Surveillance Investigator - Full Time CoventBridge GroupSurveillance Investigator - Full TimeBronx, NY$26–$30 / hourCoventBridge Group is the global leader in full-service investigations providing: Surveillance, SIU and Compliance, Claims Investigation, Counter-Fraud Programs, Desktop Investigations, Social Media, Record Retrieval, Canvasses and Vendor Management programs. The company provides top tier data privacy and security practices, deploys robust case management technology customized to clients’ needs and delivers worldwide coverage via its 1000 employees and affiliates worldwide.
Surveillance Investigator - Bronx Allied UniversalSurveillance Investigator - BronxThe Bronx, NY$25–$28 / hourAllied Universal SkillBridge Program Allied Universal partners with the U.S. Department of Defense (DoD) SkillBridge Program to support transitioning service members with up to 180 days of on-the-job training during their final months of active duty, while they continue to receive full DoD pay and benefits. Dog Detection Spotlight - Kyle and Maverick As part of Allied Universal Enhanced Protection Services' fleet of detection canine teams, Kyle and Maverick are trained and certified to screen cargo under the U.S. Transportation Security Administration's (TSA) Third-Party Canine (3PK9) Program.
Surveillance Investigator - Brooklyn Allied UniversalSurveillance Investigator - BrooklynBrooklyn, NY$25–$28 / hourAllied Universal SkillBridge Program Allied Universal partners with the U.S. Department of Defense (DoD) SkillBridge Program to support transitioning service members with up to 180 days of on-the-job training during their final months of active duty, while they continue to receive full DoD pay and benefits. Dog Detection Spotlight - Kyle and Maverick As part of Allied Universal Enhanced Protection Services' fleet of detection canine teams, Kyle and Maverick are trained and certified to screen cargo under the U.S. Transportation Security Administration's (TSA) Third-Party Canine (3PK9) Program.
Surveillance Investigator Allied UniversalSurveillance InvestigatorSouth Farmingdale, NY$25–$28 / hourAllied Universal SkillBridge Program Allied Universal partners with the U.S. Department of Defense (DoD) SkillBridge Program to support transitioning service members with up to 180 days of on-the-job training during their final months of active duty, while they continue to receive full DoD pay and benefits. Dog Detection Spotlight - Kyle and Maverick As part of Allied Universal Enhanced Protection Services' fleet of detection canine teams, Kyle and Maverick are trained and certified to screen cargo under the U.S. Transportation Security Administration's (TSA) Third-Party Canine (3PK9) Program.
NYSIF Surveillance & SIU Investigator Lemieux & Associates LLCNYSIF Surveillance & SIU InvestigatorNew York, NY$25–$35 / hourA full-time investigator familiar with New York State Insurance Fund surveillance & SIU/Claims investigations is needed to cover the five boroughs of NYC and any areas right outside the boroughs. We are dedicated professionals with a motivational management style with proven ability to recruit, develop and direct highly successful teams that consistently excel.
Project Manager- Trade Surveillance, Actimize ICONMA, LLCProject Manager- Trade Surveillance, ActimizeJersey City, NJ$15.49–$65.14 / hourCoordinate PI planning, including scheduling work/resources and any presentations and coordinating creation of epics and assignment to sprints. Our Client, a Banking company, is looking for a Project Manager- Trade Surveillance, Actimize for their Jersey City, NJ location.
Trade Surveillance Principal Associate (Broker-Dealer & Swap Dealer) Capital One Financial CorpTrade Surveillance Principal Associate (Broker-Dealer & Swap Dealer)New York, NY$120,800–$137,900 / yearCore Scenario Coverage: analyze cross-market execution data to detect, evaluate, and disposition core manipulative patterns, including:Spoofing & Layering, Wash Trading, Quote Stuffing, Front-Running: Pinging, Escalation Management: Formally escalate high-risk trading anomalies and potential regulatory breaches to Compliance management in accordance with the firm's escalation matrix. This individual will conduct day-to-day surveillance monitoring, lead deep-dive investigations into complex trading activity, and ensure ongoing compliance with SEC (Securities and Exchange Commission), FINRA (Financial Industry Regulatory Authority), CFTC (Commodity Futures Trading Commission) and NFA (National Futures Association) regulatory requirements and regulatory expectation.
Trade Surveillance Analyst DriveWealth LLCTrade Surveillance AnalystNew York, NY$110,000–$120,000 / yearNavigate DriveWealth's unique surveillance perimeter: Apply surveillance judgment across fractional share activity, options flow, and multi-partner order routing - understanding that the structural features of our platform (fractional fulfillment, B2B aggregation) require context-aware analysis, not just pattern-matching. You will monitor trading activity across equities, options, and ETFs for potential violations of securities laws and firm policy - reviewing alerts generated by our surveillance platform, conducting investigations, and producing written dispositions that document your analysis and conclusions.
Compliance Officer - Trade Surveillance - VN2849 MarexCompliance Officer - Trade Surveillance - VN2849New York, NY$125,000–$175,000Provide Trade Surveillance , E-communications, and Voice review services to US Broker Dealer (BD) and FCM (Futures) business linesReview alerts with due consideration in a timely fashion, maintaining queues within guidelinesUse technical expertise and Surveillance toolset to make determinations on whether or not an alert is a true positive or false positive, closing false positives with proper documentation including explanatory reasoning. The role will primarily focus on Trade Surveillance (Trade Activity and Communications) across a range of asset classes (Cash Equity, Fixed Income, Commodities, Derivatives (Futures, Options, Swaps)) on multiple exchanges, trading platforms and venues with an opportunity to gain exposure to a wider range of compliance activities at a market-leading firm.
Senior Analyst, Surveillance and Market Intelligence Financial Industry Regulatory Authority IncSenior Analyst, Surveillance and Market IntelligenceWoodbridge, NJFINRA employees are required to disclose to FINRA all brokerage accounts that they maintain, and those in which they control trading or have a financial interest (including any trust account of which they are a trustee or beneficiary and all accounts of a spouse, domestic partner or minor child who lives with the employee) and to authorize their broker-dealers to provide FINRA with duplicate statements for all of those accounts. Additional insurance includes basic life, accidental death and dismemberment, supplemental life, spouse/domestic partner and dependent life, and spouse/domestic partner and dependent accidental death and dismemberment, short- and long-term disability, long-term care, business travel accident, disability and legal.
Compliance Officer - Surveillance - VN2849 MAREX Group LimitedCompliance Officer - Surveillance - VN2849New York, NY$125,000–$175,000 / yearThe role will primarily focus on Surveillance (Trade Activity and Communications) across a range of asset classes (Cash Equity, Fixed Income, Commodities, Derivatives (Futures, Options, Swaps)) on multiple exchanges, trading platforms and venues with an opportunity to gain exposure to a wider range of compliance activities at a market-leading firm. The depth of knowledge amongst its teams and divisions provides its customers with clear advantage, and its technology-led service provides access to all major exchanges, order-flow management via screen, voice and DMA, plus award-winning data, insights and analytics.
VP Compliance Manager, Quantitative Analyst, Trade Surveillance Model Tuning & Predictive Analytics - TD Securities (US) The Toronto-Dominion BankVP Compliance Manager, Quantitative Analyst, Trade Surveillance Model Tuning & Predictive Analytics - TD Securities (US)New York, NY$150,000–$200,000 / yearThe team is accountable for promoting regulatory compliance by developing and maintaining compliance programs, including identifying and disseminating regulatory developments to businesses they support, maintaining Compliance policies, managing complaints and regulatory filings, providing relevant training, carrying out independent monitoring and oversight activities, reporting on the state of compliance to the Board, UDP and senior management, as needed, and providing advice and support, as required. We are seeking an experienced VP-level Quantitative Analyst to focus on the development and tuning of surveillance behavioral models, predictive risk scoring for alerts, the creation of automated quality assurance tools leveraging a Large Language Model and Natural Language Processing (NLP) and designing and building business intelligence dashboards to support decision-making and reporting.
Manager - Capital Markets Surveillance Deloitte Touche Tohmatsu LtdManager - Capital Markets SurveillanceJericho, NY$144,600–$265,100 / yearStrong working knowledge of a range of financial services and / or securities-related business models, products, and services particular to the applicable industry, including deep understanding of traded asset classes and products, and related data (Orders, executions, RFQs, Market Data, etc.). Understand the impact of key technology trends and workforce changes impacting our clients through engagement with innovative and emergent technologies, including cloud computing, big data and analytics, process automation, artificial intelligence / machine learning, and other digital strategies.
Vice President, Trading Surveillance Compliance moomooVice President, Trading Surveillance ComplianceJersey City, NJ$120,000–$160,000stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). The Vice President, Trading Surveillance will be responsible for monitoring, investigating, and escalating potential market abuse and regulatory violations across multiple asset classes.
Compliance Surveillance Sr. Officer Citigroup IncCompliance Surveillance Sr. OfficerJersey City, NJ$183,900–$234,255.41 / yearRequirements: Requires a Bachelor's degree, or foreign equivalent, in Economics, Finance, Law, or related field and 5 years of progressive, post-baccalaureate experience as a Compliance Surveillance Analyst, Compliance Surveillance Officer, or related position involving monitoring, maintaining & enhancing compliance surveillance systems & processes for a global financial services institution. Communicate technical information in Systran to track surveillance progress, examine case dispositions to confirm risk factors are addressed.
NewTrade Surveillance Expert - Compliance MercorTrade Surveillance Expert - ComplianceNew York, New YorkRemoteHands-on experience with surveillance platforms such as Nasdaq SMARTS, NICE Actimize, Eventus Validus, ACA Sigma, SteelEye, eFlow, OneMarket Surveillance, TradingHub, or similar solutions. Experience at investment banks, broker-dealers, exchanges, regulatory agencies, hedge funds, proprietary trading firms, or surveillance technology providers.
Project Manager- Trade Surveillance, Actimize IconmaProject Manager- Trade Surveillance, ActimizeJersey City, NJ$15.49–$65.14 / hourCoordinate PI planning, including scheduling work/resources and any presentations and coordinating creation of epics and assignment to sprints. Our Client, a Banking company, is looking for a Project Manager- Trade Surveillance, Actimize for their Jersey City, NJ location.
Project Manager, Corporate Surveillance Capital One Financial CorpProject Manager, Corporate SurveillanceNew York, NY$151,900–$173,400 / yearWhat you should bring to the role: Fixed Income and Derivatives Markets/Product Subject Matter Expertise: Direct the product lifecycle for surveillance tools monitoring email, chat (Bloomberg, Slack, Teams), and voice, ensuring robust detection of market abuse and conduct risk. As a Project Manager on the Corporate Surveillance team, you will bridge the gap between regulatory necessity and cutting-edge technology, ensuring our capital markets clients remain compliant in an increasingly scrutinized global market.
ALM Surveillance Associate Mizuho Americas Services LLCALM Surveillance AssociateNew York, NYFull timeThe AML Surveillance Associate is responsible for ensuring efficient identification and monitoring of suspicious activities and transaction in the Bank and ensure timely reporting of suspicious transactions to the Anti-Money Laundering (AML) Compliance Manager. Job DescriptionThe Compliance function manages compliance and regulatory risk by establishing compliance policies, providing training, conducting compliance reviews, monitoring anti-money laundering (AML) and know your customer (KYC) matters, and coordinating regulatory examinations and relations.
ABS Surveillance Data Entry - Analyst NY Kroll Bond Rating Agency Inc.ABS Surveillance Data Entry - Analyst NYNew York, NY$70,000–$85,000 / yearThis individual will be responsible for monthly data input and other tasks associated with the surveillance of ABS sectors such as whole business, solar, aircraft, railcar leases, auto loans, consumer loans, credit cards, home improvement loans, and/or solar loans. In addition, KBRA is designated as a designated rating organization by the Ontario Securities Commission for issuers of asset-backed securities to file a short form prospectus or shelf prospectus.
Senior Director of Software Engineering - Trade Surveillance | Enterprise Technology JPMorgan Chase Bank, N.A.Senior Director of Software Engineering - Trade Surveillance | Enterprise TechnologyJersey City, NJFull timeAs Senior Director of Trade Surveillance Technology, you will bring your industry experience working with stakeholders at the trade desk, possess deep expertise in cloud technologies and agentic artificial intelligence, demonstrate exceptional verbal and written communication skills, and have a proven track record of managing high-performing teams. This role is pivotal in shaping our technology strategy for trade surveillance, driving innovation, and ensuring operational excellence across our organization specifically with the vision for cloud infrastructure and Agentic AI solutions to reduce developer toil, with the goal of decreasing run-the-bank activities to drive innovation.
Fixed Income Surveillance Temp Michael Page InternationalFixed Income Surveillance TempNew York, NY$54–$66 / hourContractorClient DetailsOur client is a global financial services firm providing institutional clients with services across fixed income, equities, investment banking, and capital markets. The firm is located in Midtown NYC and operates on a hybrid schedule (3 days in office / 2 days remote).DescriptionMonitor fixed-income trading activities to ensure compliance with regulatory and internal guidelines.
Portfolio Surveillance - Investment Management - Senior Associate Morgan StanleyPortfolio Surveillance - Investment Management - Senior AssociateNew York, NY$120,000–$150,000 / yearOur values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. Morgan Stanley Investment Management strives to provide outstanding long-term investment performance, service and a comprehensive suite of investment management solutions to a diverse client base, which includes governments, institutions, corporations and individuals worldwide.
VP Compliance Manager, Quantitative Analyst, Trade Surveillance Model Tuning & Predictive Analytics - TD Securities (US) TD BankVP Compliance Manager, Quantitative Analyst, Trade Surveillance Model Tuning & Predictive Analytics - TD Securities (US)New York, New YorkThe team is accountable for promoting regulatory compliance by developing and maintaining compliance programs, including identifying and disseminating regulatory developments to businesses they support, maintaining Compliance policies, managing complaints and regulatory filings, providing relevant training, carrying out independent monitoring and oversight activities, reporting on the state of compliance to the Board, UDP and senior management, as needed, and providing advice and support, as required. We are seeking an experienced VP-level Quantitative Analyst to focus on the development and tuning of surveillance behavioral models, predictive risk scoring for alerts, and the design of automated quality assurance and analytical tools leveraging Large Language Models (LLMs), Retrieval-Augmented Generation (RAG), Natural Language Processing (NLP), and emerging AI integration frameworks.
Monitoring & Surveillance Compliance Officer (Vice President) Credit Agricole SAMonitoring & Surveillance Compliance Officer (Vice President)NEW YORK, NY$135,000–$165,000 / yearKey Responsibilities:Review and handle communications alerts and pertinent data to assess potential violations of laws, rules, regulations and the Firm's policiesDirect the Monitoring & Surveillance review team, ensuring effective risk identification, escalation, and resolution. Key Internal contacts:All business units;IT Department;Legal department;Audit department;Risk departments; andOperations departments.
Sr. Program Manager, Surveillance Development TTM Technologies IncSr. Program Manager, Surveillance DevelopmentFarmingdale, NY$115,841–$203,720 / yearExport Statement: Must comply with TTM Export Control Policies and Procedures and all applicable laws including ITAR, EAR and OFAC including but not limited to: a) being able to identify ITAR product on the manufacturing floor and understand that access to these products and related technical data is restricted to only US Citizens and US Permanent Residents; b) recognition of Foreign Person visitors by badge differentiation; c) understand and follow authorization procedures for bringing foreign visitors into facilities (VAL); d) understand the Export and ITAR requirements for shipments leaving the US; e) manage vendor approvals for ITAR manufacturing and services. Duties and Responsibilities: Plans, directs, and coordinates activities to complete assigned surveillance development projects that are of moderate complexity/value to ensure that projects are completed within prescribed contractual requirements, time frames, and funding parameters, which involves: Developing plans that lay out all engineering to be completed with related deadlines, the integration of engineering into the manufacturing process, and the costs associated with the project.
Compliance-Surveillance-Senior-Officer - Associate JPMorgan Chase & CoCompliance-Surveillance-Senior-Officer - AssociateJersey City, NJAs a Surveillance Officer Senior Associate supporting the Compliance Conduct and Operational Risk (CCOR) organization, you will play a crucial role in Risk Management by conducting reviews of trade surveillance alerts related to Market Manipulation and Misconduct, Sales Practice, and Customer Suitability risks. JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P.
Director, Compliance - Trade Surveillance Data Quality Team Lead - TD Securities (US) The Toronto-Dominion BankDirector, Compliance - Trade Surveillance Data Quality Team Lead - TD Securities (US)New York, NY$200,000–$250,000 / yearSpecifically, the incumbent will work with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a Surveillance data quality framework that includes: policies and procedures for effective data governance; data completeness and accuracy checks; surveillance inventories (define surveillance critical data elements); data-quality monitoring tooling and metrics. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.
Trade Surveillance - Data Quality Associate (Sr. Compliance Officer) - TD Securities (US) The Toronto-Dominion BankTrade Surveillance - Data Quality Associate (Sr. Compliance Officer) - TD Securities (US)New York, NY$100,000–$135,000 / yearSpecifically, the Data Quality Team works with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a Surveillance data quality framework that includes: policies and procedures for effective data governance. Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight, extending access to global markets, and delivering integrated transaction banking solutions.
VP Compliance - Trade Surveillance, Communications - TD Securities (US) The Toronto-Dominion BankVP Compliance - Trade Surveillance, Communications - TD Securities (US)New York, NY$150,000–$180,000 / yearTotal Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition. Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight, extending access to global markets, and delivering integrated transaction banking solutions.
Sr. Program Manager, Surveillance Development TTMSr. Program Manager, Surveillance DevelopmentFarmingdale, New YorkMust comply with TTM Export Control Policies and Procedures and all applicable laws including ITAR, EAR and OFAC including but not limited to: a) being able to identify ITAR product on the manufacturing floor and understand that access to these products and related technical data is restricted to only US Citizens and US Permanent Residents; b) recognition of Foreign Person visitors by badge differentiation; c) understand and follow authorization procedures for bringing foreign visitors into facilities (VAL); d) understand the Export and ITAR requirements for shipments leaving the US; e) manage vendor approvals for ITAR manufacturing and services. Plans, directs, and coordinates activities to complete assigned surveillance development projects that are of moderate complexity/value to ensure that projects are completed within prescribed contractual requirements, time frames, and funding parameters, which involves: Developing plans that lay out all engineering to be completed with related deadlines, the integration of engineering into the manufacturing process, and the costs associated with the project.
Surveillance Security Guard Melville GardaworldSurveillance Security Guard MelvilleMelville, NYGardaWorld Security is a global champion in sophisticated and tailored security solutions, employing and training highly skilled and dedicated professionals across the globe. This policy applies to all terms and conditions of employment including, but not limited to hiring, placement, assignment, promotion, termination, layoffs, recalls, transfers, leaves of absence, compensation, and training.
Security Officer - Data Center Surveillance GardaworldSecurity Officer - Data Center SurveillanceSpring Valley, NYGardaWorld Security is a global champion in sophisticated and tailored security solutions, employing and training highly skilled and dedicated professionals across the globe. This policy applies to all terms and conditions of employment including, but not limited to hiring, placement, assignment, promotion, termination, layoffs, recalls, transfers, leaves of absence, compensation, and training.
Overnight Surveillance Security Agent Whelan SecurityOvernight Surveillance Security AgentSpring Valley, NYGardaWorld Security is a global champion in sophisticated and tailored security solutions, employing and training highly skilled and dedicated professionals across the globe. This policy applies to all terms and conditions of employment including, but not limited to hiring, placement, assignment, promotion, termination, layoffs, recalls, transfers, leaves of absence, compensation, and training.
Residential Surveillance Security Agent Whelan SecurityResidential Surveillance Security AgentOrange, NJGardaWorld Security is a global champion in sophisticated and tailored security solutions, employing and training highly skilled and dedicated professionals across the globe. This policy applies to all terms and conditions of employment including, but not limited to hiring, placement, assignment, promotion, termination, layoffs, recalls, transfers, leaves of absence, compensation, and training.
Surveillance Protection Officer Whelan SecuritySurveillance Protection OfficerStamford, CTGardaWorld Security is a global champion in sophisticated and tailored security solutions, employing and training highly skilled and dedicated professionals across the globe. This policy applies to all terms and conditions of employment including, but not limited to hiring, placement, assignment, promotion, termination, layoffs, recalls, transfers, leaves of absence, compensation, and training.
Professional Surveillance Security Agent Whelan SecurityProfessional Surveillance Security AgentFranklin Lakes, NJGardaWorld Security is a global champion in sophisticated and tailored security solutions, employing and training highly skilled and dedicated professionals across the globe. This policy applies to all terms and conditions of employment including, but not limited to hiring, placement, assignment, promotion, termination, layoffs, recalls, transfers, leaves of absence, compensation, and training.
Surveillance Analyst KalshiSurveillance AnalystNew York City, New YorkKalshi fought for years and legalized prediction markets in the US for the first time in history, is currently the fastest growing financial market in America, and has thousands of markets across politics, economics, financials, weather, tech, AI, culture and more. You will quickly develop a strong understanding of Kalshi’s products, market structure, and regulatory environment, taking ownership of investigations and producing clear, high-quality analysis for internal and regulatory stakeholders.
Security Surveillance Officer - Hospital GardaworldSecurity Surveillance Officer - HospitalWhite Plains, NYAs a Security Officer – Concierge, there is a high focus on customer service since you will be working with people on all shifts, in environments such as office towers, hotels, shopping centers, etc. GardaWorld Security is a global champion in sophisticated and tailored security solutions, employing and training highly skilled and dedicated professionals across the globe.
Surveillance Security Command Center Operator Whelan SecuritySurveillance Security Command Center OperatorNew York City, NYGardaWorld Security is a global champion in sophisticated and tailored security solutions, employing and training highly skilled and dedicated professionals across the globe. This policy applies to all terms and conditions of employment including, but not limited to hiring, placement, assignment, promotion, termination, layoffs, recalls, transfers, leaves of absence, compensation, and training.
Manager, Post Market Surveillance- Recall CooperSurgical, Inc.Manager, Post Market Surveillance- RecallLivingston, NJFull timeThis position is responsible for managing CooperSurgical's global Recall activities, including but not limited to preparation of Health Hazard Evaluations (HHEs), executing Corrections and Removals, interacting with regulatory authorities, and identifying continuous improvement opportunities in the Recall process and implementing updates. The Manager, Post Market Surveillance- Recall is responsible for CooperSurgical, Inc.'s (CSI) global Post Market Surveillance Recall activities, working with various internal/external stakeholders, and managing the Recall team.
Portfolio Compliance Risk Surveillance Analyst (Hybrid) PGIM Global High Yield FundPortfolio Compliance Risk Surveillance Analyst (Hybrid)Newark, NJWhat you can expect: • Monitor automated fixed income portfolio investment guidelines using Aladdin as well as manual processes where required • Research potential violations by partnering with Data, Client Service, Portfolio Management and Operations teams as needed • Prepare client certifications and other reporting • Respond to ad hoc compliance requests regarding portfolios and trading • Work on various transformation projects What youll need: • Knowledge of financial markets and ability to learn the nuances of fixed income markets • Interest or experience with the BlackRock Solutions Aladdin system or comparable technology skills such as advanced Microsoft Excel skills (e.g. VBA), SQL, Python, Perl, etc are preferred but NOT required • Strong data analysis skills with the ability to gather and draw actionable conclusions from that data • Excellent written and verbal communication skills, organizational skills, and attention to detail Itd be a plus if you had: • Understanding of key business risks, marketplace and regulatory environment • Ability to lead organizational transformation in areas of effectiveness and improvement • Understanding of customer needs and challenges • Ability to collaborate in a fully inclusive and transparent manner #LI-HYBRID What we offer you: • Market competitive base salaries, with a yearly bonus potential at every level.
Surveillance Security Officer - Part Time GardaworldSurveillance Security Officer - Part TimeClifton, NJGardaWorld Security is a global champion in sophisticated and tailored security solutions, employing and training highly skilled and dedicated professionals across the globe. As a Security Officer – Surveillance, you will be the person spotting threats before they escalate in environments such as a security operations centers, call centers, parking gatehouses, etc.
Sr. Market Surveillance Analyst - NY (Hybrid) CME Group IncSr. Market Surveillance Analyst - NY (Hybrid)New York, NY$89,200–$148,600 / yearConduct investigations in connection with the departments monitoring of compliance with ex-pit transaction, position limit, delivery and reporting rules and are expected to develop a sound understanding of surveillance and product rules, deliveries and back-office protocols, and surveillance and investigative techniques. Market Surveillance Analysts monitor assigned products, related cash, & derivative markets in order to detect market conditions, positions or activity that could adversely affect Exchange contracts.
Video Surveillance Officer (Diego Beekman) WinnCompanies IncVideo Surveillance Officer (Diego Beekman)Bronx, NY$23–$28 / hourMonitors live camera footage for incidents and reports same to Dispatcher and Shift Supervisor; Reviews incident reports from current and prior shifts and investigates footage as needed; Saves video footage as needed, on a secure, backed-up network drive; Keeps video room secure at all times. The VSO monitors all street and building cameras, conducts system searches for building violations and violators, saves video clips, ad hoc tasks as assigned by the Director of Security, and generates reports concerning DVR system operations and malfunctions.
Compliance - Surveillance Lead - Vice President JPMorgan Chase & CoCompliance - Surveillance Lead - Vice PresidentJersey City, NJYour role will involve driving strategic surveillance enhancements and initiatives across the Corporate Investment Bank (CIB), Wealth Management and Asset Management Surveillance programs on a global scale, with a focus on regional regulatory needs where applicable. Drive strategic enhancements and innovation across global trade surveillance programs by leveraging advanced analytics, machine learning, and large language models (LLMs) to optimize threshold tuning, coverage, and detection capabilities.
Vice President, Trading Surveillance Compliance Futu Securities International (Hong Kong) LtdVice President, Trading Surveillance ComplianceJersey City, NJstands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage - all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). About the Team & Role: The Vice President, Trading Surveillance will be responsible for monitoring, investigating, and escalating potential market abuse and regulatory violations across multiple asset classes.
Surveillance Compliance Officer Fortress Investment Group LLCSurveillance Compliance OfficerNew York, NY$90,000–$150,000 / yearFounded in 1998, Fortress manages assets on behalf of approximately 2,000 institutional clients and private investors worldwide across a range of credit and real estate, private equity and permanent capital investment strategies. The investment model emphasizes deep industry and asset class specific research along with substantial data analysis as a backdrop to formulating opinions on attractive transactions and deal structures.
Installation Technician (Access Control/Surveillance) TechmenityInstallation Technician (Access Control/Surveillance)New York, NY$35–$50 / hourYour Contribution to Techmenity: On-site installations of surveillance and access control systems (door access, intercoms, credential readers, electric strikes, and maglocks). Responsible for successful installation, setup, and configuration of security, surveillance, and access control systems.
Portfolio Compliance Risk Surveillance Analyst (Hybrid) Prudential Financial IncPortfolio Compliance Risk Surveillance Analyst (Hybrid)Newark, NJWhat you can expect: • Monitor automated fixed income portfolio investment guidelines using Aladdin as well as manual processes where required • Research potential violations by partnering with Data, Client Service, Portfolio Management and Operations teams as needed • Prepare client certifications and other reporting • Respond to ad hoc compliance requests regarding portfolios and trading • Work on various transformation projects. PGIM Fixed Income has approximately $776 billion in assets under management as of June 30, 2023, with a broad array of fixed income strategies and client types including institutional separate accounts, sub-advised mutual funds, CLOs, offshore and onshore commingled and separate client accounts.