Customs Brokerage Manager Kuehne + Nagel International AGCustoms Brokerage ManagerCharlotte, NCAdditionally, you will lead brokerage teams, provide guidance to clients on tariff classifications and related requirements, and manage relationships with customs authorities to support efficient and compliant operations. For example, your work could ensure that a global product launch happens on time-such as ethically sourced beauty and bath products stocked at local stores for your loved one''s valued self-care routine.
NewStrategic Sourcing Specialist Principal - International Ocean, Air & Customs Brokerage Honeywell International IncStrategic Sourcing Specialist Principal - International Ocean, Air & Customs BrokerageCharlotte, NCThe Senior Category Manager - International Ocean, Air & Customs Brokerage is responsible for the global sourcing, category strategy, and supplier management of international ocean freight, air freight, and customs brokerage services supporting Honeywell Intelligrated's global project execution and aftermarket operations. As a trusted partner, we provide actionable solutions and innovation through our Aerospace Technologies, Building Automation, Energy and Sustainability Solutions, and Industrial Automation business segments - powered by our Honeywell Forge software - that help make the world smarter, safer and more sustainable.
Centralized Brokerage Registered Client Service Associate Truist Financial CorpCentralized Brokerage Registered Client Service AssociateCharlotte, NCDemonstrated experience in a call center or brokerage office environment, preferably focusing on outbound sales calls.\n \nGeneral Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. This includes administrative and operational support, business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable.\n \nESSENTIAL DUTIES AND RESPONSIBILITIES\n \nFollowing is a summary of the essential functions for this job.
Brokerage Registered Client Service Associate Truist Financial CorpBrokerage Registered Client Service AssociateGastonia, NCGeneral Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. Exceptional telephone skills and the ability to appropriately interact with clients of all experience levels regarding securities transactions and brokerage accounts.
Brokerage Registered Client Service Associate - Charlotte, NC Truist Financial CorpBrokerage Registered Client Service Associate - Charlotte, NCCharlotte, NCGeneral Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. Exceptional telephone skills and the ability to appropriately interact with clients of all experience levels regarding securities transactions and brokerage accounts.
Brokerage- Relationship Management Associate Amwins Global Risks UK LtdBrokerage- Relationship Management AssociateCharlotte, NCBacked by 450+ specialty broker teams and deep expertise across industries and product lines, the division is built to support complex commercial placements while delivering the market access, internal connectivity, and collaborative strength needed to help clients and broker partners succeed. Amwins has expertise across a diversified mix of property, casualty, and group benefits products, and offers value-added services in support of those products, including product development, underwriting, premium and claims administration, and actuarial services.
Sales Account Executive - Logistics Freight Brokerage UNICARGO LOGISTICSSales Account Executive - Logistics Freight BrokerageCharlotte, NCRemoteIf you're tired of working at one of the "big boys" where every shipper in the phone book has already been called 10 times, or at one of the "basement brokers" with underpaying comp plans and lack of operations support, Unicargo is where you can get your career path back on track! Minimum 2 years experience in B2B logistics sales, targeting customers who move FTL, LTL, Drayage, Intermodal, LCL, Ocean, Air, and Warehousing.
Brokerage Registered Client Service Associate - Charlotte, NC Truist BankBrokerage Registered Client Service Associate - Charlotte, NCCharlotte, North CarolinaGeneral Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. Assist Financial Advisors in servicing clients including preparing financial plans, conducting investment research and completing client trades and transactions.
Brokerage Registered Client Service Associate Truist BankBrokerage Registered Client Service AssociateGastonia, North CarolinaGeneral Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. Assist Financial Advisors in servicing clients including preparing financial plans, conducting investment research and completing client trades and transactions.
Centralized Brokerage Registered Client Service Associate Truist BankCentralized Brokerage Registered Client Service AssociateCharlotte, North CarolinaGeneral Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. Assist Financial Advisors in servicing clients including preparing financial plans, conducting investment research and completing client trades and transactions.
NewController - Capital Markets & Brokerage U.S. BancorpController - Capital Markets & BrokerageCharlotte, NC$143,905–$169,300 / yearThe Broker-Dealer Controller is a senior finance leader and is responsible for operational accounting, financial reporting, and internal controls for introducing retail brokerage broker-dealer and a self-clearing capital markets broker-dealer. In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures.
Assistant General Counsel, Retail Brokerage Platform The Vanguard GroupAssistant General Counsel, Retail Brokerage PlatformCharlotte, PennsylvaniaPartner with senior leaders to support strategy considerations relating to platform innovation, including AI and digital enablement, advisory and wealth custodial capabilities and complex products, in response to evolving regulatory and competitive market dynamics. You will advise on the design, distribution, and oversight of brokerage capabilities and investment products across public and private markets, partnering closely with business, compliance, and risk leaders to enable responsible growth and market leadership.
1099 Freight Agent - Logistics Transportation Brokerage UNICARGO LOGISTICS1099 Freight Agent - Logistics Transportation BrokerageCharlotte, NCRemoteUnicargo is seeking experienced freight agents looking to move their book of business over to a global transportation company providing the ability to service all transportation modes for domestic and international - Truckload | LTL | Drayage | Intermodal | Ocean | Air | Warehousing | Customs. Unicargo is an ideal home for agents that are not getting the backend support they need, are looking to expand modal capabilities beyond basic domestic transportation, or who want to reduce their current workload and still make significant income.
Internship - Real Estate Brokerage Matthews Real Estate Investment Services, IncInternship - Real Estate BrokerageCharlotte, North CarolinaInternYou will be developed by (and learn directly from) top executives, leaders, and producers, gaining hands-on mentorship, structured training, and collaboration with our industry-leading teams. With millions invested in proprietary, AI-driven tools that streamline marketing, client outreach, and data insights, you will gain exposure to the platforms redefining how business is done in commercial real estate.
NewSenior Brokerage Program Compliance Specialist Vanguard GroupSenior Brokerage Program Compliance SpecialistCharlotte, NCVanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection. As a trusted compliance advisor, this role partners closely with stakeholders to ensure regulatory program requirements and documentation are supported and embedded into business processes.
NewSr. QA Automation Engineer - Brokerage / Financial Services Domain (FTE / Hybrid) NTT DATASr. QA Automation Engineer - Brokerage / Financial Services Domain (FTE / Hybrid)Charlotte, NC$60–$70 / hourValidate serverless applications and event-driven workflows built on AWS services including Lambda, API Gateway, SQS, SNS, Step Functions, DynamoDB, CloudWatch, S3, and EventBridge. Design, develop, execute, and maintain automated test frameworks for web applications, APIs, and distributed microservices using Selenium/Playwright with Java and Python.
Investment Client Care Brokerage Services Representative Truist BankInvestment Client Care Brokerage Services RepresentativeCharlotte, North Carolina3. Additional FINRA and Insurance Licenses General Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. Brokerage Service Representatives are a part of Investment Client Care (ICC) which acts as the service support team for Self-Directed, Centralized Advisor Center (CAC) assigned and Signature Advantage brokerage clients via phone.
Financial Advisor - Brokerage Group - Mooresville/Charlotte, NC First National Bank Of PennsylvaniaFinancial Advisor - Brokerage Group - Mooresville/Charlotte, NCCharlotte, North CarolinaManages and services existing clients and Bank customers and builds stronger existing customer relationships by learning customers’ individual financial needs and supplying the appropriate product. All employees have the responsibility and the accountability to serve as risk managers for their businesses by understanding, reporting, responding to, managing and monitoring the risk they encounter daily as required by F.N.B.
Freight Brokerage Specialist MaerskFreight Brokerage SpecialistCharlotte, North CarolinaMaersk Warehousing and Distribution USA LLC handles end-to-end warehousing and distribution logistics needs utilizing our strategic network of storage facilities. Our extensive experience, connections, and deep expertise across different sectors, industries, and transportation modes, means we can be counted on for process excellence that will save time and money.
Junior Sales Account Executive - Logistics Freight Brokerage UNICARGO LOGISTICSJunior Sales Account Executive - Logistics Freight BrokerageCharlotte, NCOur commitment to excellence and customer satisfaction has earned us a loyal customer base, while our "reap what you sow" work culture ensures that employees thrive and grow within the company. UNICARGO LOGISTICS has been a trusted name in the logistics industry for over a decade, providing innovative freight solutions to clients all over the world.
Global Financial Crimes Senior Investigator (Brokerage) Bank of America CorpGlobal Financial Crimes Senior Investigator (Brokerage)Charlotte, NC$90,000–$115,000 / yearBack to search results Global Financial Crimes Senior Investigator (Brokerage) Charlotte, North Carolina; Charlotte, North Carolina; Phoenix, Arizona; Dallas, Texas; Chicago, Illinois; Jacksonville, Florida Additional locations Apply × To proceed with your application, you must be at least 18 years of age. This includes our commitment to being an inclusive workplace, attracting and developing exceptional talent, supporting our teammates' physical, emotional, and financial wellness, recognizing and rewarding performance, and how we make an impact in the communities we serve.
Freight Brokerage Specialist A.P. Moller - Maersk ASFreight Brokerage SpecialistCharlotte, NC$50,000–$55,000 / yearMaersk Warehousing and Distribution USA LLC handles end-to-end warehousing and distribution logistics needs utilizing our strategic network of storage facilities. Our extensive experience, connections, and deep expertise across different sectors, industries, and transportation modes, means we can be counted on for process excellence that will save time and money.
NewReal Estate Brokerage Internship Fast-Track Sales Training Matthews LLCReal Estate Brokerage Internship Fast-Track Sales TrainingCharlotte, NCObserve and learn sales and marketing activity including direct and channel selling, telemarketing, lead generation, participation in trade organizations, cold calling and other techniques to obtain and maintain business. The ability to thrive in a fast-paced, high-energy, collaborative environment is essential to maximizing this training experience while learning within a collaborative environment, alongside a Market Leader and Senior Sales Associate.
Financial Advisor - Brokerage Group - Mooresville/Charlotte, NC FNB CorpFinancial Advisor - Brokerage Group - Mooresville/Charlotte, NCCharlotte, NCPrimary Responsibilities: Manages and services existing clients and Bank customers and builds stronger existing customer relationships by learning customers' individual financial needs and supplying the appropriate product. All employees have the responsibility and the accountability to serve as risk managers for their businesses by understanding, reporting, responding to, managing and monitoring the risk they encounter daily as required by F.N.B.
Brokerage Program Compliance Specialist Vanguard GroupBrokerage Program Compliance SpecialistCharlotte, NCThis role offers a unique opportunity to support critical compliance activities while working with leaders across the organization to gather, analyze, and present information that helps drive informed decisions at the board and senior leadership levels. Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection.
Investment Operations Specialist Claire Myers ConsultingInvestment Operations SpecialistCharlotte, North CarolinaOur client is a growing wealth management practice dedicated to delivering comprehensive financial planning and investment management services to individuals and families. This individual will play a key role in account administration, money movement, trading, and brokerage operations while helping ensure a seamless experience for both clients and advisors.
Capital Markets Middle Office Specialist - Securities Lending Wells Fargo BankCapital Markets Middle Office Specialist - Securities LendingCharlotte, North CarolinaThey are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation, and remediation of issues, and making sound risk decisions. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions.
Associate Underwriter Ryan Specialty GroupAssociate UnderwriterCharlotte, North CarolinaDifferences in race, creed, color, religious beliefs, physical or mental capabilities, gender identity or expression, sexual orientation, and many other characteristics bring together varied perspectives and add value to the service we provide our clients, trading partners, and communities. • Coordinates with the broker to prepare documents, cover letters etc. to market renewal business and provides necessary administrative support in filing, printing, and archiving documents.
Senior Customs Client Support Associate MaerskSenior Customs Client Support AssociateCharlotte, North Carolina$70,000–$80,000 / yearYour ability to proactively identify risks, provide data-driven insights, and maintain strong communication with stakeholders will help improve efficiency, reinforce compliance, and strengthen long-term client relationships while contributing to continuous improvement across operations. In this role, you will directly influence client satisfaction and operational performance by serving as a key link between customers and customs brokerage teams, ensuring timely issue resolution, accurate reporting, and seamless service delivery.
Customs Entry Specialist MaerskCustoms Entry SpecialistCharlotte, North CarolinaYou will take ownership of daily customs brokerage operations for assigned customers, including: Serve as a trusted point of contact for customers, responding to questions and providing timely, accurate shipment updates. You will manage end‑to‑end customs brokerage operations for a dedicated portfolio of accounts, partnering closely with customers, carriers, government agencies, and internal teams.
Senior Analyst, Data Science LPL Financial Holdings IncSenior Analyst, Data ScienceFort Mill, SC$87,756–$146,260 / yearThe most impactful data scientists will already be fluent in the business and regulatory context of a broker-dealer - who understand how the firm's front- and back-office functions interact, how operational and supervisory workflows are structured, how regulatory obligations shape the way work is done, and how home-office professionals across functions like Service, Operations, Supervision, Compliance, Legal, and Risk actually use analytics in their day-to-day work. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses.
Senior Customs Client Support Associate A.P. Moller - Maersk ASSenior Customs Client Support AssociateCharlotte, NC$70,000–$80,000 / yearYour ability to proactively identify risks, provide data-driven insights, and maintain strong communication with stakeholders will help improve efficiency, reinforce compliance, and strengthen long-term client relationships while contributing to continuous improvement across operations. What We Are Looking For: Continuous improvement mindset: we are looking for someone who brings a strong mindset of continuous improvement, someone who is naturally curious, committed to solving problems at the root, and driven to make things better every day.
NewCustoms Entry Specialist A.P. Moller - Maersk ASCustoms Entry SpecialistCharlotte, NC$56,000–$60,000 / yearYou will take ownership of daily customs brokerage operations for assigned customers, including: Serve as a trusted point of contact for customers, responding to questions and providing timely, accurate shipment updates. You will manage end‑to‑end customs brokerage operations for a dedicated portfolio of accounts, partnering closely with customers, carriers, government agencies, and internal teams.
CHB Compliance Manager MaerskCHB Compliance ManagerCharlotte, North Carolina$100,000–$120,000 / yearContinuous improvement mindset: we are looking for someone who brings a strong mindset of continuous improvement, someone who is naturally curious, committed to solving problems at the root, and driven to make things better every day. You will play a critical role in strengthening post-entry compliance and operational consistency across our customs brokerage network, ensuring audit-ready processes and regulatory accuracy.
NewAnalyst, Account Transfers LPL Financial Holdings IncAnalyst, Account TransfersCharlotte, NC$26.10–$43.53 / hourThe firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. As a leader in the financial advisor-mediated marketplace(6), LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans.
CHB Compliance Manager A.P. Moller - Maersk ASCHB Compliance ManagerCharlotte, NC$100,000–$120,000 / yearContinuous improvement mindset: we are looking for someone who brings a strong mindset of continuous improvement, someone who is naturally curious, committed to solving problems at the root, and driven to make things better every day. You will play a critical role in strengthening post-entry compliance and operational consistency across our customs brokerage network, ensuring audit-ready processes and regulatory accuracy.
Real Estate Broker - North Carolina ENRG RealtyReal Estate Broker - North CarolinaMooresville, NCYou'll work with brilliant minds who understand that compliance enables innovation, leaders who trust your expertise and judgment, and agents whose success depends on the protection and guidance you provide. We exist to elevate real estate experiences by creating opportunity, igniting passion, and delivering excellence without compromise.
Senior Data Engineer Wells Fargo BankSenior Data EngineerCharlotte, North CarolinaThey are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. ECRT partners closely with Corporate Risk, Lines of Business, and Enterprise Counterparty Credit Risk teams to deliver strategic technology solutions that help ensure risks are effectively managed within the firm's established risk appetite.
NewCorporate Financial Analyst Marsh & McLennan Companies IncCorporate Financial AnalystCharlotte, NC$69,400–$121,400 / yearWith offices across North America, we combine the personalized service model of a local consultant with the global resources of the world's leading professional services firm, Marsh (NYSE: MRSH). Marsh McLennan Agency (MMA) provides business insurance, employee health & benefits, retirement, and private client insurance solutions to organizations and individuals seeking limitless possibilities.
Senior Regulatory Oversight Specialist Vanguard GroupSenior Regulatory Oversight SpecialistCharlotte, NCAssists and supports the Registered Principals Responsible (RPR) with complex internal audits, risk assessments, OSJ inspections, FINRA and SEC inspections, and regulator requests for Written Supervisory Procedures (WSPs). The oversight expands across both crew and direct leader duties to ensure compliance with the policy and procedures set forth to support Personal Investor's evolving product and service offerings and evolving regulatory landscape.
Market Specialist CRC Insurance Services, LLCMarket SpecialistCharlotte, NC$65,000–$75,000 / yearWorking under the guidance of senior team members, this role is responsible for coordinating onboarding activities, maintaining carrier documentation, supporting compliance requirements, and ensuring accurate execution of operational processes. General Description of Available Benefits for Eligible Employees of CRC Group: At CRC Group, we're committed to supporting every aspect of teammates' well-being - physical, emotional, financial, social, and professional.
NewFranchise Sales Director - West Coast and MidWest-US Based Remote Anywhere Real EstateFranchise Sales Director - West Coast and MidWest-US Based RemoteCharlotte, NCRemoteLeverage available resources, market intelligence, and tools to accelerate prospect movement through the sales funnel while maintaining ownership of key relationships and opportunities. Collaborative PartnerWork closely with the RVP, Sales Enablement, Marketing, Operations, and Shared Services teams to maximize sales effectiveness.
Sr Analyst, Branch Operations (Field Management) LPL Financial Holdings IncSr Analyst, Branch Operations (Field Management)Fort Mill, SC$72,100–$120,201 / yearThe firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. As a leader in the financial advisor-mediated marketplace(6), LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans.
NewRisk Manager CRC GROUPRisk ManagerCharlotte, NCFUNCTIONAL SKILLS Substantial understanding of insurance concepts, terminology, principles and proceduresExcellent analytical thinking skills with the ability to identify and define issues, establish facts, analyze complex information and develop substantiated conclusions with minimal supervisionCreative problem-solving skills with ability to identify and resolve problems in a timely manner seeking input of others as neededMust possess strong organizational and managerial skillsMust possess a strategic, collaborative & solutions-oriented mindsetDemonstrated proficiency of basic computer applications, such as Microsoft Office productsKnowledge and experience with GRC tools, such as AuditBoardStrong interpersonal skills including communication, both verbal and writtenAbility to work under heavy workloads and meet critical deadlines#J-18808-Ljbffr. The Risk Manager will utilize advanced knowledge of insurance and brokerage operations in the administration and coordination of the risk management activities of the CRC Group, which may include any of the production, financial or operational risks monitored through the CRC enterprise framework.
NewIntl Transportation Sr Analyst Lowe's Companies IncIntl Transportation Sr AnalystMooresville, NCBased in Mooresville, N.C., Lowe's supports the communities it serves through programs focused on creating safe, affordable housing, improving community spaces, helping to develop the next generation of skilled trade experts and providing disaster relief to communities in need. In this role, you will support the Lowe's International Transportation team and be responsible for driving operational excellence across the global import supply chain by improving processes, reducing defects, and optimizing end-to-end PO lifecycle execution.
NewAnalyst - Procurement Operations (Strategic Sourcing and Procurement) LPL Financial Holdings IncAnalyst - Procurement Operations (Strategic Sourcing and Procurement)Fort Mill, SC$59,843–$99,807 / yearAs a leader in the financial advisor-mediated marketplace(6), LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses.
HR Operations Consultant First Horizon CorpHR Operations ConsultantCharlotte, NCHeadquartered in Memphis, TN, the banking subsidiary First Horizon Bank operates in 12 states across the southern U.S. The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking services. Run case intake and triage operations: assess incoming cases on severity, complexity, and expertise required; route to the appropriate Risk Consultant, AR Consultant, or external partner; design and refine the triage framework, escalation protocols, and SLA expectations.
AVP, AWS Security Engineer LPL Financial Holdings IncAVP, AWS Security EngineerCharlotte, NC$125,145–$208,575 / yearEmbed agentic AI capabilities into security governance: AI-assisted triage of Security Hub and Wiz findings, automated control authoring (Terraform and AWS Config conformance pack drafts from natural-language intent), conversational interfaces for control inquiries, and MCP-backed agents that join Security Hub, AWS Config, Wiz signal, and Terraform context into one queryable view. Collaborate cross-organization with Security Architecture and Security Engineering - peer teams within LPL's Information Security organization - to evaluate, pilot, and operationalize additional security solutions (CNAPP, CSPM, CWPP, runtime defense, DSPM, secrets scanning) and to ensure CCOE's posture meets InfoSec and application-team requirements.
Chief Compliance Officer (CCO) for Truist Investment Services, Inc. and Truist Advisory Services, Inc. Truist Financial CorpChief Compliance Officer (CCO) for Truist Investment Services, Inc. and Truist Advisory Services, Inc.NC$200,000–$290,000 / yearRIA expertise and coordination: Provide compliance leadership for advisory activities within an SEC-registered RIA framework (including Advisers Act obligations such as disclosures, conflicts management, Code of Ethics oversight, and best execution), and coordinate broker-dealer/RIA requirements to promote consistent client outcomes and a cohesive control environment. Please review the following job description: The Chief Compliance Officer (CCO) for Truist Investment Services, Inc. and Truist Advisory Services, Inc. is responsible for leading an integrated broker-dealer and SEC-registered registered investment adviser (RIA) compliance program and serving as the primary regulatory-facing executive for the firms.
Operations Coordinator Corporate Traffic LogisticsOperations CoordinatorCharlotte, NCOperations team members addressing inquiries and resolving issues promptly to maintain efficient workflow. We are seeking a resolute professional to join our team and play a critical role in ensuring seamless freight operations/freight brokering.