Compliance Analyst - Mutual Funds Neuberger BermanCompliance Analyst - Mutual FundsNew York, NY$80,000–$110,000 / yearAn employee's pay position within the salary range will be based on several factors including, but limited to, relevant education, qualifications, certifications, experience, skills, seniority, geographic location, business sector, performance, shift, travel requirements, sales or revenue-based metrics, market benchmarking data, any collective bargaining agreements, and business or organizational needs. Assist in the administration of compliance programs adopted pursuant to Rule 38a-1 of the Investment Company Act and Rule 206(4)-7 of the Investment Advisers Act; assist the Chief Compliance Officer- Registered Funds with the implementation of the programs, related quarterly and annual assessments, preparation of reports and summaries.
Contracts and Compliance Attorney Ropes & Gray LLPContracts and Compliance AttorneyNew York, NY$134,700–$205,450 / yearThe firm has approximately 2,500 lawyers and professionals serving clients in major centers of business, finance, technology, and government in Boston, Chicago, Dublin, Hong Kong, London, Los Angeles, Milan, New York, Paris, San Francisco, Seoul, Shanghai, Silicon Valley, Singapore, Tokyo and Washington, D.C. The firm has consistently been recognized for its leading practices in many areas, including asset management, private equity, M&A, finance, real estate, tax, antitrust, life sciences, health care, intellectual property, litigation & enforcement, privacy & cybersecurity, and business restructuring. Liaise with internal subject matter experts and Office of General Counsel to ensure applicability and sufficiency of vendor contracting practices related to privacy, confidentiality, information security, insurance, indemnification, and other compliance concerns.
Associate Director, Quality Risk Specialist Bristol-Myers Squibb CoAssociate Director, Quality Risk SpecialistNew Brunswick, NJ$175,310–$212,438 / yearThe Associate Director, RBQM - Hematology, Oncology, Cell Therapy, Immunology, Cardiology and Neuroscience will mainly be responsible for developing the Quality Narrative at the study and/or ASSET and Therapeutic Area levels to document end-to-end RBQM for critical to quality (CtQ) data, processes, and vendors, demonstrating effective risk and issue management. Project Management: Must be able to manage complex assignments/projects and effectively deliver all expected deliverables in a timely manner and proactively communicate changes in pre-established goals and deadlines.
Director of Data Science, Credit & Fraud Risk Modeling KafeneDirector of Data Science, Credit & Fraud Risk ModelingNew York, New YorkFeature Engineering: Go beyond surface-level signals — you'll mine internal and external datasets to engineer high-signal features (DTI, PTI, payment behavior, account balance patterns) that directly improve the predictive power of production credit models. Cutting-edge AI and machine learning that analyzes 20,000+ data inputs in real-time, empowering retailers across furniture, appliances, electronics, tires, and durable goods to say "yes" to more customers.
Market Risk Developer (Java/Python + Spark) AxelonMarket Risk Developer (Java/Python + Spark)JERSEY CITY, NJ$84–$89 / hourMinimum 8 years of relevant experience building large-scale, production-grade systems, with demonstrated depth in Java-based backend development and distributed system design. Expert-level knowledge of core Java concepts and frameworks such as Spring Boot and Microservices, with a strong understanding of OOPs concepts and design patterns.
Senior Analyst, Regulatory Compliance & Retailer Requirements Estee Lauder IncSenior Analyst, Regulatory Compliance & Retailer RequirementsNew York, NY$75,350–$112,500 / yearThe company's products are sold in approximately 150 countries and territories under brand names including: Estée Lauder, Aramis, Clinique, Lab Series, Origins, M·A·C, La Mer, Bobbi Brown Cosmetics, Aveda, Jo Malone London, Bumble and bumble, Darphin Paris, TOM FORD, Smashbox, AERIN Beauty, Le Labo, Editions de Parfums Frédéric Malle, GLAMGLOW, KILIAN PARIS, Too Faced, Dr. Jart+, the DECIEM family of brands, including The Ordinary and NIOD, and BALMAIN Beauty. Principle Objective: Support the Estee Lauder Corporate strategy for sustainable package development by ensuring packaging is developed to support the corporate vision and guidelines for responsible packaging (responsible material sourcing, responsible manufacturing processes, responsible product stewardship).
NewPrincipal Technical Program Manager - Security and Compliance (Chronosphere) Palo Alto Networks IncPrincipal Technical Program Manager - Security and Compliance (Chronosphere)New York City, NY$175,400–$283,800 / yearFor candidates who receive an offer at the posted level, the starting base salary (for non-sales roles) or base salary + commission target (for sales/com-missioned roles) is expected to be the annual range listed below. Collect and track security work assigned to Observability by Infosec, providing updates to Infosec teams while protecting roadmaps from disruption.
Prime Services & Delta One Quantitative Analyst - Director Citigroup Inc.Prime Services & Delta One Quantitative Analyst - DirectorNew York, NY$170,000–$300,000 / yearAppropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behaviour, conduct and business practices, and escalating, managing and reporting control issues with transparency. Create, implement, and support quantitative models for the trading business leveraging a wide variety of mathematical and computer science methods and tools including hardware acceleration, advanced calculus, python, C++, Java and kdb.
Paralegal - Compliance and Employment Programs Lead QXO IncParalegal - Compliance and Employment Programs LeadGreenwich, CT$100,000–$150,000 / yearQXO is North America's largest distributor and installer of insulation, the second-largest distributor of roofing products, the second-largest publicly traded distributor of lumber and building materials, and the largest distributor of waterproofing products. Manage the internal whistleblower platform by assisting with internal investigations, providing guidance on case management systems and workflows, performing intake, organizing information and records, and reviewing investigative case files.
Sr. Operational Compliance Analyst Hippo Holdings IncSr. Operational Compliance AnalystMorristown, NJ$175,000–$265,000 / yearHippo treats its team members with the same level of dedication and care as we do our customers, which is why we're fortunate to provide all of our Hippos with: Healthy Hippos Benefits - Multiple medical plans to choose from and 100% employer covered dental & vision plans for our team members and their families. You take pride in accuracy and follow-through, whether that''s a data call response, a carrier audit, or a state recovery filing, and you''re ready to step into a senior, high-visibility role where you''ll mentor peers and serve as the go-to person when compliance matters get complicated.
Associate, Aml/Cft & Ofac Compliance, Customer Due Diligence Cross RiverAssociate, Aml/Cft & Ofac Compliance, Customer Due DiligenceFort Lee, NJ$100,000–$120,000 / yearExpertise in laws and regulations governing consumer and commercial financial products, including, but not limited to, TILA/Regulation Z, ECOA/Regulation B, FCRA/Regulation V, SCRA, MLA, EFTA/Regulation E, TISA/Regulation DD, EFAA/Regulation CC, as well as industry best practices. Our technology and capital solutions power payments, cards, lending, and digital asset capabilities that move money safely, instantly, and inclusively - trusted by leading fintechs, enterprises, and disruptors across the globe.
Security / Compliance Engineering NTT DATA Group CorpSecurity / Compliance EngineeringJersey City, NJ$104,904–$182,125 / year5+ years of experience with AWS cloud security exposure or comparable hyperscaler security depth, including IAM, encryption, network controls, logging, secrets, and secure deployment patterns. NTT DATA recruiters will never ask for payment or banking information and will only use @nttdata.com, @nttdatafed.com and @talent.nttdataservices.com email addresses.
Associate, AML/CFT & OFAC Compliance, Customer Due Diligence Cross RiverAssociate, AML/CFT & OFAC Compliance, Customer Due DiligenceFort Lee, NJ$100,000–$120,000 / yearExpertise in laws and regulations governing consumer and commercial financial products, including, but not limited to, TILA/Regulation Z, ECOA/Regulation B, FCRA/Regulation V, SCRA, MLA, EFTA/Regulation E, TISA/Regulation DD, EFAA/Regulation CC, as well as industry best practices. Our technology and capital solutions power payments, cards, lending, and digital asset capabilities that move money safely, instantly, and inclusively — trusted by leading fintechs, enterprises, and disruptors across the globe.
Compliance Manager Lemonade IncCompliance ManagerNY$115,000–$135,000 / yearYou'll sit within our compliance team, owning the full lifecycle of issue identification, tracking, remediation, and reporting - working across Insurance Operations, Agency, Claims, and Product to keep Lemonade ahead of regulatory risk as we scale. Demonstrated ability to identify systemic themes from isolated incidents and translate complex regulatory risks into clear, actionable guidance for senior leadership.
Corporate Compliance Senior Consultant CNA Financial Corp.Corporate Compliance Senior ConsultantNew York, NY$72,000–$141,000 / yearThis position will play a critical role in strengthening the organization's second-line oversight capabilities, advancing key compliance programs, enhancing regulatory responsiveness, and facilitating compliance assessment and remediation efforts across the company. Engage in the full lifecycle of law change management, including intake of legislative and regulatory updates, impact assessment, communication to appropriate stakeholders, and review of timely, complete implementation.
Director of Compliance and Quality Assurance Children's Aid Job ListingDirector of Compliance and Quality AssuranceNew York, New YorkThe Director ensures full compliance with New York State Department of Health (NYSDOH) and New York State Office of Mental Health (OMH) regulatory requirements for Article 28 Diagnostic and Treatment Centers, Article 29I Health Facilities, and Article 31 Mental Health Clinics, as well as federal requirements under Title X and Patient-Centered Medical Home (PCMH), while advancing a culture of quality, patient safety, and continuous improvement. Reporting to the Vice President of Health Services, the Director of Compliance & Quality Assurance is accountable for regulatory compliance, accreditation readiness, quality improvement initiatives, risk mitigation, performance monitoring, and the development of systems that promote high-quality, safe, and effective patient care across all Health Services programs.
Vice President, Compliance Officer Cerberus Capital ManagementVice President, Compliance OfficerNew York, New YorkAdvise on Cerberus-related compliance matters including (i) management incentive plan approvals, (ii) management-fee offsets, and (iii) employee matters including moves between Cerberus and portfolio companies, among Cerberus affiliates, and of full-time employees to consulting roles (and vice versa). The role will involve participation in all stages of the investment lifecycle including pre-acquisition diligence, advising companies in the adoption of compliance policies and procedures, monitoring, testing, and mitigation during the course of an investment, and reverse-diligence and sale-readiness on exit.
Sr. Healthcare Compliance Specialist, TA Terumo CorpSr. Healthcare Compliance Specialist, TASomerset, NJ$86,900–$121,880 / yearThis position is responsible for assisting the Head of Compliance and/ or designee with the following tasks, among others: Supporting the execution of monitoring and testing plans at a group level, focused on high-risk areas (e.g., anti-bribery and corruption, sanctions, data privacy, and internal controls), leveraging technology and data analytics across multiple sources to provide insights to management and commercial teams; Proposing, supporting, and executing remediation plans, including, but not limited to, training, job aids, and other associate resources; Supporting the Sunshine Act reporting process, including data collection, validation, and submission, ensuring timely and compliant reporting in line with TAH processes; Supporting the third-party risk management program, including the review of due diligence reports, approvals, and development of dashboards to identify and monitor high-risk areas; Supporting additional compliance program activities as needed, including compliance review of interactions with Healthcare Professionals (HCPs) and Healthcare Organizations (HCOs), contract administration, and the development of tools and guidance (e.g., checklists, procedures); Performing other compliance-related activities as required. The Terumo Americas Holding Senior Compliance Specialist is responsible for assisting the Compliance Team with the following key activities, including, but not limited to: Monitoring and Testing: Support the implementation and execution of monitoring and testing plans at group level, including: Conducting monitoring and testing across high-risk areas, as identified by TAH, including but not limited to, HCP engagements, events, travel and expenses, distributor payments; Developing dashboards and reports; delivering monthly, quarterly, and annual analytics to management and commercial teams; Supporting investigations in alignment with Compliance Team; Preparing follow-up communications and corrective actions; Maintaining and updating monitoring and corrective action logs; Delivering policy training and re-training to associates as needed.
Business Intake Specialist (Ethical Walls) Kirkland & Ellis LLPBusiness Intake Specialist (Ethical Walls)New York, NY$88,000–$109,000 / yearYou will play a critical role in establishing and maintaining ethical walls, identifying potential risks, ensuring compliance with firm policies, and helping safeguard confidential client and firm information. Partner with Key Stakeholders: Collaborate with attorneys, the Office of General Counsel, Risk Management leadership, Information Technology (IT), and colleagues across global Business Intake & Conflicts teams.
Director of Payments & Risk CoinmeDirector of Payments & RiskJersey City, NJPayments and fraud depth: Card-rail mechanics (authorization and decline flows), chargeback and representment economics, Visa and Mastercard dispute rules and card-network monitoring programs, working knowledge of ACH and real-time rails, and fluency in crypto-side risk (wallet behavior, on-chain flows, cash-out typologies). With a strong bias for action, report to executives on key risk mitigating actions to reduce risk exposure and loss, performance and risk metrics, with the ability to go beyond headline fraud rates: loss by channel, decline precision and false-positive cost, dispute win rates, automation coverage, and time-to-disposition, connecting risk decisions to profitability.