This role partners closely with Wealth, Corporate, Commercial & Institutional Banking (WCIB) business leaders and the Second Line of Defense (SLOD) teams including Enterprise Risk Management, Technology Risk Oversight, Model Risk Management, Compliance, Law Division, Third Party Risk Management, Enterprise Data Governance, and Information Security Services and Technology Risk Oversight. In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures.