Global Head of Wealth Management Compliance Northern Trust CorpGlobal Head of Wealth Management ComplianceChicago, IL$171,700–$300,500 / yearLead and enhance the end-to-end Global Wealth compliance program, including regulatory compliance, conduct risk management, financial crimes compliance (e.g., AML, sanctions), conduct adherence partnering with relevant peer leaders as required. Ensure effective regulatory change management for wealth‑related rules, including suitability, best‑interest duties, AML/CTF, sanctions, cross‑border marketing, data privacy, and consumer protection partnering with peer leads as appropriate.
Compliance Officer, Surveillance (Vn2997) Marex Group, Plc.Compliance Officer, Surveillance (Vn2997)Chicago, IL$75,000–$115,000 / yearThe group provides access to the world's major commodity markets, covering a broad range of clients that include some of the largest commodity producers, consumers and traders, banks, hedge funds and asset managers. Marex Group plc (NASDAQ: MRX) is a diversified global financial services platform providing essential liquidity, market access and infrastructure services to clients across energy, commodities and financial markets.
Manager, Investment Compliance - Wealth Management Northern TrustManager, Investment Compliance - Wealth ManagementChicago, IL$114,700–$194,900 / yearThis role supports Wealth Management Investment Compliance and the Wealth Management Investment Practice with compliance risk oversight, policy and procedure governance, business advisory support, and strategic execution across investment-related processes. As a global leader in innovative wealth management, asset servicing, asset management and banking services, Northern Trust (Nasdaq: NTRS) is proud to guide the world's most successful individuals, families, corporations and institutions.
NewCredit Risk Analyst Commercial Underwriter, West Coast StripeCredit Risk Analyst Commercial Underwriter, West CoastChicago, US-Remote5+ years of relevant experience with knowledge of commercial credit underwriting, financial risk modeling, and cash flow forecasting Bachelor's degree in Finance, Economics, Statistics, or other related fields Strong knowledge of accounting principles and comfort evaluating financial statements and business models across a range of industries Ability to transform business and financial data into cohesive narratives that outline potential credit risks and present dynamic mitigation strategies Strong written, verbal, and problem-solving skills Attention to detail while managing priorities in a fast-paced environment Ability to comfortably interact with the CFOs and CEOs of our top merchants Deep empathy for entrepreneurs running a business, and motivation to solve problems to empower them. As a Credit Risk Analyst Commercial Underwriter on the North America Strategy Risk team, you'll underwrite and manage a portfolio of our largest and fastest-growing businesses to facilitate growth objectives while minimizing credit risk.
Operational Risk Manager DV TradingOperational Risk ManagerChicago, ILSince spinning out of a large brokerage firm in 2016, DV Trading has rapidly scaled as an independent proprietary trading firm utilizing its own capital, trading strategies, and risk management methodologies to provide liquidity to worldwide financial markets and hedging opportunities to commodity producers and users. Strong preference for experience at a proprietary trading firm, market maker, broker-dealer, or other fast-paced trading environment; candidates from larger financial institutions can be a fit if they have relevant experience supporting an electronic execution or algorithmic trading business.
Risk Insurance Manager CJ Logistics CorpRisk Insurance ManagerDes Plaines, IL$124,000–$135,000 / yearAs a lead logistics partner (LLP), third-party logistics provider (3PL) and supply chain consultant, we help customers leverage supply chain management as a competitive advantage, reducing total system costs, transforming business processes, improving service and facilitating growth and change. CJ Logistics About Statement: At CJ Logistics America, we know that we do our best work when we have an inclusive and diverse team, where we can draw on our different life experiences to help us deliver innovative solutions for our customers.
Senior Catastrophe Risk Analyst SageSure Insurance ManagersSenior Catastrophe Risk AnalystChicago, ILWe have more than 1,000 employees in a distributed workforce environment across 12 offices-Fairfield, CA; Mountain View, CA; Cheshire, CT; Jacksonville, FL; Tallahassee, FL; Tampa, FL; Chicago, IL; Jersey City, NJ; Marlton, NJ; Cincinnati, OH; Houston, TX; Sheboygan, WI-who are tackling the industry's toughest challenges. . In this role, you'll play a critical part in advancing the scientific, statistical, and model-based understanding of catastrophe risk across perils such as hurricanes, earthquakes, wildfires, floods, and severe convective storms.
Principal - Head of Compliance Architecture Northern Trust CorpPrincipal - Head of Compliance ArchitectureChicago, IL$137,400–$233,600 / yearServes as the lead architecture authority for Financial Crimes, Regulatory Compliance, Regulatory Change portfolios, providing technical leadership across Anti-Money Laundering (AML), KYC, Sanctions Screening, Fraud Prevention, Ethics & Conduct, Trade Surveillance, Electronic Communications Surveillance, Regulatory Change Management, Compliance Risk Assessment, Compliance Testing, Compliance Monitoring capabilities. Provides architectural leadership and governance for critical compliance technology platforms, including AML and transaction monitoring solutions, Actimize, sanctions screening platforms, fraud management solutions, ServiceNow IRM, regulatory change platforms, surveillance technologies, and audit automation capabilities.
Principal - Head Of Compliance Architecture Northern TrustPrincipal - Head Of Compliance ArchitectureChicago, IL$137,400–$233,600 / yearServes as the lead architecture authority for Financial Crimes, Regulatory Compliance, Regulatory Change portfolios, providing technical leadership across Anti-Money Laundering (AML), KYC, Sanctions Screening, Fraud Prevention, Ethics & Conduct, Trade Surveillance, Electronic Communications Surveillance, Regulatory Change Management, Compliance Risk Assessment, Compliance Testing, Compliance Monitoring capabilities. Provides architectural leadership and governance for critical compliance technology platforms, including AML and transaction monitoring solutions, Actimize, sanctions screening platforms, fraud management solutions, ServiceNow IRM, regulatory change platforms, surveillance technologies, and audit automation capabilities.
Vice President, Senior Compliance Manager - Regulatory Counsel Antares Holdings LP (Inactive)Vice President, Senior Compliance Manager - Regulatory CounselChicago, IL$200,000–$230,000 / yearThe successful candidate will help advance the firm's compliance framework by: (1) Providing thoughtful, practical guidance on the application of global regulations, evolving industry developments, and best practices in support of our private credit strategy and fund structures and the general growth of the firm's asset management transactional activities; (2) Interpreting and operationalizing compliance policies and procedures to align with the firm's existing and newly developing products and business activities and the firm's expanding jurisdictional reach; (3) Leading and coordinating the implementation of new regulatory requirements and enhancements to existing frameworks; and (4) Partnering cross-functionally to represent Compliance in enterprise-wide initiatives, while supporting day-to-day matters and broader program oversight. Strategic thinking and decision making: Applies strong business and market insight and expertise to shape functional/team strategy, solves complex problems, recommends best practices, makes high quality decisions, anticipates future needs and delivers stakeholder aligned value.
Trade Compliance Analyst HendricksonTrade Compliance AnalystWoodridge, IL$69,000–$95,000 / yearThe Trade Compliance Analyst combines technical trade import and export compliance expertise - tariff classification, country of origin, Free Trade Agreement qualification, export controls, sanctions screening, and refund recovery - with the day-to-day operational coordination required to keep shipments moving, brokers performing, payments and refunds flowing, and records audit-ready. Monitor Cargo Systems Messaging Service messages, Federal Register notices, Office of the United States Trade Representative announcements, Customs and Border Protection rulings, and Commerce/International Trade Commission determinations for changes affecting Hendrickson's Trade Compliance Program.
Fintech Compliance Officer - To 150K - Chicago, IL - Job 3784-6264 The Symicor GroupFintech Compliance Officer - To 150K - Chicago, IL - Job 3784-6264Chicago, ILIdentifies and analyzes risks associated with new and existing Fintech Leads, third-parties, third-party products, product channels and significant changes in existing products are properly evaluated and adequately communicated. Provides compliance expertise and guidance on bank wide projects to include Fintech oversight and BaaS as well as new product and system offerings.
Vice President, Trade Risk Distribution & Trade Credit Insurance Management Bank of MontrealVice President, Trade Risk Distribution & Trade Credit Insurance ManagementChicago, IL$135,000–$160,000 / yearThe Vice President, Trade Risk Distribution & Trade Credit Insurance Management will support the growth and risk management of the bank's Supply Chain Finance, Receivables Finance, and Working Capital Solutions business through trade asset distribution and trade credit insurance activities. Support the distribution of trade finance and working capital assets to banks, financial institutions, institutional investors, and trade asset managers.
RN Director of Regulatory Compliance Humboldt Park HealthRN Director of Regulatory ComplianceChicago, ILPart timeDevelop and oversee an enterprise-wide regulatory audit program including: documentation audits, clinical practice audits, environment of care audits, medical record audits, medication management audits, infection prevention audits, emergency management audits, human resources compliance audits, credentialing documentation reviews, and competency validation. Responsibilities include coordinating organizational survey readiness activities, leading interdisciplinary readiness committees, maintaining survey documentation, validating corrective actions, conducting readiness rounds, preparing leadership for survey interviews, and ensuring departments maintain evidence of compliance.
Senior Manager, Export & Sanctions Compliance Trade Compliance Recruiting SolutionsSenior Manager, Export & Sanctions ComplianceLake Forest, ILThe Senior Export & Sanctions Compliance Manager is responsible for developing and overseeing the export and sanctions compliance program for a large multi-national company while ensuring compliance with EAR, ITAR, and OFAC rules and regulations. · Solid understanding working with customs other government agencies · Strong leadership, team management, and communication skills.
NewManager, Global HR Compliance and Operations Encore Group (USA) LLCManager, Global HR Compliance and Operationsschiller park, ILFor more information on our Competency Group, refer to the Competency Based Talent Management page on Encore Connect by searching for the title or copy & pasting this URL Link ( https://psav.sharepoint.com/sites/HR/SitePages/Competency-Supported-Talent-Management.aspx ). This role serves as a key risk‑management partner to HR, Legal, and business leaders, ensuring consistent application of compliance frameworks while enabling operational effectiveness in a publicly traded environment.
Security Compliance, Audit & Technical Architecture Manager Accenture PlcSecurity Compliance, Audit & Technical Architecture ManagerChicago, ILPlan and execute control testing cycles (design effectiveness and operating effectiveness) across IT general controls (ITGCs), application controls, and regulatory controls for frameworks including SOX, SOC 1/2, ISO 27001, NIST CSF, CMMC, GDPR, CCPA, HIPAA, and others. Review and test IAM controls including role-based access control (RBAC), privileged access management (PAM), MFA enforcement, access certification cycles, and joiner/mover/leaver processes against regulatory and audit requirements.
Enterprise Change Management - Head of Innovation, Northern Trust CorpEnterprise Change Management - Head of Innovation,Chicago, IL$164,600–$288,000 / yearDesign multi-year implementation roadmaps to power accelerated and transparent execution, automated workflow management and uplifted controls, reporting, oversight and monitoring; influence product, platform, and data roadmaps based on real-world business needs and adoption patterns. As a global leader in innovative wealth management, asset servicing, asset management and banking services, Northern Trust (Nasdaq: NTRS) is proud to guide the world's most successful individuals, families, corporations and institutions.
Director of Risk Management & Compliance (Hybrid) Earthmover Credit UnionDirector of Risk Management & Compliance (Hybrid)oswego, IL$75,000–$100,000 / yearStrong knowledge of financial institution laws, regulations, and compliance requirements, including BSA/AML, USA PATRIOT Act, OFAC, FACTA/Identity Theft Prevention, Fair Credit laws, fraud prevention and mitigation, and other applicable credit union regulations. As the Director of Risk Management & Compliance at Earthmover Credit Union, you'll play a critical role in protecting our members, supporting our employees, and ensuring ECU operates with strong compliance, sound governance, and effective risk management.
SVP - Business Balance Sheet Management & Strategic Business Analytics - Hybrid Citigroup IncSVP - Business Balance Sheet Management & Strategic Business Analytics - HybridSchaumburg, IL$144,480–$216,720 / yearThis is a high-impact role where you will lead a team of quantitative analysts to model the P&L and capital impacts of major strategic decisions, partnering directly with executive leadership to shape the future of the business and optimize for both profitability and regulatory compliance. Scenario & Impact Analysis: Conduct rigorous scenario analysis and sensitivity testing on key drivers (e.g., interest rates, credit losses, new account volume, regulatory capital requirements) to identify and quantify potential risks and opportunities.