
Legal & Compliance - Data Compliance & Risk, SVP Blackstone IncLegal & Compliance - Data Compliance & Risk, SVPNJ$225,000–$275,000 / yearAll Blackstone employees, including but not limited to recruiting personnel and hiring managers, are required to abide by this policy.\n \nIf you need a reasonable accommodation to complete your application, please contact Human Resources at 212-583-5000 (US), +44 (0)20 7451 4000 (EMEA) or +852 3656 8600 (APAC).\n \nDepending on the position, you may be required to obtain certain securities licenses if you are in a client facing role and/or if you are engaged in the following:\n\n Attending client meetings where you are discussing Blackstone products and/or and client questions; \n \n\n Marketing Blackstone funds to new or existing clients; \n \n\n Supervising or training securities licensed employees; \n \n\n Structuring or creating Blackstone funds/products; and\n \n\n Advising on marketing plans prepared by a sales team or developing and/or contributing information for marketing materials. \n \n\n \nPreferred Qualifications:\n\n Experience building compliance or risk functions\n \n\n Familiarity with GRC platforms\n \n\n Familiarity providing compliance or risk support for the implementation of privacy, AI or other governance platforms\n \n\n CIPP, CISM or similar certifications\n \n\n \nThe duties and responsibilities described here are not exhaustive and additional assignments, duties, or responsibilities may be required of this position.
FS/ 2LOD Compliance Testing/ Monitoring - Risk &Compliance - Principal Infosys LtdFS/ 2LOD Compliance Testing/ Monitoring - Risk &Compliance - PrincipalBridgewater, NJ$154,375–$193,125 / year146473BRNew Jersey, New YorkUSAInfosys Limited Principal - Business ConsultingITL USA Bridgewater, NJ, New York, NYOthers (Please specify in the Requisition notes)Process|Consulting processes|Technology Consulting process FS/ 2LOD Compliance Testing/ Monitoring - Risk and Compliance - Principal, Business Consulting154375193125Infosys Consulting is the global management and technology consulting practice of Infosys, a global leader in technology services and consulting. Our dynamically growing consultancy offers our consultants: Ability to design and implement end-to-end solutions at scale A flat organization structure with direct access to our senior-most leaders An entrepreneurial environment full of bright, highly motivated consultants Opportunities for motivated consultants to impact local communities The ability to design your career and drive your professional learning and development * A truly global culture We have offices in over 20 countries.
Risk & Compliance Analyst Initio CapitalRisk & Compliance AnalystNew York, NY$145,000–$185,000It is provided to help job seekers understand the responsibilities and qualifications typically associated with early-career risk management roles. This job description represents a sample Risk Management Analyst position commonly found through the Career Launch AI Talent Network.
NewSecurity Risk & Compliance Analyst Alera Group IncSecurity Risk & Compliance AnalystNYRemote$120,000–$140,000 / yearYou'll help assess and manage IT and cybersecurity risks, support audit readiness, strengthen security controls, and partner across the business to ensure compliance with internal policies and regulatory requirements. We're looking for a Security Risk and Compliance Analyst to join our Information Security team and support the strength, security, and compliance of our enterprise systems and operations.
FS/ 2LOD Compliance Testing/ Monitoring - Risk and Compliance - Sr Con Infosys LtdFS/ 2LOD Compliance Testing/ Monitoring - Risk and Compliance - Sr ConBridgewater, NJ$116,875–$148,125 / year146472BRNew Jersey, New YorkUSAInfosys Limited Senior Associate - Business ConsultingITL USA Bridgewater, NJ, New York, NYOthers (Please specify in the Requisition notes)Process|Consulting processes|Technology Consulting process FS/ 2LOD Compliance Testing/ Monitoring - Risk and Compliance - Senior Consultant, Business Consulting116875148125Infosys Consulting is the global management and technology consulting practice of Infosys, a global leader in technology services and consulting. Our dynamically growing consultancy offers our consultants: Ability to design and implement end-to-end solutions at scale A flat organization structure with direct access to our senior-most leaders An entrepreneurial environment full of bright, highly motivated consultants Opportunities for motivated consultants to impact local communities The ability to design your career and drive your professional learning and development * A truly global culture We have offices in over 20 countries.
IT Risk & Compliance Analyst StratAcuity Staffing Partners IncIT Risk & Compliance AnalystJersey City, NJ$66–$71.07 / hourIn terms of professional development, Everforth Apex hosts an on-demand training program, provides access to certification prep and a library of technical and leadership courses/books/seminars once you have 6+ months of tenure, and certification discounts and other perks to associations that include CompTIA and IIBA. Everforth Apex also offers a HSA (Health Savings Account on the HDHP plan), a SupportLinc Employee Assistance Program (EAP) with up to 8 free counseling sessions, a corporate discount savings program and other discounts.
Senior Manager, Human Rights & Third-Party Risk Compliance CBRE Group IncSenior Manager, Human Rights & Third-Party Risk ComplianceNYCBRE serves clients through four business segments: Advisory (leasing, sales, debt origination, mortgage serving, valuations); Building Operations & Experience (facilities management, property management, flex space & experience); Project Management (program management, project management, cost consulting); Real Estate Investments (investment management, development). Build strong cross-functional relationships across Procurement, Operations, Legal, Sustainability, Enterprise Risk Management, Internal Audit, and business leadership teams to drive accountability and program maturity.
IT Risk & Compliance Analyst Angi IncIT Risk & Compliance AnalystNYRemote$85,000–$115,000 / year2+ years of experience in audit, compliance, IT, information security or other related field, assessing, developing or implementing various IT controls, as it relates to access management, change management and IT operations. As a member of that team, you will work across the organization to design, implement and support the IT general controls (ITGC) framework, lead remediation efforts and identify emerging IT risks.
Director, Assurance Digital - Risk & Compliance RSM US LLPDirector, Assurance Digital - Risk & ComplianceNY$147,000–$260,700 / yearThe Director of Risk & Compliance establishes and scales the risk and compliance strategy for Assurance Digital, including leading a centralized certification program that ensures technology is governed, inspection ready, and fit for use in assurance engagements. Operating at the intersection of assurance, technology, and regulation, this role defines the Risk & Compliance operating model, embeds requirements across the product lifecycle, and influences risk based decisions that support audit quality and regulatory confidence at scale.
AI Risk & Compliance Analyst Everest Consultants, Inc.AI Risk & Compliance AnalystNew York, NY$65–$75 / hourThe contractor will be expected to make an immediate impact by improving AI use case intake, strengthening risk review workflows, maintaining clear documentation, and helping align AI activities with evolving legal, regulatory, privacy, security, and compliance expectations. Experience evaluating AI risks such as data leakage, confidential data exposure, privacy impact, intellectual property concerns, hallucination or accuracy risk, bias, automated decision-making, transparency, vendor dependency, and human oversight.
Account Executive - Risk & Compliance Harri US LLCAccount Executive - Risk & ComplianceNY$80,000–$100,000 / yearYou will serve as a workforce compliance expert in the field and a trusted strategic partner to our core sales teams, playing a key role in positioning Harri as a system of record for workforce risk mitigation, regulatory adherence, and operational governance. Your responsibilities will include: Compliance-Led Revenue Generation: Drive net new and expansion revenue by targeting high-risk operators and executing compliance-led sales and structured cross-sell motions across enterprise segments.
Director, Risk & Compliance Compagnie Financiere Richemont SADirector, Risk & ComplianceNY$175,000–$195,000 / yearul>This role will lead one of the company's key strategic transformation programs, supported by a dedicated cross-department project team and co-lead and provide regular strategic updates to the Executive Committee, escalating key risks, decisions, and resource needs to accelerate execution. Driving Tool and Method Development: Collaborate with relevant internal teams (e.g., operations, supply chain, IT) to identify, develop, and implement innovative tools and processes that enhance our ability to accurately quantify, track, and analyze our environmental footprint.
Risk Management & Compliance - Planning & Analysis Reporting, Automation & Analytics - Associate JPMorgan Chase & CoRisk Management & Compliance - Planning & Analysis Reporting, Automation & Analytics - AssociateJersey City, NJJPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the worlds most prominent corporate, institutional and government clients under the J.P. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities.
Risk & Compliance - Pharma/Med Devices, Manager PricewaterhouseCoopers LLPRisk & Compliance - Pharma/Med Devices, ManagerFlorham Park, NJ$99,000–$232,000 / yearAs a Manager you supervise, develop, and coach teams, manage client service accounts, and drive assigned client engagement workstreams by supervising teams and independently solving and analyzing complex problems to develop exceptional deliverables. PwC does not intend to hire experienced or entry level job seekers who will need, now or in the future, PwC sponsorship through the H-1B lottery, except as set forth within the following policy: https://pwc.to/H-1B-Lottery-Policy.
Compliance - Risk Management Oversight Program Lead - Vice President JPMorgan Chase & CoCompliance - Risk Management Oversight Program Lead - Vice PresidentJersey City, NJYou will also lead the team's use of generative artificial intelligence, large language models, and other technology to enhance oversight of our areas of coverage, including Operations, Liquidity, Sales and Distribution, Client Service, RFP team, Employee Compliance, Broker Dealer and CTO/CTA activities. Required qualifications, capabilities, and skills: 7 years plus of experience in asset management, broker-dealer, or investment adviser environments, or in related compliance, legal, audit, risk, controls, or sales roles.
Associate Director, Application Risk and Compliance New York UniversityAssociate Director, Application Risk and ComplianceNY$175,000–$195,000 / yearQualifications Required Education: Bachelors Degree in Computer Science, Business, or related major Preferred Education: Masters Degree in Computer Science, Business or related field Required Experience: 5+ years of progressive experience in information security, IT risk management, or IT compliance. Position Summary The Associate Director, Application Risk & Compliance, provides strategic oversight and defines the validation and risk management frameworks required to ensure the security, data privacy, and integrity of the NYU enterprise application ecosystem in alignment with best practices and NYUs Global Information Security Program.
FS/Sr. Consultant - Business Consulting (R&C) - Risk & Compliance Infosys LtdFS/Sr. Consultant - Business Consulting (R&C) - Risk & ComplianceNY$116,875–$148,125 / yearp>149219BRNew YorkUSAInfosys Limited Senior Associate - Business ConsultingITL USA New York, NY Other DomainProcess|Consulting processes|Technology Consulting process FS/ Senior Consultant - Business Consulting (Risk and Compliance) - Risk & Compliance116875148125About Us: Infosys Consulting is the global management and technology consulting practice of Infosys, a global leader in technology services and consulting. Strong command of regulatory and control frameworks relevant to US FIs: NIST CSF/800-53, ISO 27001, SOC 2, SOX 404, GLBA, NYDFS 500, FFIEC, PCI DSS, and SWIFT CSCF; understanding of model risk management and data governance.
Manager, Information Risk & Compliance Assurant IncManager, Information Risk & ComplianceRemote$103,800–$173,300 / yearA Fortune 500 company with a presence in 21 countries, Assurant supports the advancement of the connected world by partnering with the world's leading brands to develop innovative solutions and deliver an enhanced customer experience through mobile device solutions, extended service contracts, vehicle protection services, renters insurance, lender-placed insurance products, and other specialty products. The position oversees day-to-day compliance operations, including identifying and closing enterprise risk and control gaps, and establishing monitoring and reporting processes using key cybersecurity and compliance metrics aligned to frameworks and regulations such as ISO 27001, NIST, PCI DSS, HIPAA, and SOX.
Director, Governance Risk and Compliance Anthology IncDirector, Governance Risk and ComplianceNY$154,000–$209,000 / yearli>Reviewing and monitoring the activities of the Security Incident Response and Business Continuity Management teams to ensure that the information security controls are used effectively during the complete life cycle of business continuity and disaster recovery response. Coordinating external audit engagements with 3PAO, ISO/SOC auditors, PCI DSS QSA firms and other security assessors, including coordinating responses and remediation efforts.
Head of ETX Risk Management & Regulatory Compliance Massachusetts Mutual Life Insurance CompanyHead of ETX Risk Management & Regulatory ComplianceNY$189,900–$249,200 / yearThe Head of Risk Management & Regulatory Compliance serves as a strategic advisor, translating complex risk and compliance requirements into actionable controls, providing risk quantification to support decision-ready insights. This role leads a multidisciplinary team to identify, assess, monitor, and report risks while ensuring the technology organization meets all applicable regulatory, legal and industry obligations.
Director, Product Manager, Risk & Compliance Analytics and Reporting The Bank of New York Mellon CorpDirector, Product Manager, Risk & Compliance Analytics and ReportingNY$127,000–$211,500 / yearTo be successful in this role, we're seeking the following: 10+ years of prior work experience in a global financial or professional services firm, with at least 5 years specifically in Finance, Risk, Compliance, or Audit roles. 5; years in product management, program management, strategy/operations, or Chief of Staff/Program management roles within financial services or technology-enabled functions.
Risk & Compliance Program Analyst Valley National BancorpRisk & Compliance Program AnalystMorristown, NJli>Maintain detailed documentation of regulatory issues, update the issues management tracking system with status updates and supporting documentation; ensuring materials are stored and shared in accordance with confidential supervisory information (CSI) requirements. Stay up to date and perform regulatory environmental research and analysis on relevant changes in the industry and impacts to Valley as well as internal policy changes for executive management updates and reporting.
Senior Manager, Governance, Risk & Compliance Andersen Tax LLCSenior Manager, Governance, Risk & ComplianceNY$193,000–$220,000 / yearp>Compensation: In addition to competitive base compensation, our firm offers annual discretionary bonuses based on firm and individual performance, a discretionary long-term cash incentive program, and other forms of discretionary compensation that would be offered to the hired applicant in addition to their established salary range scale. Understanding of the security and governance risks introduced by AI systems, including large language models, AI agents, and citizen developer platforms, and the ability to translate those risks into policy, training content, and risk register entries.
Compliance Risk Management Lead - Vice President JPMorgan Chase & CoCompliance Risk Management Lead - Vice PresidentJersey City, NJThis role will also involve you supporting the Securities Services business, which delivers global custody, fund accounting, transfer agency, depositary services, liquidity management, agency securities lending, collateral services, and depositary receipts to institutional clients. Participate in and support regulatory examinations, internal audits, and independent testing programs; coordinate responses, act as a liaison with regulators and auditors, and drive issue identification, root cause analysis, remediation, and validation of corrective actions.
Treasury Risk and Compliance Associate The Depository Trust & Clearing CorpTreasury Risk and Compliance AssociateJersey City, NJIndustry owned and governed, the firm innovates purposefully, simplifying the complexities of clearing, settlement, asset servicing, transaction processing, trade reporting and data services across asset classes, bringing enhanced resilience and soundness to existing financial markets while advancing the digital asset ecosystem. The Impact you will have in this role: The Treasury Department manages DTCC''s global funding, investments, liquidity, capital and insurance, making sure the company has the financial resources to conduct its business activities and manage its financial exposures.
Governance, Risk and Compliance (GRC) Specialist, North America Ferrero International SAGovernance, Risk and Compliance (GRC) Specialist, North AmericaParsippany, NJ$122,854–$163,806 / yearp>As the Governance, Risk & Compliance (GRC) Specialist, North America, you will play a key role in strengthening enterprise risk management by evaluating the effectiveness of the internal control environment and delivering meaningful, value-added insights. In this role, you will contribute to a range of GRC initiatives-spanning different levels of size and complexity-ensuring successful execution and measurable impact across North America operations.
Compliance Risk Management Director - Executive Director JPMorgan Chase & CoCompliance Risk Management Director - Executive DirectorJersey City, NJli>Foster cross-functional collaboration with Compliance, Operational Risk, Legal, Risk, Product, Payments, Audit, Finance, and Control Management teams, promoting knowledge sharing and continuous learning. JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P.
Compliance - Technology Operational Risk Management Lead - Vice President JPMorgan Chase & CoCompliance - Technology Operational Risk Management Lead - Vice PresidentNJYour core responsibilities will include conducting risk assessments and control evaluations; collaborating with CCB Technology, Technology Risk Control, and CCB Business Operational and Compliance Risk teams; developing data-driven approaches that leverage agentic AI and advanced analytics for risk identification and control assessment; and engaging extensively with technology and business stakeholders. As a Technology Operational Risk Management Lead with Compliance, Conduct and Operational Risk (CCOR), you will be responsible for independent oversight of technology, and cybersecurity operational risk management practices within the Consumer and Community Banking (CCB) line of business.
Portfolio Compliance Risk Surveillance Analyst (Hybrid) Prudential Financial IncPortfolio Compliance Risk Surveillance Analyst (Hybrid)Newark, NJWhat you can expect: • Monitor automated fixed income portfolio investment guidelines using Aladdin as well as manual processes where required • Research potential violations by partnering with Data, Client Service, Portfolio Management and Operations teams as needed • Prepare client certifications and other reporting • Respond to ad hoc compliance requests regarding portfolios and trading • Work on various transformation projects. PGIM Fixed Income has approximately $776 billion in assets under management as of June 30, 2023, with a broad array of fixed income strategies and client types including institutional separate accounts, sub-advised mutual funds, CLOs, offshore and onshore commingled and separate client accounts.
Director/Senior Director, Risk & Compliance NBCUniversal Media LLCDirector/Senior Director, Risk & ComplianceNY$130,000–$170,000 / yearWe produce and distribute premier filmed entertainment and programming through our powerhouse film and television studios, including Universal Pictures, DreamWorks Animation, and Focus Features, and the four global television studios under the Universal Studio Group banner, and operate industry-leading theme parks and experiences around the world through Universal Destinations & Experiences, including Universal Orlando Resort, home to Universal Epic Universe, and Universal Studios Hollywood. While having the ground floor opportunity of bridging a multi-year S/4 finance transformation implementation with a post go-live compliance and advisory function, this role provides leadership in all aspects of Security, Risk, and Controls (SRC), which includes assessing job-based security roles, segregation of duties (SoD), and process-level risks and developing / maintaining a company-wide Risk & Control Matrix (RCM).
Security Analyst - Governance, Risk, and Compliance Catamorphic CoSecurity Analyst - Governance, Risk, and ComplianceNY$136,500–$187,660 / yearAs a member of the team, you''ll drive initiatives to assess and reduce security risks to the company, advise stakeholders, and maintain compliance with the frameworks that we adhere to including ISO 27001, SOC 2 Type II, and FedRAMP. Pay: Target pay ranges based on Geographic Zones* for Level 3: Zone 1: San Francisco/Bay Area or NYC Metropolitan Area: $136,500 - 187,660.
Sr. Manager/ Director, Risk & Compliance NBCUniversal Media LLCSr. Manager/ Director, Risk & ComplianceNY$115,000–$150,000 / yearWe produce and distribute premier filmed entertainment and programming through our powerhouse film and television studios, including Universal Pictures, DreamWorks Animation, and Focus Features, and the four global television studios under the Universal Studio Group banner, and operate industry-leading theme parks and experiences around the world through Universal Destinations & Experiences, including Universal Orlando Resort, home to Universal Epic Universe, and Universal Studios Hollywood. Establish relationships and appropriate cadence with key stakeholders to include but not limited to Enterprise finance compliance teams, external and internal audit groups, company-wide legal compliance groups as well as IT, Cyber, Fraud Prevention & Business Process Excellence, Sustainability, Global Controllership, and Sourcing stakeholder groups as required.
Compliance Risk Assessment Senior Associate The Toronto-Dominion BankCompliance Risk Assessment Senior AssociateNY$72,280–$117,520 / yearli>Supports the management of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to determine the risk profile for in scope laws/regulations as they pertain to respective businesses and across legal entities. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.
AML/ KYC - Risk and Compliance - Principal Infosys LtdAML/ KYC - Risk and Compliance - PrincipalNY$154,375–$193,125 / yearp>146468BRNew Jersey, New YorkUSAInfosys Limited Principal - Business ConsultingITL USA Bridgewater, NJ, New York, NYOthers (Please specify in the Requisition notes)Process|Consulting - Change Management|Change Management FS/ Financial Crimes/AML (AML monitoring, Screening, KYC/CDD, Transaction Surveillance) - Principal, Business Consulting154375193125Infosys Consulting is the global management and technology consulting practice of Infosys, a global leader in technology services and consulting. Conduct interviews / workshops / walkthroughs with subject matter experts and process owners to elicit and document requirements for Anti-Financial Crime needs of clients (e.g., Transaction Surveillance, Know Your Customer (KYC)/Customer Due Diligence (CDD), Case Management & Workflow, Sanctions & Watchlist Screening, 314A/B, etc.).
Compliance Risk Assessment Officer - VP Credit Agricole SACompliance Risk Assessment Officer - VPNY$140,000–$180,000 / yearp>Key Responsibilities: • Risk Assessment Framework • Design and continuously improve the Compliance Risk Assessment (CRA) methodology • Execute the annual CRA exercise across Bank businesses and Support Functions • Manage comprehensive data collection processes and implement quality controls • Provide credible challenge to first line of defense (LoD1) CRA results. • Cross-Functional Collaboration • Partner with relevant divisions on new tools implementation • Support methodological improvements across compliance processes • Liaise between business units and compliance teams to ensure alignment • Assist in working with Operational Risk Management on Compliance related controls and reporting.
Firmwide Compliance Risk Assessment - Vice President JPMorgan Chase & CoFirmwide Compliance Risk Assessment - Vice PresidentJersey City, NJParticipate in discussions, engage, and collaborate with the "Community of Practice" - accountable senior business executives, across lines of business, corporate functions, compliance, legal, and other coverage partners to calibrate and clearly articulate the risk levels within the firm's compliance risk framework. Experience defining frameworks and applying cross‑functional problem solving across control management, risk management, LOB leadership, project/product management, and compliance risk advisory.
Head of Compliance and Risk LeafLink, IncHead of Compliance and RiskNY$180,000–$225,000 / yearLeafLink was named one of Inc. 5000's 'Top 5000 Fastest-Growing Private Companies'; one of Fast Company''s ''Top 10 Most Innovative Companies in Enterprise for 2020'', joining the ranks of Amazon, Slack, and VMWare; one of Built In NYC''s ''Best Places to Work in 2021''; 2024 Fast Company's Best WorkPlaces for Innovators for Banking, Finance, and Fintech category; 2024 Green Market Report Award for Best Fintech in cannabis - and we''re just getting started! Our team, backed by funding from leading VC''s, including Founders Fund, Thrive Capital, Nosara Capital, and Lerer Hippeau is poised to define the cannabis supply chain through technology.
Business Process Lead - Risk, Compliance, Regulatory, Legal, and Client Engagement Systems Grant Thornton LLPBusiness Process Lead - Risk, Compliance, Regulatory, Legal, and Client Engagement SystemsNY$202,500–$337,500 / yearp>In the U.S., Grant Thornton delivers professional services through two specialized entities: Grant Thornton LLP, a licensed, certified public accounting (CPA) firm that provides audit and assurance services ― and Grant Thornton Advisors LLC (not a licensed CPA firm), which exclusively provides non-attest offerings, including tax and advisory services. With $2.7 billion in revenues and more than 50 offices spanning the U.S., Ireland and other territories, the platform delivers a singular client experience that includes enhanced solutions and capabilities, backed by powerful technologies and a roster of 12,000 quality-driven professionals enjoying exceptional career-growth opportunities and a distinctive cross-border culture.
VP, CUSO Compliance Risk Assessment Officer Credit Agricole SAVP, CUSO Compliance Risk Assessment OfficerNY$130,000–$160,000 / yearp>The Compliance Department at Credit Agricoles Combined US Operations (CUSO) seeks a Corporate Compliance Officer to support the Compliance Risk Assessment (CRA) program across all business lines, reporting to the CUSO Head of Central Compliance. • Collaborate with Monitoring & Testing, Internal Controls, and Training teams to ensure CRA results inform their program activities and support the broader compliance framework.
Sr Security Analyst - Risk and Compliance QuickBase IncSr Security Analyst - Risk and ComplianceNY$89,000–$140,000 / yearp>This role is responsible for ensuring Security-owned controls remain audit-ready, supporting enterprise compliance initiatives, managing security risk activities, conducting third-party security assessments, and helping drive a culture of continuous improvement across the security program. Reporting to the CISO, the Senior Security Analyst, Compliance & Risk serves as a key member of the Security team and acts as the primary liaison between Security and the broader Governance, Risk, and Compliance (GRC) organization.
Portfolio Compliance Risk Surveillance Analyst (Hybrid) PGIM Global High Yield FundPortfolio Compliance Risk Surveillance Analyst (Hybrid)Newark, NJWhat you can expect: • Monitor automated fixed income portfolio investment guidelines using Aladdin as well as manual processes where required • Research potential violations by partnering with Data, Client Service, Portfolio Management and Operations teams as needed • Prepare client certifications and other reporting • Respond to ad hoc compliance requests regarding portfolios and trading • Work on various transformation projects What youll need: • Knowledge of financial markets and ability to learn the nuances of fixed income markets • Interest or experience with the BlackRock Solutions Aladdin system or comparable technology skills such as advanced Microsoft Excel skills (e.g. VBA), SQL, Python, Perl, etc are preferred but NOT required • Strong data analysis skills with the ability to gather and draw actionable conclusions from that data • Excellent written and verbal communication skills, organizational skills, and attention to detail Itd be a plus if you had: • Understanding of key business risks, marketplace and regulatory environment • Ability to lead organizational transformation in areas of effectiveness and improvement • Understanding of customer needs and challenges • Ability to collaborate in a fully inclusive and transparent manner #LI-HYBRID What we offer you: • Market competitive base salaries, with a yearly bonus potential at every level.
Associate Director, AI Security Governance, Risk and Compliance Verizon Communications IncAssociate Director, AI Security Governance, Risk and ComplianceBasking Ridge, NJ$126,000–$242,000 / yearThe leader will serve as both a strategic advisor and operational driver - capable of translating complex AI and cybersecurity risks into clear, actionable guidance for technical and executive stakeholders alike. This role will play a critical part in Verizon's long-term AI security operating model - helping ensure the company can safely accelerate AI adoption while maintaining strong governance, regulatory alignment, and cyber resilience.