In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures. Partnering across the first and second lines, Legal, Regulatory Relations, and Enterprise Policy Management, the leader translates regulatory obligations and risk strategy into practical policy, implementation, and oversight outcomes.