1,149 Results for

Underwriting Manager Jobs in Louisiana

Jobs

Asset Management - Investment Specialist, Municipals - Managing Director JPMorgan Chase Bank, N.A.

New York, NY

Full time

GFICC manages a broad range of strategies through funds and separately managed accounts, including broad market, long duration, stable value, intermediate high yield, emerging market debt, short and ultra-short duration, global bonds, structured products, mortgages, and tax aware strategies. The Customized Bond Portfolios (CBP) group within GFICC manages approximately $200 billion in Separately Managed Account (SMA) assets across municipal bonds, government securities, corporate credit, high yield, preferreds, international fixed income, and multi-sector strategies.

11 days ago

Alternative Investments Internal Consultant - RRB T. Rowe Price

New York, NY

$108,000–$184,000 / year

Qualifications Required: Bachelor’s degree, 2+ years of sales experience FINRA Series 7 (63/65 or 66) Preferred: Ideal candidate has previous experience selling within intermediary markets Understanding of the consultative sales process Passion for capital markets and alternative investments Skilled at developing deep, trusting internal and external relationships Strong data analysis skills Aptitude with Excel and Salesforce Ability to work collaboratively in a driven, team-based environment, juggling and prioritizing responsibilities across multiple cohorts and personalities High attention to detail Strong consultative, client service, and relationship building skills Strong interpersonal skills and ability to flex to the client Flexibility and the ability to grow and change within an evolving organization Proven results using a consultative sales process Sophisticated presentation and communication skills FINRA Requirements FINRA licenses are required and will be supported for this role. The Wealth Management distribution group strives to build strong long-term relationships through outstanding customer service and a comprehensive suite of investment management solutions for our diverse client base, which include Banks, Broker/Dealers, RIA, TAMP’s, and Intermediary Platform providers throughout the United States.

30+ days ago

Compliance Associate, Marketing & Investment Adviser Compliance NewEdge Capital Group

Stamford, Connecticut

NewEdge Wealth, a division of NewEdge Capital Group, LLC, is seeking a detail-oriented and motivated Compliance Associate to support the firm’s investment adviser compliance program, with a primary focus on marketing and advertising review under the SEC Marketing Rule, the firm’s annual review process under Rule 206(4)-7, and Form ADV maintenance. Review advertisements, pitch books, performance presentations, website content, social media, and other client-facing marketing materials for compliance with SEC Rule 206(4)-1 (the Marketing Rule) and firm policy prior to use or distribution.

30+ days ago

Private Wealth, Investment Manager Citizens Financial Group Inc

Tarrytown, NY

$188,000–$246,000 / year

As a Private Wealth, Investment Manager, you will be responsible for helping Citizens team win new assets under management by assisting the team in bringing in new high net worth and institutional clients and identifying new opportunities with existing clients, through advising on investment solutions. Experience working within a Registered Investment Advisor (RIA) environment or partnering with RIAs preferred, with an understanding of fiduciary investment management, portfolio construction, and client advisory best practices.

30+ days ago

Sr. Product Manager - Advisor Experience Addepar, Inc.

New York, NY

$142,000–$223,000 / year

In this role, you will own the surface area, features, and capabilities designed specifically to empower wealth managers to acquire, retain, and advise their end-clients across web and mobile platforms. Applicants must be legally authorized to work in the United States for any employer without requiring current or future visa sponsorship (for example, employment-based visas such as H-1B, F-1/OPT, or similar), and must be authorized to begin work in the U.S. on their first day of employment.

15 days ago

Sr. Product Manager - Advisor Experience Addepar

New York, NY

$142,000–$223,000 / year

15 days ago

VP, Investments - Brookfield Special Investments Brookfield Corp.

New York, NY

$375,000–$425,000 / year

Leveraging our deep experience built over 25 years as a long-term owner and operator of world-class assets and businesses, the team is focused on acquiring high-quality businesses with barriers to entry and enhancing their cash flow capabilities by improving strategy and execution drawing on the insights and data from the wider Brookfield ecosystem. BSI represents a continuation of Brookfield's history as a value-added investor leveraging its owner-operator heritage, deep expertise in real assets (and adjacent sectors), and reputation for completing large-scale complex transactions.

30+ days ago

Senior Product & Regulatory Counsel - Investment Products Mercury Technologies Inc

New York, NY

$219,000–$273,800 / year

You''ll advise across the full product life cycle, including everything from supporting new feature development, drafting disclosures, calibrating on content for marketing and customer communications, and advising on operational matters with regulatory impacts. You''ll also spend a meaningful amount of your time on work that doesn''t look like traditional legal practice: scoping cross-functional projects, pressure-testing product designs, building operational processes alongside compliance and ops partners.

30+ days ago

Financial Advisor Forest Hills Financial Group

New York, NY

$80,000–$150,000
Quick Apply

The Guardian FR contract includes a draw starting at $24,000; inexperienced FRs in their first four years earn $90K to $100K per year on average, including first year and renewal commissions; renewal commissions begin in year two. You will work with individuals and businesses in your community providing access to financial products and services that will protect their assets, help them understand their financial life, and build wealth for the future.

21 days ago

GWIM Investment Stewardship Executive Bank of America

Jersey City, New York

The role acts as a key advisor to the Head of GWIM Investment Stewardship and provides subject matter leadership on complex proxy voting matters, stewardship policy development, shareholder engagement, and regulatory developments impacting stewardship activities. The GWIM Investment Stewardship Executive serves as a senior leader within the GWIM Investment Stewardship function, responsible for advancing the firm's proxy voting, fiduciary stewardship, issuer engagement, and governance programs across Global Wealth & Investment Management.

21 days ago

Investment Analytics & Trade Monitoring Manager City National Bank

New York, NY

Remote

$127,626–$237,014 / year

The Manager - Investment Guidelines and Trade Compliance Oversight will establish and develop the Compliance Trade Oversight Program by leading, configuring, and overseeing the design, implementation and administration of the compliance rules engine within the Order Management System / Portfolio Management System to mitigate the regulatory, operational and market risks associated with regulatory and individual investment guideline requirements. Lead Trade Oversight Program: Develop Compliance Trade Oversight Program by leading, configuring, and overseeing the design, implementation and administration of the firm's Order Management System / Portfolio Management System in Charles River Development to mitigate the regulatory, operational and market risks associated with regulatory and individual investment guideline requirements.

7 days ago

Business Architect, Investment Management, VP III - State Street Investment Management State Street Corporation

Stamford, CT

$120,000–$217,500 / year

You will work closely with the Head of Business Architecture, business leaders, solution architects, and technology teams to help the organization transform to a PPS operating model, powered by a strong business architecture strategy that aligns business outcomes to platform and capability roadmaps. As a Business Architect, VP at State Street Investment Management ("State Street IM", formerly known as State Street Global Advisors or SSGA), you will play a key role in developing, maturing, and institutionalizing the business architecture function.

10 days ago

Investment Consultant Global X ETFs

Newark, New Jersey

$50,000–$55,000 / year

Explore our ETFs, research and insights, and more at www.globalxetfs.com .Global X is a member of Mirae Asset Financial Group (Mirae Asset), a global leader in financial services, with $1 trillion in assets under management worldwide as of May 31, 2026. Global X Management Company LLC (“Global X”) is seeking a highly motivated professional to join our Internal Consulting Group, located in Newark, NJ to serve as an integral part of an elite team of investment professionals.

29 days ago

VP, Investments - Brookfield Special Investments Brookfield Corp

New York, NY

$375,000–$425,000 / year

30+ days ago

Chief Operating Officer – Alternative Investments – Client Role Arootah

New York, New York

$200,000–$250,000 / year

About the Role Our client, a rapidly growing alternative investment manager, is seeking a Chief Operating Officer to partner closely with the CEO in building the operational infrastructure needed to support the firm's next phase of growth. 12+ years of leadership experience within investment management, hedge funds, private equity, venture capital, or institutional asset management.

3 days ago

Senior Product Manager, Advisor Marketplace Robinhood Markets Inc

New York, NY

$166,000–$195,000 / year

Own the end-to-end marketplace funnel - discovery, matching and routing, scheduling, first-meeting show rate, advisor onboarding, and funded accounts - and drive measurable improvements at each stage. The Advisory Products team is redefining the advisor experience by bringing the best of Robinhood's technology, design, and infrastructure to Registered Investment Advisors (RIAs) and the clients they serve.

2 days ago

Sr Investment Associate Northern Trust Corp

New York, NY

$85,330–$145,130 / year

As a global leader in innovative wealth management, asset servicing, asset management and banking services, Northern Trust (Nasdaq: NTRS) is proud to guide the world's most successful individuals, families, corporations and institutions. 2. Sets-up files with account documentation for existing or new clients (i.e., involving automatic payment, pledging securities, address changes, statement addresses, investment guidelines, fees, etc.).

30+ days ago

Wealth Advisor SimpleMANAGE

Garden City South, NY

$60,000–$90,000 / year

We currently focus on comprehensive advisory for high-net-worth and ultra-high-net-worth clients including business owners, multi-generational families, and clients navigating liquidity events, with capabilities spanning investment management, tax-aware planning, estate and succession coordination, private market access, and a full traditional public-markets platform. Active Series 65 (or Series 7 + 66), or other qualification accepted for Investment Adviser Representative registration in New York; must be eligible to register as an IAR of SimpleADVISORY LLC / SimpleWEALTH before providing investment advice.

12 days ago

Wealth Management Advisor Blue Ocean Wealth Solutions, LLC- A MassMutual Firm

East Hills, NY

$100,000–$200,000 / year

Securities, investment advisory, and financial planning services offered through qualified representatives of MML Investors Services, LLC, a registered investment adviser and broker/dealer (Member FINRA and SIPC and MassMutual subsidiary, 1295 State St, Springfield, MA 01111. As a Wealth Management Advisor, you will play a key role in helping clients build, preserve, and transition wealth while collaborating with internal partners to deliver comprehensive financial solutions.

14 days ago

Merrill Advisor Development Program - Financial Advisor- Partially Registered: SD Financial Market Bank of America Corp

New York, NY

$38.46–$43.27 / hour

Job expectations include leveraging technology to achieve business growth goals, profiling activities to determine a client's investor profile and financial resource objectives, building a sustainable book of business and providing opportunities for advisors to pursue a career within the bank. Our Wealth Management team represents an array of different skills and experiences that individuals bring from all backgrounds and careers; whether gained through military service, community college education, or a wide range of work and life experiences.

13 days ago

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Underwriting Manager Jobs in Louisiana

Asset Management - Investment Specialist, Municipals - Managing Director JPMorgan Chase Bank, N.A.

Alternative Investments Internal Consultant - RRB T. Rowe Price

Compliance Associate, Marketing & Investment Adviser Compliance NewEdge Capital Group

Private Wealth, Investment Manager Citizens Financial Group Inc

Sr. Product Manager - Advisor Experience Addepar, Inc.

Sr. Product Manager - Advisor Experience Addepar

VP, Investments - Brookfield Special Investments Brookfield Corp.

Senior Product & Regulatory Counsel - Investment Products Mercury Technologies Inc

Financial Advisor Forest Hills Financial Group

GWIM Investment Stewardship Executive Bank of America

Investment Analytics & Trade Monitoring Manager City National Bank

Business Architect, Investment Management, VP III - State Street Investment Management State Street Corporation

Investment Consultant Global X ETFs

VP, Investments - Brookfield Special Investments Brookfield Corp

Chief Operating Officer – Alternative Investments – Client Role Arootah

Senior Product Manager, Advisor Marketplace Robinhood Markets Inc

Sr Investment Associate Northern Trust Corp

Wealth Advisor SimpleMANAGE

Wealth Management Advisor Blue Ocean Wealth Solutions, LLC- A MassMutual Firm

Merrill Advisor Development Program - Financial Advisor- Partially Registered: SD Financial Market Bank of America Corp

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