Saint Louis, MO30+ days ago
What You''ll Be Doing The Trade Review Supervisor ensures conformance to Stifel Policy and Procedures through activities such as, but not limited to, reviewing suitability and best interests of all Annuity transactions types, working closely with Financial Advisors and Branch Managers to correct trade details/descriptions for transactions that likely conform to firm policies and procedures, but do not appear that way based on initial trade details. Education & Experience Minimum Required: Bachelor''s degree in Finance or related field Minimum Required: 5+ years'' of experience working in financial industry Licenses & Credentials Minimum Required: Series 7, 9, 10, 63, 24, 9 & 10, and Resident State Insurance License (Life and Health) Systems & Technology Proficient in Microsoft Excel, Word, PowerPoint, Outlook About Stifel Stifel is more than 130 years old and still thinking like a start-up.