NewSenior Swiss CNC Specialist – Multi-Axis Lathe Setup & Programming Gables Search GroupSenior Swiss CNC Specialist – Multi-Axis Lathe Setup & ProgrammingNew Lisbon, WI$1–$54,000TECHNICAL LITREACY: Proven capability to execute and refine equipment programming, adjust complex tool offsets, and manage end-to-end bar-fed production cycles. SHIFT FLEXIBILITY: Choose the schedule that fits your lifestyle: 1st Shift (8 hours x 5 days) OR 2nd Shift (10 hours x 4 days for a guaranteed 3-day weekend).
New3rd Shift Production Lead – Plastic Injection Molding Specialist Gables Search Group3rd Shift Production Lead – Plastic Injection Molding SpecialistIxonia, WI$1–$77,500Technical Mold Setups: Executing end-to-end tooling changeovers, safely hanging molds, setting up water lines, mixing raw materials, and loading resins into drying systems. For a skilled molding technician who is tired of toxic night-shift chaos, cutting corners on quality, or dealing with unreliable legacy presses, this direct-hire tracking role is a breath of fresh air.
NewVP, Financial Consultant- Madison, WI Charles SchwabVP, Financial Consultant- Madison, WIMiddleton, WIOpenness to manage wealth on behalf of our clients including: Retirement Planning, Education Planning, Investment Management, Banking & Lending Management, Insurance & Risk Management, and Estate Planning. Strong candidates will also learn to leverage our team of Schwab specialists, Schwab advice guidelines, your knowledge of the markets, and your ability to inspire action to help your client’s progress toward achieving their goals.
Target Security Specialist Target CorpTarget Security SpecialistStevens Point, WIPlease paste this url into your preferred browser to learn about benefits eligibility for this role: https://tgt.biz/BenefitsForYou_A | Pegue esta URL en su navegador preferido para obtener información sobre la elegibilidad de este puesto para recibir beneficios: https://tgt.biz/BenefitsForYou_A . As a Target Security Specialist, no two days are ever the same, but a typical day will most likely include the following responsibilities: Support sales by welcoming and engaging guests and team members at the front of store.
SECURITY SPECIALIST Aspirus IncSECURITY SPECIALISTWisconsin Rapids, WIIt includes Aspirus Wisconsin Rapids Hospital, Aspirus Clinics in Wisconsin Rapids, Nekoosa and Rome, Aspirus Heart & Vascular, Aspirus UW Cancer Center, Aspirus Wound & Hyperbarics, Aspirus Joint Center, and Aspirus Therapies. The health system operates 18 hospitals and 130 outpatient locations with nearly 14,000 team members, including 1,300 employed physicians and advanced practice clinicians.
Security Specialist - 3rd Shift (Bays) Global Power ComponentsSecurity Specialist - 3rd Shift (Bays)Milwaukee, WisconsinGlobal Power Components is a privately held, growing manufacturer of UL heavy gauge steel fuel tanks, trailers, large generator enclosures, and modular metal enclosures for housing fully equipped electrical distribution and control equipment. Property Surveillance & Security: Perform regular property patrols to ensure physical security, checking for security vulnerabilities, unauthorized access, and ensuring all security systems are operational.
Security Specialist - 2nd Shift (Burnham) Global Power ComponentsSecurity Specialist - 2nd Shift (Burnham)Milwaukee, WisconsinGlobal Power Components is a privately held, growing manufacturer of UL heavy gauge steel fuel tanks, trailers, large generator enclosures, and modular metal enclosures for housing fully equipped electrical distribution and control equipment. Property Surveillance & Security: Perform regular property patrols to ensure physical security, checking for security vulnerabilities, unauthorized access, and ensuring all security systems are operational.
Security Specialist - 3rd Shift/Weekends (Burnham) Global Power ComponentsSecurity Specialist - 3rd Shift/Weekends (Burnham)Milwaukee, WisconsinGlobal Power Components is a privately held, growing manufacturer of UL heavy gauge steel fuel tanks, trailers, large generator enclosures, and modular metal enclosures for housing fully equipped electrical distribution and control equipment. Property Surveillance & Security: Perform regular property patrols to ensure physical security, checking for security vulnerabilities, unauthorized access, and ensuring all security systems are operational.
Security Specialist - 1st Shift (Burnham) Global Power ComponentsSecurity Specialist - 1st Shift (Burnham)Milwaukee, WisconsinGlobal Power Components is a privately held, growing manufacturer of UL heavy gauge steel fuel tanks, trailers, large generator enclosures, and modular metal enclosures for housing fully equipped electrical distribution and control equipment. Property Surveillance & Security: Perform regular property patrols to ensure physical security, checking for security vulnerabilities, unauthorized access, and ensuring all security systems are operational.
Security Specialist - Full Time Lands' End IncSecurity Specialist - Full TimeDodgeville, WIEssential Skills: Excellent written and verbal communication skills and telephone technique and the ability to effectively interact externally and internally. Excellent human relations skills and ability to handle confidential subject matter.
Security Specialist Lands' End IncSecurity SpecialistDodgeville, WIEssential Skills: Excellent written and verbal communication skills and telephone technique and the ability to effectively interact externally and internally. Valid driver's license required with acceptable driving record and ability to become fork lift certified.
Specialist II Environmental Biochemist – Environmental, Health, Safety & Security CatalentSpecialist II Environmental Biochemist – Environmental, Health, Safety & SecurityMadison, WisconsinCatalent is an exciting and growing international company where employees work directly with pharma, biopharma and consumer health companies of all sizes to advance new medicines from early development to clinical trials and to the market. Relevant experience is considered as: OSHA reporting requirements, conducting risk assessments (Functional, Chemical, Ergonomics), GMP regulations, hazardous waste management, regulatory agency interaction, and familiarity with ISO 45001 implementation.
NewCorporate Security Specialist II Dairyland Power CooperativeCorporate Security Specialist IILa Crosse, WisconsinThis position serves as a lead technical and operational resource for day-to-day security activities, supports the implementation and maintenance of security policies and procedures and assists with the coordination of security projects designed to protect facilities, assets and personnel from potential threats and vulnerabilities. Bachelor’s degree in security management, criminal justice, law enforcement, emergency management, information systems, business administration or related field and five (5) years of experience in security, law enforcement, emergency response, physical security systems, security compliance, critical infrastructure protection or a related field.
Cyber Security Supply Chain Risk Specialist AxelonCyber Security Supply Chain Risk SpecialistMontreal, QC$374.64–$642.50 / dayThe role partners with Relationship Managers, Vendor Management, and global security teams to translate global vendor due diligence findings into actionable local mitigations, run continuous monitoring programs, and lead third party security transformation projects. Transformation & Projects:Understand business priorities, key initiatives, planned programs and aspirations; collaborate closely with cybersecurity leadership to ensure programs are aligned and communicated.
Security Training Specialist Senior (Wisconsin) Advocate Aurora Health IncSecurity Training Specialist Senior (Wisconsin)Milwaukee, WI$35.50–$53.25 / hourMajor Responsibilities: Delivers and refines an integrated and multi-modality performance-management training framework for delivery to all Public Safety Officers and security support staff to include, but not limited to new employee training, annual training, remedial/refresher training, new equipment training, and new policy/process training; selected caregiving teams with patient and public-facing interface; and other functional teams with touchpoints to safeguarding people, property, assets, and interests. Knowledge, Skills & Abilities Required: Experience designing content/curriculum and delivering effective training instruction to a variety of audiences, developing viable training plans that result in optimal allocation of limited resources and strong interpersonal skills with the ability to collaborate effectively with multiple/diverse functional areas and multiple business unit leaders and stakeholders.
IT Security and Compliance Specialist HellermannTytonIT Security and Compliance SpecialistMilwaukee, WIThe position requires coordination of disaster recovery and business continuity efforts across IT and business units, proactive identification of cybersecurity deficiencies, and implementation of advanced security measures including Data Loss Prevention (DLP) and AI security controls. This role combines technical expertise, compliance knowledge, and strong collaboration skills to protect critical assets, maintain certifications, and enable business continuity.
Security Operations Support Specialist Direct SupplySecurity Operations Support SpecialistMilwaukee, WisconsinBy absorbing structured operational and administrative responsibilities, you’ll enable field-based Security Officers and leaders to remain focused on response and patrol, while directly supporting the maturity and readiness of the security program. Direct Supply is building the future of healthcare technology with industry-leading products, solutions and platforms to help improve the lives of millions of seniors and those who care for them.
Security Support Specialist - Milwaukee, WI Titan Security GroupSecurity Support Specialist - Milwaukee, WIMilwaukee, WI$21–$23 / hourResponsibilities of the Security Support Specialist include, but are not limited to: Provide excellent Customer Service to all parties encountered while on duty, including assisting with directions and general business information. Named as a nationally recognized Top Workplace in 2024 and 2025 by USA Today, Titan''s customized approach to security services will provide you with the opportunity to learn, grow and succeed.
Security/ Badge Entitlements Specialist Automated SystemsSecurity/ Badge Entitlements SpecialistKenosha, WisconsinThe acquired site carries a legacy pharmaceutical access entitlements database that does not conform to current clientâs access management policies. ⢠Audit existing badge access entitlements database inherited from the acquired Pharmaceutical; document current state vs.
Security Service Specialist 2 - Milwaukee, WI Convergint CareerSecurity Service Specialist 2 - Milwaukee, WIMenomonee Falls, WisconsinIdentifies and resolves problems for many types of service calls including emergency and after-hours calls; analyzes repair requirements and provides customer with appropriate solutions; completes necessary repairs and replacements as needed; exercises judgment in selecting methods, techniques, and evaluation criterion for obtaining results. Scope of work includes technical assistance, systems checkout of new and existing installations, troubleshooting and maintenance and repair routines associated with installed Security and the installation of small or less complex projects.
Specialist II Environmental Biochemist - Environmental, Health, Safety & Security Catalent IncSpecialist II Environmental Biochemist - Environmental, Health, Safety & SecurityMadison, WICatalent is an exciting and growing international company where employees work directly with pharma, biopharma and consumer health companies of all sizes to advance new medicines from early development to clinical trials and to the market. Relevant experience is considered as: OSHA reporting requirements, conducting risk assessments (Functional, Chemical, Ergonomics), GMP regulations, hazardous waste management, regulatory agency interaction, and familiarity with ISO 45001 implementation.
Cyber Oracle Cloud Security - Senior Consultant / Senior Engineering Management Specialist Deloitte Touche Tohmatsu LtdCyber Oracle Cloud Security - Senior Consultant / Senior Engineering Management SpecialistWI$105,400–$207,800 / yearSupporting security workstreams across Oracle Cloud Enterprise Resource Planning (ERP), Human Capital Management (HCM), and Supply Chain Management (SCM) implementations. Our purpose comes through in our work with clients that enables impact and value in their organizations, as well as through our own investments, commitments, and actions across areas that help drive positive outcomes for our communities.
NewOn-Site IT Desktop Specialist Help Desk & Security Capital Credit UnionOn-Site IT Desktop Specialist Help Desk & SecurityMadison, WIAs part of our team in De Pere, WI, successful candidates will have an Associate's degree in a related field, preferably with some technical support experience. Capital Credit Union is seeking a dedicated IT Support Specialist to ensure the effective use of software and IT systems within the organization.
Senior Security Sales Specialist- Texas Akamai Technologies, Inc.Senior Security Sales Specialist- TexasMadison, WI$245,000–$441,000 / yearFor US based candidates only - The On Target Earnings (OTE, base salary + commissions) for this position ranges from $245,000 - $441,000/year; a candidate’s OTE is determined by various factors including, but not limited to, relevant work experience, skills, certifications and location. We provide the world's most distributed platform from Cloud to Edge to help the giants of the digital world work faster and stay more secure, making the internet a better experience for everyone.
Security Sales Specialist- East Coast Akamai Technologies, Inc.Security Sales Specialist- East CoastMadison, WI$208,600–$375,400 / yearFor US based candidates only - The On Target Earnings (OTE, base salary + commissions) for this position ranges from $208,600 - $375,400/year; a candidate’s OTE is determined by various factors including, but not limited to, relevant work experience, skills, certifications and location. With the world's most distributed compute platform from cloud to edge we make it easy for customers to develop and run applications, while we keep experiences closer to users and threats farther away.
Security Systems Specialist Communications Engineering CoSecurity Systems SpecialistDe Pere, WIPost Project Meetings: Provide input to Project Manager on project management processes, procedures, tools, and best practice improvement. CORE RESPONSIBILITIES include, but are not limited to the following: Project Information Review: Reviews all information with key personnel to address questions and unknowns as required.
Cloud Security Engineer Manager Deloitte Touche Tohmatsu LtdCloud Security Engineer ManagerMilwaukee, WI$118,700–$243,700 / yearWe are seeking a talented, passionate cyber security specialist who will serve as a technical interface and subject matter expert in designing, implementing, and supporting an enterprise-class application-centric micro-segmentation service for Deloitte US Member Firm. Minimum 6 years of related Cyber Security experience with a focus on network security engineering, including firewall policy design, rule management, and hands-on experience securing east-west traffic in enterprise environments.
Residential Security Officer Rock Valley Community ProgramsResidential Security OfficerJanesville, WisconsinAbout the Position: Our Program Support Specialists are responsible for maintaining safety, accountability, and order within our Residential Reentry Program (RRP), working directly with approximately 125 residents from the Wisconsin Department of Corrections, Federal Bureau of Prisons, and U.S. Probation. About Us: Rock Valley Community Programs provides transitional and supportive housing, addiction and mental health treatment services to adults in the Rock County area.
Cybersecurity GRC Manager, FCH - IT - SECURITY Froedtert & The Medical College of WisconsinCybersecurity GRC Manager, FCH - IT - SECURITYMilwaukee, WI$49.15–$84.07 / hourIf you've built GRC programs from scratch (or rebuilt ones that needed it), know your way around a HIPAA gap analysis and a third-party risk assessment in equal measure, are people-focused, and lead with clarity rather than bureaucracy - this is the role for you. At Froedtert ThedaCare, the Cybersecurity GRC Manager owns the program that connects our governance posture to real-world risk outcomes for patients, clinicians, and the communities we serve across Wisconsin.
Residential Security Supervisor Rock Valley Community ProgramsResidential Security SupervisorJanesville, WisconsinIn collaboration with the Quality Assurance Manager and Program Directors, this position helps foster a professional, safe, and supportive environment for both clients and team members, serving approximately 125 residents affiliated with the Wisconsin Department of Corrections, Federal Bureau of Prisons, and U.S. Probation. PROGRAM SUPPORT SPECIALIST SUPERVISOR Rock Valley Community Programs offers transitional and supportive housing, along with addiction and mental health treatment services, to adults in the Rock County area.
Investment Specialist - Remote Bank of MontrealInvestment Specialist - RemoteWIRemoteInquiries or instructions around customer service will range from assisting with password resets, qualified (registered) account opening and maintenance, provide account balances and details regarding client accounts, money movements, account transfers, provide quotes, handle fixed income and market linked certificates of deposit investment inquiries, purchases and redemptions, as well as general navigation of Wealth websites. Support service requests based on investment solutions from a product set (mutual funds, fixed income, certificates of deposit, managed asset allocation program, insurance products, fixed annuities, variable annuities and life insurance).
Network Security Engineer Koch IncNetwork Security EngineerGreen Bay, WIWe manage network and network security infrastructure, including wide area networking, local area networking, wireless, firewalls, datacenter networking, load balancing, endpoint security, and proxies. Network Security Engineer (Zscaler Specialist) will be part of a global infrastructure organization responsible for designing, implementing, and delivering enterprise-grade secure access solution using cloud-delivered security, particularly Zscaler platform.
Security Technician 3 - Port Washington, WI Convergint CareerSecurity Technician 3 - Port Washington, WIMenomonee Falls, WisconsinExecutes all the technical aspects of multiple projects with varying timelines and budgets including, preparation of project deliverables such as submittals/shop drawings/training documentation, programming, graphics development, start-up, certification testing, customer training, close-out documentation, and on-going technical support etc. Reads complex blueprints, schematics, manuals, and other specifications to determine installation requirements; Interprets manuals, schematics, and wiring diagrams, and repairs equipment, utilizing knowledge of electronics and using advanced test instruments and hand tools.
Security Programmer / Commissioning Engineer Convergint CareerSecurity Programmer / Commissioning EngineerMenomonee Falls, WisconsinExecutes all the technical aspects of multiple projects with varying timelines and budgets including, preparation of project deliverables such as submittals/shop drawings/training documentation, programming, graphics development, start-up, certification testing, customer training, close-out documentation, and on-going technical support etc. Networked systems experience: Demonstrated experience in IP-based security environments, including IP addressing, VLAN coordination, switch connectivity, PoE budgeting, server/workstation coordination, firewall coordination, certificates, basic cybersecurity practices, and customer change-control procedures.
Investment Operations Senior Specialist LRSInvestment Operations Senior SpecialistMilwaukee, WI$22–$28 / hourThis role contributes to evaluating advisor needs, implementing service strategies, and ensuring retirement distribution plans are executed in alignment with client financial plans and internal retirement algorithms. Establish and maintain servicing instructions, monitor daily cash activity, and proactively follow up with advisors when distribution cash levels fall below targets.
Security Programmer RightechSecurity ProgrammerMenomonee Falls, WILead or support point-to-point checkout, pre-functional testing, functional testing, scenario testing, integrated systems testing, customer demonstrations, and acceptance testing. Program and validate cardholders, access levels, schedules, holidays, door modes, alarms, events, input/output linking, interlocks, anti-passback, elevator/floor control, intrusion interfaces, and reporting requirements.
Investment Operations Senior Specialist StratAcuity Staffing Partners IncInvestment Operations Senior SpecialistMilwaukee, WI$26–$30 / hourExperience consulting to sophisticated advisors/practices (ensembles, Fee-Based Planners, Private Client Group and Forum advisors/firms) with the ability to assess and understand how services and solutions may increase efficiencies and allow them to better serve clients. In terms of professional development, Everforth Apex hosts an on-demand training program, provides access to certification prep and a library of technical and leadership courses/books/seminars once you have 6+ months of tenure, and certification discounts and other perks to associations that include CompTIA and IIBA.
Security Project Technician 3 (Data Centers) - Racine, WI Convergint CareerSecurity Project Technician 3 (Data Centers) - Racine, WIRacine, WisconsinExecutes all the technical aspects of multiple projects with varying timelines and budgets including, preparation of project deliverables such as submittals/shop drawings/training documentation, programming, graphics development, start-up, certification testing, customer training, close-out documentation, and on-going technical support etc. Reads complex blueprints, schematics, manuals, and other specifications to determine installation requirements; Interprets manuals, schematics, and wiring diagrams, and repairs equipment, utilizing knowledge of electronics and using advanced test instruments and hand tools.
Client Specialist Robert W Baird & Co IncClient SpecialistMilwaukee, WIResponsible for client onboarding coordination, which includes managing Financial Advisor(s) prospect pipeline, assisting with proposal generation, preparing new account paperwork, opening accounts, transitioning new assets to Baird and establishing an ongoing communication/client service plan. As a Client Specialist, you will: Be responsible for the client service and business operation functions of one or more Financial Advisors following a wealth management or portfolio management business approach, including any operational functions necessary to meet client service requirements.
Mutual Funds Specialist LancesoftMutual Funds SpecialistMilwaukee, WI$30Top 3 MUST HAVE skills or experience required: •Excellent oral and written communication, mathematical, PC, and customer service skills •Ability to perform all types of transactions with minimal supervision, while maintaining or exceeding internal/external quality and productivity goals. •Ability to communicate with shareholders, internal departments, fund clients, and administrative agencies to resolve problems regarding shareholder requests and regulatory requirements.
AIS Operations Processing Specialist Associated Banc-CorpAIS Operations Processing SpecialistGreen Bay, WI$19.96–$34.21 / hourEducation Associate''s Degree or equivalent combination of education and experience Financial Services Required Bachelor''s Degree Finance Preferred Bachelor''s Degree Accounting Preferred Bachelor''s Degree Economics Preferred Experience 1-3 years Financial Services Required 3-5 years Brokerage Preferred Licenses and Certifcations Series 7-Stockbroker Exam within 2 years Preferred Other Series 66 License within 2 years Preferred. • Provide exceptional and timely support and service to front-office colleagues specific to operational procedures and processes, general broker/dealer product offerings, broker/dealer systems, and broker/dealer policies and procedures by working directly with product and system vendors resolve/trouble issues.
Mutual Funds Specialist Pyramid, IncMutual Funds SpecialistMilwaukee, WI$26–$26.50 / hourFull timeKey Responsibilities: Global Fund Services (GFS) offers fund administration, compliance, legal administration, fund accounting, fulfillment, distribution and marketing, custody, securities lending, transfer agent and shareholder services and alternative investment product services. Key Requirements and Technology Experience: Key skills; "Funds”, “Banking”, “Financial Services”, “Operations” Two to four years post high school education or equivalent work experience required.
Investment Operations Senior Specialist (46165) Levi, Ray & Shoup IncInvestment Operations Senior Specialist (46165)Milwaukee, WI$22–$28 / hourThis role contributes to evaluating advisor needs, implementing service strategies, and ensuring retirement distribution plans are executed in alignment with client financial plans and internal retirement algorithms. Establish and maintain servicing instructions, monitor daily cash activity, and proactively follow up with advisors when distribution cash levels fall below targets.
Specialist Manager, Risk and Compliance Services (Personal Consultation) Deloitte Touche Tohmatsu LtdSpecialist Manager, Risk and Compliance Services (Personal Consultation)Milwaukee, WI$93,000–$171,300 / yearInterpreting and applying American Institute of Certified Public Accountants (AICPA), Securities and Exchange Commission (SEC), and Public Company Accounting Oversight Board (PCAOB) independence rules, as well as Deloitte US Firms independence policies, while identifying process improvement opportunities with team members. The Personal Consultation team within Independence & Conflicts Network (ICN) performs a critical consultation and risk-management function for the Deloitte US Firms, protecting Deloitte from conflicts of interest and keeping the Deloitte US Firms independent, objective, and impartial, in fact and appearance.
Alternative Investment Institutional Specialist II UMB BankAlternative Investment Institutional Specialist IIMilwaukee, WisconsinThe UMB Registered Fund team manages the daily accounting, tax, audit, administration, and operational tasks for mutual fund and collective trust clients. You have a bachelor’s degree OR combination of related experience and education may be considered in lieu of the four-year degree requirement.
Investment Client Services Specialist - Top Advisor The Northwestern Mutual Life Insurance CoInvestment Client Services Specialist - Top AdvisorFranklin, WI$54,530–$101,270 / yearDemonstrated leadership and interpersonal skills • Demonstrated analytical skills and confidence to make judgments and decisions involving ambiguity • Strong interpersonal and written communication skills • Demonstrated ability to positively influence and work cooperatively with employees at all levels • Demonstrated ability to proactively react to change • Self-motivated and self-directed with the ability to manage multiple assignments with minimal guidance or direction • Strong technical knowledge of the operational aspects related to brokerage and advisory services/products. • Researches and responds to client issues including but is not limited to placing trades, assisting clients with system access and navigation, assisting clients with account maintenance and inquiries, discussing the latest market trends responding to research requests and providing investment education to our clients.
Client Support Specialist - Greater Milwaukee, WI Area (REMOTE) FidelityClient Support Specialist - Greater Milwaukee, WI Area (REMOTE)Mequon, WisconsinRemoteCustomer Service Please be advised that Fidelity’s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Engage with customers, via inbound calls, responding to their inquires which may include providing product and service level guidance, processing transactions to include options, equities, mutual funds and fixed income trades and other specialized monetary requests.
Mutual Fund Institutional Specialist II UMB Financial CorpMutual Fund Institutional Specialist IIMilwaukee, WI$43,000–$82,590 / yearThe UMB Registered Fund team manages the daily accounting, tax, audit, administration, and operational tasks for mutual fund and collective trust clients. We're excited to talk with you if: You have a bachelor's degree OR combination of related experience and education may be considered in lieu of the four-year degree requirement.
Senior IT Governance Specialist Charter Manufacturing Company, IncSenior IT Governance SpecialistMequon, WIFull timeYou will partner across Digital, Enterprise Architecture, Security, Risk Management, and business teams to ensure governance practices are practical, efficient, and aligned to business outcomes—not just process for process’ sake. As a Senior IT Governance Specialist, you’ll help bring structure, clarity, and consistency to how we deliver technology initiatives—ensuring they are compliant, well-managed, and positioned for success.
Mutual Fund Specialist-Contact Center U.S. BankMutual Fund Specialist-Contact CenterMilwaukee, WisconsinIn addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures. Respond to inbound calls from shareholders, institutional clients, and broker/dealers, providing clear guidance on account activity and mutual fund‑related questions.