Equities Trade Support Consultant Alpha netEquities Trade Support ConsultantQueens, NY$80–$90 / hourContractorFull timeOver 5 years of experience supporting mission-critical front-office trading applications within Equities, including U.S. Market Making, ETFs, Electronic Trading, Global Program Trading, and Convertible Bonds . Strong understanding of high-touch trading workflows, FIX protocol, OMS platforms, IOI processing, market data, and CTM flows, Tidal or other scheduler systems .
Equity Trade Support Consultant Brains Workgroup, Inc.Equity Trade Support ConsultantNew York, NY$95–$99 / hourTemporaryContractorFull timePlease email your resume or use this link to apply directly: https://brainsworkgroup.catsone.com/careers/index.php?m=portal&a=details&jobOrderID=16792200. Our client, a major bank in New York City, is looking for Equities Trade Support Specialist.
Front-Office Trade Support - Equities Page GroupFront-Office Trade Support - EquitiesManhattan, NY$80–$95 / hourContractorThis person must have experience with front‑office trading applications within Equities, including U.S. Market Making, ETFs, Electronic Trading, Global Program Trading, and Convertible Bonds. We're seeking a Trade Floor Support Specialist who will provide direct support to Equities traders, middle office users, and Compliance teams on the trading floor.
NewSenior Site Reliability Engineer - AVP - Credit Trade Floor BarclaysSenior Site Reliability Engineer - AVP - Credit Trade FloorNew York, NYTo be successful as a Senior Site Reliability Engineer - AVP - Credit Trade Floor, you should have: Demonstrated ability to manage incidents effectively, including rapid troubleshooting, solution-oriented stakeholder communication, and conducting root cause analysis (RCA) to prevent recurrence. Analysis of system logs, error messages and user reports to identify the root causes of hardware, software and network issues, and providing a resolution to these issues by fixing or replacing faulty hardware components, reinstalling software, or applying configuration changes.
Trade Support Middle Office Page GroupTrade Support Middle OfficeNew York, NY$40–$45 / hourContractorStrong knowledge of the Equity Derivatives markets and products, trade life cycle and settlement end-to-end flows for variety of fixed income products. The Trade Support role is an integral part of the Banking & Financial Services department, focusing on ensuring the smooth execution and settlement of financial transactions.
Quantitative Trader Associate/VP - Onchain Trading Galaxy Digital IncQuantitative Trader Associate/VP - Onchain TradingNY$150,000–$200,000 / yearWe also invest in and operate cutting-edge data center infrastructure to power AI and high-performance computing, addressing the growing demand for scalable energy and compute in the U.S. We work at the intersection of finance and technology, helping institutions, startups, and developers navigate a digitally native economy. Our institutional digital assets platform spans trading, investment banking, asset management, staking, self-custody, and tokenization technology.
Equities Trade Support Analyst Brains WorkgroupEquities Trade Support AnalystNew York, New YorkOver 5 years of experience supporting mission-critical front-office trading applications within Equities, including U.S. Market Making, ETFs, Electronic Trading, Global Program Trading, and Convertible Bonds. · Strong understanding of high-touch trading workflows, FIX protocol, OMS platforms, IOI processing, market data, and CTM flows, Tidal or other scheduler systems.
Trade Support Analyst Equity Derivatives Nesco Resource, LLCTrade Support Analyst Equity DerivativesNew York, NY$50–$60 / hourThe ideal candidate will have experience supporting Equity or Equity Derivatives trading desks, strong knowledge of trade lifecycle processes, and the ability to work effectively with traders, operations, risk, and counterparties in a fast-paced environment. This role sits directly alongside Front Office trading and sales teams and plays a critical role in ensuring trades are accurately booked, processed, and settled throughout the trade lifecycle.
Senior Software Engineer Trading Systems - KDB+ / AI/ML InterSources Inc.Senior Software Engineer Trading Systems - KDB+ / AI/MLJersey city, NJInterSources Inc, is a Small, Woman, and Minority-Owned Business Enterprise, ISO/IEC 27001, SOC 2 Type 2 certified company with massive 18+ years of diversified experience in providing IT Consulting Services, Artificial Intelligence, Data Analysis, Application Development, Cloud Services, Cybersecurity, Digital Marketing, ERP Management, Custom Software Development, Web Development, UI/ UX Design, System Integration, QA Support etc. This is a hands-on technical leadership role focused on building scalable, resilient, and high-performance trading infrastructure.
Non-Agency CMBS Trading - Fixed Income Division - Analyst/Associate Morgan StanleyNon-Agency CMBS Trading - Fixed Income Division - Analyst/AssociateNY$150,000–$200,000 / yearMorgan Stanley's Securitized Products Group (SPG) contains several Trading Businesses (Agency MBS, residential mortgage loans, RMBS, CMBS, CLOs, and other ABS), a lending arm that focuses on traditional Commercial Real Estate as well as Warehouse (FID Secured Lending "FSL"), and a CUSIP financing business. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries.
Associate/AVP, Trading Risk & Control Fixed Income Derivatives Madison-DavisAssociate/AVP, Trading Risk & Control Fixed Income DerivativesNew York, NYThe role offers genuine breadth spanning daily valuation, Greeks production, P&L attribution, curve marking, and model analysis across swaps, options, FX, and credit products making it an ideal fit for a Fixed Income risk or product control professional who wants meaningful exposure to the full derivatives lifecycle in a lean, high-impact team environment. This is a first-line Trading Risk and Control opportunity within the Capital Markets division of a leading global financial institution, sitting directly on the interest rate derivatives trading floor with coverage across all major currencies.
Client & Trading Success Analyst TruMid Financial LLCClient & Trading Success AnalystNY$80,000–$100,000 / yearFounded in 2014 by a team of fixed income market experts, Trumid has quickly become one of the top three corporate bond e-trading platforms in the U.S. Today, over 1,300 traders from an extensive and expanding client network of 890+ buy-and sell-side institutions transact on Trumid monthly. The Client and Trading Success team is a key part of Trumid's commercial business and responsible for finding solutions for our clients and Trumid's sales, product, and technology teams.
Vice President - Equity Derivative Trade Operations Morgan StanleyVice President - Equity Derivative Trade OperationsNew York, New YorkOur values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. A Vice President in this role works on resolution of complex issues and workflow optimization to ensure that the trading desks are receiving high quality support, risk is comprehensively mitigated and continual improvements in operational efficiency are delivered.
Wealth Management Solutions, ConnectWealth Managed Investments Trading & Implementation Product Senior Associate JPMorgan Chase & CoWealth Management Solutions, ConnectWealth Managed Investments Trading & Implementation Product Senior AssociateNJAcross this work, the team has built AI tooling into the daily craft of product ownership - accelerating how requirements are articulated, decisions documented, stakeholders briefed, and the backlog kept sharp - at the scale and pace this transformation demands. Support the vision, strategy, op model, requirements, and development of "next gen" portfolio implementation and trade flow platforms as we roll out new managed account (UMA) products across advisory & discretionary channels across the US and eventually international regions.
Wealth Management Solutions, ConnectWealth Managed Investments Trading & Implementation Product Owner - Vice President JPMorgan Chase & CoWealth Management Solutions, ConnectWealth Managed Investments Trading & Implementation Product Owner - Vice PresidentNJAcross this work, the team has built AI tooling into the daily craft of product ownership - accelerating how requirements are articulated, decisions documented, stakeholders briefed, and the backlog kept sharp - at the scale and pace this transformation demands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
NewVP, Trading Product Manager LPL Financial Holdings IncVP, Trading Product ManagerNew York, NY$135,960–$226,600 / yearThe firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. As a leader in the financial advisor-mediated marketplace(6) , LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans.
Macro and Alternatives Trade Support Analyst Point72, L.P.Macro and Alternatives Trade Support AnalystStamford, CTLead daily confirmation and affirmation of trade activity across fixed income, rates, credit, futures, foreign exchange, options, and other over-the-counter derivative products, building scalable processes that ensure timely settlement. Point72's Operations team supports all operational aspects of trade processing, reconciliation, financing, and reporting firmwide for all products, including equities, derivatives, bonds, foreign exchange and futures, and digital assets across global markets.
NewPr. Software Engineer Algo Trading System Java Kforce IncPr. Software Engineer Algo Trading System JavaJersey City, NJKforce's client, a leading financial firm in Jersey City, NJ, is seeking a Principal Software Engineer (Algorithmic Trading System, Java) to play a key role in building a world-class trading system in an innovation-driven environment. Summary: As a Principal Software Engineer (Algorithmic Trading System, Java), you will work closely with industry experts, deepen your technical expertise, and deliver complex, high-performance systems used globally.
Senior Analyst, Syndication and Trade Support Royal Bank of CanadaSenior Analyst, Syndication and Trade SupportNew York, New YorkMonitor/ Action Reconciliations (Position, Transaction, Security) in several systems, request CUSIPs, request and validate Bloomberg Description Pages / ICI Impact security and fee Setups are correct, FINRA TRACE setups, verify Trades details in Bloomberg TOMS / ICI are accurate, verify accuracy of updates in front end systems and monitor / action Trade Under Repair queues. Ensure proper controls are in place to resolve trade breaks in a timely manner, meet all regulatory reporting requirements (TRACE, ACT I OATS, Reg M), Balance positions, monitor GSCC, NSCC, DTC and Euroclear settlements using the Fl and Equity Fail reporting process.
Senior Compliance Officer - Trade Surveillance - VN2849 MAREX Group LimitedSenior Compliance Officer - Trade Surveillance - VN2849New York, NY$125,000–$175,000 / yearThe role will primarily focus on Trade Surveillance (Trade Activity and Communications) across a range of asset classes (Cash Equity, Fixed Income, Commodities, Derivatives (Futures, Options, Swaps)) on multiple exchanges, trading platforms and venues with an opportunity to gain exposure to a wider range of compliance activities at a market-leading firm. The depth of knowledge amongst its teams and divisions provides its customers with clear advantage, and its technology-led service provides access to all major exchanges, order-flow management via screen, voice and DMA, plus award-winning data, insights and analytics.
PvP Trade - Senior Mobile Engineer deCirclePvP Trade - Senior Mobile EngineerNew York, New YorkPreferred background: Elite Web2 product companies (Shopify, Discord, Robinhood, Cash App, Coinbase, etc.) rather than primarily crypto backgrounds, unless they’ve worked at Rainbow Wallet or Family Wallet, both known for exceptional React Native work. We are the largest builder-code product on Hyperliquid, having processed over $65B in cumulative trading volume and generated eight figures in revenue in the past year, with more than 400,000 registered traders.
Senior Compliance Officer - Trade Surveillance - VN2849 MarexSenior Compliance Officer - Trade Surveillance - VN2849New York, NY$125,000–$175,000Provide Trade Surveillance , E-communications, and Voice review services to US Broker Dealer (BD) and FCM (Futures) business linesReview alerts with due consideration in a timely fashion, maintaining queues within guidelinesUse technical expertise and Surveillance toolset to make determinations on whether or not an alert is a true positive or false positive, closing false positives with proper documentation including explanatory reasoning. The role will primarily focus on Trade Surveillance (Trade Activity and Communications) across a range of asset classes (Cash Equity, Fixed Income, Commodities, Derivatives (Futures, Options, Swaps)) on multiple exchanges, trading platforms and venues with an opportunity to gain exposure to a wider range of compliance activities at a market-leading firm.
Java Algo Trading Dev-260k + bonus Phaxis LLCJava Algo Trading Dev-260k + bonusNew York, NY$250,000–$260,000 / year2 days remote and 3 days onsite Minimum 3 years of experience developing low-latency algorithmic trading strategies in equities, futures, or listed derivatives, including execution algorithms, proprietary strategies, risk trading, and smart order routing. Build high-performance, reusable trading frameworks using expert-level Java and Linux skills, prioritizing low-latency and automated testing.
Distressed Debt Trade Facilitation Deutsche BankDistressed Debt Trade FacilitationNEW YORK, NY$110,000–$125,000 / yearThe salary range for this position in New York City is $110,000 to $125,000.Actual salaries may be based on a number of factors including, but not limited to, a candidate's skill set, experience, education, work location and other qualifications. Job Description:Job Title Distressed Debt Trade FacilitationCorporate Title AnalystLocation New York, NY OverviewThe Distressed Products Group sits within the Global Financing & Credit Trading business unit.
Capital Markets Trading Analyst - Markets Group (NYC)-1 Federal Reserve Bank (FRB)Capital Markets Trading Analyst - Markets Group (NYC)-1New York, NYFull timeThe Markets Group at the Federal Reserve Bank of New York consists of multiple teams that fulfill a range of responsibilities, from planning and executing open market operations, monitoring, and analyzing financial market developments, to managing foreign customer accounts. Assist in the execution of the Group’s funds, securities, trading and settlement activities, including the preparation and maintenance of preliminary internal reports, data entry of operations results, discrepancy follow-up and resolution, and testing the implementation of new products.
Derivatives Middle Office Trade Support Mitsubishi UFJ Financial GroupDerivatives Middle Office Trade SupportNew York, New YorkThis person will be responsible for handling all Middle Office operational functions providing trade and sales support for Flow Products desks including Rates, Credit, Commercial Paper, Syndicate, Structured Products, Repo and Financing desks, Equity Trading, and Institutional Investor Sales Desk. Additionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid maternity and parental bonding leave, and paid vacation, sick days, and holidays.
Senior Software Engineer - Order Management & Trade Allocation (C++/Linux) Millennium Management LLCSenior Software Engineer - Order Management & Trade Allocation (C++/Linux)NY$175,000–$250,000 / yearWe are seeking a highly skilled Senior Software Engineer with deep expertise in C++ and low-latency Linux server-side development to help design and build the next generation of our firm's global trading platform. You will be a key contributor to a greenfield architecture centered around an in-house sequencer framework that enables deterministic event ordering, real-time state management, and ultra-low-latency processing.
Capital Markets Trading Associate - CMM (NYC) Federal Reserve Bank (FRB)Capital Markets Trading Associate - CMM (NYC)New York, NYFull timeThe Markets Group at the Federal Reserve Bank of New York consists of multiple teams that fulfill a range of responsibilities, from planning and executing open market operations, monitoring, and analyzing financial market developments, to managing foreign customer accounts. Monitor, analyze and report to policy makers on global financial market developments: Track intra-day and longer-term global asset price movements; Interface with market participants to obtain context for asset price movements.
Trade Operations, Analyst Forge Global Holdings IncTrade Operations, AnalystNew York, NY$65,000–$80,000 / yearWith liquidity solutions, exclusive data and insights, a custody offering, and a vibrant marketplace, Forge's goal is to build the best-in-class technology infrastructure to power a global private market that is transparent, accessible, and seamless for companies, their employees, and investors. The primary function involves overseeing transactions that are sourced on the Forge platform, taking ownership of all parts of the transaction process, ensuring compliance with internal requirements, and collaborating with management to optimize trading processes.
Director, Trade Contracting Compass Pathways PlcDirector, Trade ContractingNY$220,000–$250,000 / yearJob overview: The Director, Trade Contracting is responsible for leading the strategy, development, negotiation, and governance of trade contracts across Compass Pathways commercial distribution ecosystem, including 3PL provider, specialty distributors, and specialty pharmacies. The Director serves as the primary trade contracting lead and strategic partner to cross functional teams, ensuring agreements align with Compasss go to market strategy, market access objectives, regulatory requirements, and long term growth plans.
Senior International Trade Analyst (Hybrid) BAE Systems PlcSenior International Trade Analyst (Hybrid)NJ$90,304–$153,517 / yearAbout BAE Systems Electronic Systems BAE Systems, Inc. is the U.S. subsidiary of BAE Systems plc, an international defense, aerospace and security company which delivers a full range of products and services for air, land and naval forces, as well as advanced electronics, security, information technology solutions and customer support services. The selected candidate will be a part of the International Trade Compliance team supporting and executing the export licenses and agreements of international activities in concert with company policies and customer requirements with guidance from manager or team members.
Software Engineer - Pre-trade analytics, risk, portfolio optimization Clear Street Markets LLCSoftware Engineer - Pre-trade analytics, risk, portfolio optimizationNew York, NY$170,000–$220,000 / yearGiven a complex or ambiguous requirement, you can independently define the approach, navigate trade-offs, and drive a solution from initial design and coding through production delivery without hand-holding at each step. Our single, cloud-native, end-to-end capital markets platform powers investor growth today and is transforming how they can interact with markets tomorrow.
Trade Finance Technology Lead, Vice President Mitsubishi UFJ Financial GroupTrade Finance Technology Lead, Vice PresidentJersey City, New JerseyAdditionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid maternity and parental bonding leave, and paid vacation, sick days, and holidays. We are seeking a Technology Lead with deep expertise in Trade Finance to drive strategic initiatives across Trade Finance and Working Capital Solutions.
NewInternational Trade Analyst II (Hybrid) BAE Systems PlcInternational Trade Analyst II (Hybrid)NY$73,534–$125,007 / yearAbout BAE Systems Electronic Systems BAE Systems, Inc. is the U.S. subsidiary of BAE Systems plc, an international defense, aerospace and security company which delivers a full range of products and services for air, land and naval forces, as well as advanced electronics, security, information technology solutions and customer support services. The selected candidate will be a part of the International Trade Compliance team supporting and executing the export licenses and agreements of international activities in concert with company policies and customer requirements with guidance from manager or team members.
Investment Trade Operations Analyst Daley and AssociatesInvestment Trade Operations AnalystJersey City, NJ$25–$26 / hourKeywords: entry level, bachelor’s degree, finance, investment operations analyst, investment accounting analyst, portfolio accounting analyst, portfolio operations analyst, trade operations. We are currently seeking candidates for an Investment Trade Operations Analyst(s) at an investment firm with a location in Jersey City, NJ, 07311.
Trade Compliance Manager ZT SystemsTrade Compliance ManagerSecaucus, NJ$118,125–$173,250 / yearCustoms Broker License highly desired (or willingness to obtain).ExperienceMinimum of 6-8+ years of experience in trade compliance, freight forwarding, ocean/air logistics, or international transportation.0-3+ years leading and mentoring talentProven experience managing a team and leading compliance initiatives. Please be aware that certain positions may require the applicant to either 1) be a (i) U.S. citizen or national, (ii) U.S. lawful, permanent resident (aka green card holder), (iii) Refugee under 8 U.S.C. § 1157, or (iv) Asylee under 8 U.S.C. § 1158, or 2) be eligible to obtain an export control license or license exception from the Bureau of Industry and Science & U.S. Department of Commerce.
Sales Executive, Trading Solutions FIS Capital MarketsSales Executive, Trading SolutionsNew York City, New YorkExperienced Sales Executive that is a true ‘Hunter’ with a proven track record selling complex enterprise-wide software systems into Sell-Side and Buy-Side financial institutions. As a Sales Executive, you’ll be part of a team of self-motivated, high achieving sales professionals helping mid- to enterprise-sized businesses achieve greater success.
Trade Surveillance Analyst DriveWealth LLCTrade Surveillance AnalystNY$110,000–$120,000 / yearNavigate DriveWealth's unique surveillance perimeter: Apply surveillance judgment across fractional share activity, options flow, and multi-partner order routing - understanding that the structural features of our platform (fractional fulfillment, B2B aggregation) require context-aware analysis, not just pattern-matching. You will monitor trading activity across equities, options, and ETFs for potential violations of securities laws and firm policy - reviewing alerts generated by our surveillance platform, conducting investigations, and producing written dispositions that document your analysis and conclusions.
Book Designer, Trade Publishing | Lonely Planet Red Ventures LLCBook Designer, Trade Publishing | Lonely PlanetNY$81,250–$118,000 / yearAcross the portfolio, Red Ventures businesses deliver seamless digital experiences for consumers, help Fortune 100 clients solve large-scale digital growth challenges, and create world-class experiences and opportunities for employees. What We''re Looking For: 5+ years of experience designing adult nonfiction trade books and paper products, with a portfolio of commercially published titles - portfolio is required and must include published adult nonfiction trade books.
Trade Support Associate II JPMorgan Chase & CoTrade Support Associate IIJersey City, NJDemonstrated capability to work collaboratively in team settings, with a solid knowledge of trading systems and financial markets, and a strong commitment to delivering high-quality results. Job responsibilities Execute daily trading operations efficiently, ensuring timely and accurate trade execution while collaborating with traders and team members to resolve discrepancies.
Sales Executive, Trading Solutions Fidelity National Information Services IncSales Executive, Trading SolutionsNY$99,040–$168,380 / yearAbout the role: Experienced Sales Executive that is a true 'Hunter' with a proven track record selling complex enterprise-wide software systems into Sell-Side and Buy-Side financial institutions. As a Sales Executive, you'll be part of a team of self-motivated, high achieving sales professionals helping mid- to enterprise-sized businesses achieve greater success.
Director, Compliance - Trade Surveillance Data Quality Team Lead - TD Securities (US) The Toronto-Dominion BankDirector, Compliance - Trade Surveillance Data Quality Team Lead - TD Securities (US)New York, NY$200,000–$250,000 / yearSpecifically, the incumbent will work with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a Surveillance data quality framework that includes: policies and procedures for effective data governance; data completeness and accuracy checks; surveillance inventories (define surveillance critical data elements); data-quality monitoring tooling and metrics. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.
Trade Surveillance - Data Quality Associate (Sr. Compliance Officer) - TD Securities (US) The Toronto-Dominion BankTrade Surveillance - Data Quality Associate (Sr. Compliance Officer) - TD Securities (US)New York, NY$100,000–$135,000 / yearSpecifically, the Data Quality Team works with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a Surveillance data quality framework that includes: policies and procedures for effective data governance. Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight, extending access to global markets, and delivering integrated transaction banking solutions.
Global Banking & Markets Operations - Post-Trade Operations - New York - Vice President The Goldman Sachs Group IncGlobal Banking & Markets Operations - Post-Trade Operations - New York - Vice PresidentNY$100,000–$235,000 / yearWe''re committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Lead and manage the Equity Derivatives Middle Office, Exotic Trade Review, and Securitized Products Servicing teams, ensuring accurate, timely, and controlled processing across the trade lifecycle.
Trade Surveillance Principal Associate (Broker-Dealer & Swap Dealer) Capital One Financial CorpTrade Surveillance Principal Associate (Broker-Dealer & Swap Dealer)NY$120,800–$137,900 / yearCore Scenario Coverage: analyze cross-market execution data to detect, evaluate, and disposition core manipulative patterns, including:Spoofing & Layering, Wash Trading, Quote Stuffing, Front-Running: Pinging, Escalation Management: Formally escalate high-risk trading anomalies and potential regulatory breaches to Compliance management in accordance with the firm's escalation matrix. This individual will conduct day-to-day surveillance monitoring, lead deep-dive investigations into complex trading activity, and ensure ongoing compliance with SEC (Securities and Exchange Commission), FINRA (Financial Industry Regulatory Authority), CFTC (Commodity Futures Trading Commission) and NFA (National Futures Association) regulatory requirements and regulatory expectation.
Trade Operations Associate Bridgewater Associates LPTrade Operations AssociateWestport, CT$120,000–$135,000 / yearOur Department is responsible for ensuring the excellent implementation of our systematic investment approach, from raw data to executed trades, with processes and logic that reflect the full richness of our investment insight, executed with a near-zero error rate, and engineered and orchestrated in a way that facilitates oversight and compounding. As part of the Trading Execution team, this role represents an exciting opportunity to generate substantial impact, test your limitations, and engage with top level thinkers as part of a group that seeks to systematically understand the markets.
Trade Finance Analyst Mizuho Bank Ltd.Trade Finance AnalystNew York, NYFull timeThe Analyst will be asked to work with the Execution and Delivery team in managing the processes and procedures in setting up and executing Supply Chain Finance (SCF) deals in the PrimeRevenue systems platform, SCF off-platform transactions, and Invoice Discount Finance ("IDF") programs with third party banks. In addition, the position also entails processing KYC requirements for new and existing clients, and doing any other administrative tasks requested to assist the Global Trade Finance (GTF) team, including processing and monitoring of Mizuho Trade Line (MTL) portfolio activity.
Principal Global Trade Compliance Analyst (Hybrid) BAE Systems PlcPrincipal Global Trade Compliance Analyst (Hybrid)NJ$110,617–$188,048 / yearAbout BAE Systems Electronic Systems BAE Systems, Inc. is the U.S. subsidiary of BAE Systems plc, an international defense, aerospace and security company which delivers a full range of products and services for air, land and naval forces, as well as advanced electronics, security, information technology solutions and customer support services. Coordinates with program personnel to obtain export/import application information, reviews provisos/riders on licenses and agreements to ensure business and customer requirements can be met by the license or agreement.
Trade & Settlement Technology Support, Assistant Vice President Mitsubishi UFJ Financial GroupTrade & Settlement Technology Support, Assistant Vice PresidentNew York, New YorkAdditionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid maternity and parental bonding leave, and paid vacation, sick days, and holidays. This role requires deep expertise in trade flows, securities processing, cash management, and settlement across platforms such as Broadridge BPSA, ICI, COGNOS, DTCC MUSA, Postedge, IHS Markit WSO, GLOSS, Loanet, and EquiLend.
Tech Senior Auditor - Post Trade Technology JPMorgan Chase & CoTech Senior Auditor - Post Trade TechnologyJersey City, NJAs Technology Senior Auditor within our Commercial and Investment Banking Post Trade Technology team, you will play a key role in executing the annual audit plan, participate in audit engagements by performing audit testing, evaluate and report on management''s controls, communicate findings, maintain collaborative relationships, and drive process efficiencies, all while upholding a culture of integrity, respect, and innovation. JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P.