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The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. As a leader in the financial advisor-mediated marketplace(6), LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans.

YEAR

LPL Financial

SVP, Associate General Counsel – Broker-Dealer Regulatory Compliance

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This role will be responsible for managing accounting activities across a range of products and transaction types, including fixed income trading, fixed income underwriting, securities borrowing and lending, repurchase and reverse repurchase agreements, defeasance transactions, and VRDN remarketing activities. This position requires strong broker-dealer product knowledge, technical accounting expertise, operational understanding of trade lifecycle events, and the ability to work cross-functionally with front office, operations, treasury, product control, regulatory reporting, and external/internal audit teams.

US Bank

Accounting Manager- Capital Markets/Broker-Dealer

U.S. Bancorp

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Skills and experience that will lead to success Unlike most insurance programs, the primary purpose of Clinical Trial Liability insurance is to support Pharma and Biotech companies through regulatory approvals and contractual compliance while simultaneously protecting these trial sponsors and their research partners from financial liability in case of injury or harm. What the day will look like Responsible for broking/placing primarily Clinical Trials Liability as well Products Liability, Errors & Omissions Liability, and Excess Liability Market new and renewal business, handling all aspects of the placements from initial market selection through the long-term servicing until the clinical trials these policies are covering are over.

Aon Plc

Broker I, Life Sciences Practice

The ideal candidate will demonstrate strong analytical and problem-solving skills, a willingness to challenge and improve existing processes, and the ability to manage multiple priorities simultaneously while maintaining an exceptional degree of accuracy. In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures.

HOUR

U.S. Bank

Credit Middle Office Associate

The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. DE performing capacity assessment, maintaining operational hygiene, conducting High Availability (HA) and Disaster Recovery (DR) setups, requirements handling, delivering and code reviews, and production support for middleware/integration platforms (Confluent Kafka, IBM MQ, Axway, IBM Message Brokers, and Message Gateways).

LPL Financial Holdings Inc

VP, Kafka Platform Manager

In terms of professional development, Everforth Apex hosts an on-demand training program, provides access to certification prep and a library of technical and leadership courses/books/seminars once you have 6+ months of tenure, and certification discounts and other perks to associations that include CompTIA and IIBA. Everforth Apex also offers a HSA (Health Savings Account on the HDHP plan), a SupportLinc Employee Assistance Program (EAP) with up to 8 free counseling sessions, a corporate discount savings program and other discounts.

StratAcuity Staffing Partners Inc

Full Stack .NET Developer

Examples of Related Work Experience: accountant /CPA, business analyst, business manager, operations analyst, marketing manager, systems analyst, database administrator, management analyst, computer programmer/analyst, chief information officer, chief financial officer, loan officer, e-commerce manager, stock broker, investment advisor, financial analyst. Provides supervision to students in a variety of school related settings, monitors and evaluates student outcomes, develops, selects or modifies lessons plans to ensure all student needs are met, and maintains appropriate records and follows all policies and procedures of NCDPI and CMS.

Stock Broker Jobs in Charlotte, NC

SVP, Associate General Counsel – Broker-Dealer Regulatory Compliance LPL Financial

Accounting Manager- Capital Markets/Broker-Dealer US Bank

Accounting Manager- Capital Markets/Broker-Dealer U.S. Bancorp

Broker I, Life Sciences Practice Aon Plc

Credit Middle Office Associate U.S. Bank

VP, Kafka Platform Manager LPL Financial Holdings Inc

Full Stack .NET Developer StratAcuity Staffing Partners Inc

Teacher, CTE Business Education End of Year (26-27) North Carolina Department of Public Instruction

Teacher, CTE Business Education-End of Year (26-27) North Carolina Department of Public Instruction

Teacher, CTE Business Education (26-27) North Carolina Department of Public Instruction

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