Product Control Analyst - Trading Finance & Accounting BC ForwardProduct Control Analyst - Trading Finance & AccountingCharlotte, NCFull timeThe ideal candidate will have hands-on experience supporting traded financial products and possess a deep understanding of General Ledger accounting , P&L analysis , month-end close , and financial controls . With delivery centers and offices across North America and India, we take pride in building long-term relationships and delivering excellence through innovation, collaboration, and integrity.
Director, Fixed Income Municipal Bond Trading (Open To Location) Fifth Third BancorpDirector, Fixed Income Municipal Bond Trading (Open To Location)Charlotte, NCSKILLS FOR SUCCESS: Successful candidates will demonstrate a higher degree of proficiency (typically from 10 years of practical experience or advanced academic exposure) across the following areas: Strategic Leadership - Shape trading strategy and anticipate market trends to maintain competitive advantage. DOING THE RIGHT THING: Our employees take pride in doing the right thing for customers and colleagues as well as being accountable for risk by openly exchanging ideas and opinions, elevating concerns, and following policies and procedures that protect all our valuable assets -including you.
NewAlgorithmic Trading Developer Bright Vision TechnologiesAlgorithmic Trading DeveloperCary, NCRemoteFull timeIn this role you will work closely with cross-functional partners — product, design, engineering, operations, and business stakeholders — to translate ambiguous requirements into well-engineered solutions, and will be expected to raise the bar through code review, design review, and mentorship of more junior engineers. Build comprehensive backtesting and simulation infrastructure that lets researchers evaluate strategies against historical data and synthetic scenarios with reproducible, audit-friendly results.
Trading and Operations Integration Application Strategist Allspring Global Investments Holdings, LLCTrading and Operations Integration Application StrategistCharlotte, North Carolina$120,000–$145,000 / yearFull timeOverview: We are seeking a highly analytical and solutions-oriented Application Strategist & Scrum Master with expertise in Bloomberg AIM trading application workflows and interfacing trading system applications such as TradeWeb, Market Axess, WSO Markit and others. The ideal candidate will demonstrate strong interpersonal, problem-solving, and critical thinking skills to analyze, optimize, and support workflows within the transaction lifecycle, ensuring alignment with business objectives and regulatory requirements.
Senior Scrum Master / Agile Project Manager – Front Office Derivatives Trading Technology 3600840 Axiom PathSenior Scrum Master / Agile Project Manager – Front Office Derivatives Trading Technology 3600840Charlotte, North CarolinaThe front office environment works closely with trading and business stakeholders, creating a fast-paced setting where Agile delivery, stakeholder facilitation, resilience, and capital markets fluency are essential. The organization is advancing its Agile maturity across multiple technology portfolios, including front office, equity portfolio management, and middle/back-office functions.
2027 Global Capital Markets Summer Intern - Sales & Trading U.S. Bancorp2027 Global Capital Markets Summer Intern - Sales & TradingCharlotte, NC$28.27–$37.69 / hourInterns work alongside experienced professionals, supporting live transactions and client deliverables, while participating in structured training, mentorship, and peer development programming. In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures.
Principle Engineer - Rates and cross asset electronic trading platforms Wells Fargo & CoPrinciple Engineer - Rates and cross asset electronic trading platformsNC$159,000–$305,000 / yearThey are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. In this role, you will: Act as an advisor to leadership to develop or influence applications, network, information security, database, operating systems, or web technologies for highly complex business and technical needs across multiple groups.
Associate Director, Trading Practices Compliance Barings LLCAssociate Director, Trading Practices ComplianceCharlotte, NCResponsible for primarily assisting with surveillance and compliance monitoring related to best execution, cross trades, fair allocation, order management, market abuse, insider trading, and trade error review and remediation. Experience across a range of asset classes primarily including private lending, private investment funds, bank loans, derivatives, real estate investments, and corporate securities are required.
NewTrading and Client Services Representative First Citizens BankTrading and Client Services RepresentativeRaleigh, North CarolinaFull timeQualifications: Bachelor's Degree and 1 years of experience in Sales and Banking including Securities Trading OR High School Diploma or GED and 4 years of experience in Sales and Banking including Securities Trading. Benefits are an integral part of total rewards and First Citizens Bank is committed to providing a competitive, thoughtfully designed and quality benefits program to meet the needs of our associates.
VP, Trading Product Manager LPL Financial Holdings IncVP, Trading Product ManagerCharlotte, NC$135,960–$226,600 / yearThe firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. As a leader in the financial advisor-mediated marketplace(6), LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans.
NewAssociate Director, Trading Practices Compliance BaringsAssociate Director, Trading Practices ComplianceCharlotte, North CarolinaResponsible for primarily assisting with surveillance and compliance monitoring related to best execution, cross trades, fair allocation, order management, market abuse, insider trading, and trade error review and remediation. Experience across a range of asset classes primarily including private lending, private investment funds, bank loans, derivatives, real estate investments, and corporate securities are required.
Services Associate, Risk & Compliance (Tracking & Trading/Broker Data Import Program) Deloitte Touche Tohmatsu LtdServices Associate, Risk & Compliance (Tracking & Trading/Broker Data Import Program)Raleigh, NC$51,900–$95,500 / yearThe Independence & Conflicts Network (ICN) team performs a critical consultative, quality-assurance and risk management function for the Deloitte US Firms, helping the organization remain unbiased and free from conflicts-of-interest, in fact and appearance, when providing service to attest/audit clients. As a Services Associate, Risk & Compliance (Tracking & Trading/Broker Data Import Program) on the Independence & Conflicts Network team, you will: Work closely with outside brokerage firms and Deloitte professionals to support brokerage account compliance activities.
Trading and Client Services Representative First Citizens BancShares IncTrading and Client Services RepresentativeRaleigh, NCBachelor''s Degree and 1 years of experience in Sales and Banking including Securities Trading OR High School Diploma or GED and 4 years of experience in Sales and Banking including Securities Trading. Benefits are an integral part of total rewards and First Citizens Bank is committed to providing a competitive, thoughtfully designed and quality benefits program to meet the needs of our associates.
NewTrading Quality Analyst AssetMark, Inc.Trading Quality AnalystCharlotte, NC$90,000–$100,000 / yearKnowledge, Skills, Abilities: Practical understanding of trading workflows, including order generation, rebalancing, allocations, model or portfolio data, restrictions, exceptions, and operational controls. The Trading Quality Analyst will use practical knowledge of trading workflows to monitor operational quality, review exceptions, validate expected outcomes, and help improve reporting and controls.
NewTrading Solutions Engineer AssetMark, Inc.Trading Solutions EngineerCharlotte, NC$90,000–$100,000 / yearKnowledge, Skills, Abilities: Practical understanding of trading workflows, including order generation, rebalancing, allocations, model or portfolio data, restrictions, exceptions, and operational controls. This information reflects a base salary range that AssetMark reasonably expects to pay for the position based on a number of factors which may include job-related knowledge, skills, education, experience, and actual work location.
Senior Counsel, Institutional Derivatives & Trading Wells Fargo & CoSenior Counsel, Institutional Derivatives & TradingCharlotte, NC$139,000–$260,000 / yearThey are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. About this role: Wells Fargo is seeking a Senior Counsel to join the Corporate & Investment Banking (CIB) Markets Legal team, with a primary focus on repo and secured financing transactions supporting institutional fixed income businesses.
Assistant General Counsel, VP - Institutional Derivatives and Trading Wells Fargo & CoAssistant General Counsel, VP - Institutional Derivatives and TradingCharlotte, NC$159,000–$305,000 / yearThey are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. About this role: Wells Fargo is seeking a Assistant General Counsel, VP to join the Corporate & Investment Banking (CIB) Markets Legal team, with a primary focus on repo and secured financing transactions supporting institutional fixed income businesses.
NewStrategic Regulatory Reporting Analyst (AML & Trading) InfosysStrategic Regulatory Reporting Analyst (AML & Trading)Raleigh, NCIn this role, you will contribute to digital transformation projects in financial institutions, focusing on regulatory reporting and project management. Key responsibilities include developing project timelines, ensuring effective communication with clients, and supporting advisory initiatives.
NewTrading Solutions Engineer AssetMark Financial HoldingsTrading Solutions EngineerCharlotte, North CarolinaAssess and identify client trading needs and manage the configuration, training, and setup for process for prospects, new clients, and existing clients including strategies, tax management needs, drift parameters, and rebalancing rules. Key responsibilities include trading pre-sales support , trading demonstrations, solution configuration in to existing parameters, trading onboarding support, and advanced trading supporting for existing clients.
USD Interest Rate Swaps Trader U.S. BancorpUSD Interest Rate Swaps TraderNC$148,495–$174,700 / yearThe Associate Director, USD Interest Rate Swaps Trader, is responsible for client execution, market‑making, and risk management activities across different instruments within USD Interest Rate Swaps market, while modernizing the firm's pricing and risk analytics infrastructure. In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures.
Senior Cloud Architect - Capital Markets Sumitomo Mitsui Banking CorpSenior Cloud Architect - Capital MarketsCharlotte, NCYour mission is to build a highly resilient, scalable data pipeline that seamlessly feeds our Databricks analytics platform while ensuring zero disruption to critical upstream front-office desks and downstream financial systems. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui Brasileiro S.A., and Sumitomo Mitsui Finance and Leasing Co., Ltd.