NewVice President, Technology Morgan Stanley Smith Barney LLCVice President, TechnologyNew York, NY$170,000–$190,000 / yearFin'l Srvcs: Morgan Stanley Smith Barney LLC is hiring for following role in NY, New York: Vice President, Technology to provide strategic analytical insights to support decision-making (salary range $170,000 - $190,000). For more info & to apply, visit us at https://morganstanley.eightfold.ai/careers?source=mscom & enter JR037900 in search field.
Vice President, Risk/Policy Management Morgan Stanley Services Group Inc.Vice President, Risk/Policy ManagementNEW YORK, NY$188,200–$205,000 / yearWhat youll bring to the role:-Requires a Masters degree in Information Management, Risk Management, or a related field.-Requires three (3) years of experience in the position offered or three (3) years as a Technology Manager, Technology Consultant, Software Engineer, or a related role.-Requires three (3) years of experience with the following skills: Issue and incident risk monitoring and reporting; Risk identification of material and non-material risks and risk assessment; Data cleansing and validation trend analysis, visualizing data and results for management using PowerBI, Tableau and Excel; Managing, extracting and analyzing information in database management systems; Process and data mapping; and Development of business requirement documentation. What youll do in the role: Morgan Stanley Services Group, Inc. is seeking a Vice President, Risk/Policy Management in New York, New York to design, implement, and monitor the company-wide operational risk program, focusing on framework implementation and governance.
Executive Director - Market Risk Manager, Head of XVA Coverage, US (Risk Management) Morgan StanleyExecutive Director - Market Risk Manager, Head of XVA Coverage, US (Risk Management)New York, NY$165,000–$275,000 / yearOur values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - arent just beliefs, they guide the decisions we make every day to do whats best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry.
Business Service Officer Morgan StanleyBusiness Service OfficerBaton Rouge, LAOur values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - arent just beliefs, they guide the decisions we make every day to do whats best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. The Business Service Officer (BSO) will report directly to the Market Business Service Officer (MBSO) and is responsible for the supervision, management of Support Professionals and execution of all business and service functions within the assigned branches.
Risk Officer Morgan StanleyRisk OfficerNashville, TNMonitors and implements procedures to manage all facets of risk, including data security • Facilitates regular and consistent communication of Morgan Stanley Wealth Management policies and other regulations • Liaises with the Legal and Compliance Division with customer complaints and litigation • Together with the Complex Manager and Senior Risk Officer, ensures appropriate supervisory coverage is maintained at all times • Oversees responsibilities outlined in the Branch Supervisory Manual, as well as new policies to ensure the Complex has procedures in place • Supports in the preparation for and response to audits, and ensures that any audit findings are appropriately responded to and remediated • Works with Complex Manager and Senior Risk Officer to monitor people risk, and ensures appropriate action is taken • Responsible for proactive client contact in determining suitability and managing risk • Active involvement with the region regarding matters presented to the Credit Committee • Primary source for intelligence on risk in regard to clients and FAs. • Knowledge of SEC, FINRA and Firm Compliance Policies and Procedures • Effective written and verbal communication skills • Strong attention to detail • Ability to prioritize and resolve complex problems and escalate as necessary • Ability to identify issues and trends in order to anticipate change and provide recommended comprehensive solutions and remedies • Evidence of strong leadership capabilities or previous supervisory experience • Ability to organize and prioritize workflow and assignments in a deadline oriented environment • Ability to interact with Financial Advisors and clients • Excellent judgment and the ability to be discreet in all matters • Strong work ethic.
AI Ops Lead (Principal Tech Leadership & Strategy) (VP, P5) Morgan StanleyAI Ops Lead (Principal Tech Leadership & Strategy) (VP, P5)New York, NY$150,000–$210,000 / yearOur values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services.
VP, AI Compliance Officer Morgan StanleyVP, AI Compliance OfficerDallas, TX$108,000–$185,000 / yearWere seeking someone to join our team as a Vice President, Artificial Intelligence Compliance Officer in Wealth Management Compliance to provide second-line oversight, advisory support, and governance for Artificial Intelligence initiatives, including Generative AI, partnering closely with senior business, legal, risk, and technology stakeholders to enable responsible innovation while meeting regulatory and firm requirements. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - arent just beliefs, they guide the decisions we make every day to do whats best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries.
Mortgage Specialist Morgan StanleyMortgage SpecialistCoppell, TXJob Description/Position Responsibilities: • Serve as primary point of contact for client interactions, internal and external business partners, including Financial Advisors, their clients, and Private Bankers • Embrace the Morgan Stanley core value of "Putting Clients First" by listening to client needs; understanding the loan transaction; managing expectations; and providing transparent client/partner communication and timely updates throughout the overall mortgage loan process • Act as the initial escalation point for loans in process; provide alternative solutions and discernment to escalate further when necessary; demonstrate the ability to de-escalate situations as appropriate • Manage and oversee the pipeline to ensure all loans are progressing in accordance with established expectations • Request, review, and validate all loan processing documents such as income, credit, appraisal, insurance and title • Coordinate with various processing, underwriting, credit risk and other internal/external business partners to complete fulfillment and ensure timely closings • Provide comprehensive reviews and recommend solutions/options regarding credit risk of high-net-worth clients (i.e., complex income, asset, and vesting scenarios) • Obtain documents to satisfy conditions for underwriting approval and product/pricing negotiations as necessary • Provide perspective and feedback relative to client experience enhancements and process efficiencies. Skills/Abilities: • Extensive knowledge of mortgage products and client service experience • In depth knowledge of the compliance regulations and laws that govern consumer mortgage lending, including fair lending, privacy, RESPA, and TRID • Strong communication skills, both written and verbal, and interpersonal skills required • Self-starter with a strong sense of ownership; ability to manage time, prioritize and plan accordingly • Proficient in the use of a variety of systems for accurate reporting and tracking; including MS Office (Word, EXCEL, Outlook, PowerPoint) • Achieve high levels of Client and Financial Advisor satisfaction • Proactively manage loan escalations as needed to ensure a timely resolution while providing an enhanced client experience • Effectively manage a complex pipeline that includes Core, Complex (>$2M), and Unique (Entity) transactions as well as Employee, UHNW and PWM Channel Loans.
Wealth Management Associate Morgan StanleyWealth Management AssociateAtlanta, GA$50,000–$115,000 / yearProviding backup coverage for traditional registered or unregistered Client Service Associate responsibilities at the request of the client and/or FA/PWA/team, such as executing money movement transactions, answering general non-investment related questions concerning clients accounts, educating or enrolling clients in digital tools (e.g., MS Online), accepting or entering unsolicited orders and/or entering solicited orders in a clerical capacity. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries.
Registered Client Service Associate Morgan StanleyRegistered Client Service AssociateSan Francisco, CA$34,320–$90,000 / yearOur values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. Answering general non-investment related questions concerning client accounts, including relaying stock positions, and providing account balances (e.g., funds due and margin debit).
Branch Manager, Producing Morgan StanleyBranch Manager, ProducingBillings, MTOur values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. Effectively applies product/business knowledge to recruiting efforts; able to translate competitor offerings into Morgan Stanley Wealth Management products, and understand and explain how a recruit will be able to continue to help meet their clients needs.
Vice President, Credit Review Morgan StanleyVice President, Credit ReviewNew York, NY$135,000–$202,500 / yearAn understanding of the OCC, FED and EMEA regulatory guidelines on various credit related matters including, but not limited to, rating credit risk, counterparty credit risk, commercial real estate, leveraged lending, asset-based lending, allowance for loan loss reserves, Shared National Credit (SNC) process. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries.
Intermediary Channel Marketing, Senior Associate, Morgan StanleyIntermediary Channel Marketing, Senior Associate,New York, NY$115,000–$130,000 / yearWorking closely with the broader Morgan Stanley Investment Management Marketing teams, Alternatives Product Marketing and Sales the Senior Associate will lead the execution of alternatives-focused campaigns, communications, events, and sales enablement initiatives while partnering with Channel Marketing colleagues on broader intermediary marketing programs. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries.
Branch Manager, Producing Morgan StanleyBranch Manager, ProducingAnchorage, AKOur values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. Effectively applies product/business knowledge to recruiting efforts; able to translate competitor offerings into Morgan Stanley Wealth Management products, and understand and explain how a recruit will be able to continue to help meet their clients needs.
TTRO Regulatory Reporting- Director Morgan StanleyTTRO Regulatory Reporting- DirectorNew York, NY$82,000–$133,000 / yearThe primary responsibility will be to drive down Regulatory Risk by supporting the implementation of new regulatory requirements, monitoring existing controls to assess the risk and remediate it as necessary, ensuring smooth BAU functioning as part of exception management process, which includes, understanding and resolving internal & DTCC rejections and thereby improving and maintaining firm's overall reporting accuracy. The successful candidate will join the TRRO Run The Bank (RTB) team for North America jurisdictions for OTC derivatives (CFTC, SEC, CSA), working with global colleagues across Business Units, Legal and Compliance, Operations and Technology to deliver Trade and Transaction Reporting requirements.
Order Room ETF Trading Support, Assistant Vice President Morgan StanleyOrder Room ETF Trading Support, Assistant Vice PresidentPurchase, NY$85,000–$140,000 / yearDemonstrate sound judgment, strong accountability, and clear communication in a collaborative team culture focused on risk management, client experience, and continuous > At least 5 years of financial services experience, ideally with direct exposure to brokerage, trading, trade support, securities operations, market structure, or other roles involving securities markets. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries.
Automation Solutions Project Management, VP Morgan StanleyAutomation Solutions Project Management, VPAlpharetta, GAThe project management role executes projects to establish complex automated API or SFTP data feeds using between various vendor systems (payroll, HR, and global tax mobility) for client employee stock plans and requires a combination of strategic and analytical problem solving, coupled with execution capability. Advanced Solutions: The Advanced Solutions organization provides key private and public client support in including ongoing Stock Plan Administration client service on both Shareworks and Equity Edge Online, critical function support for equity administration, data and automation, reporting, tax and legal compliance and subject matter expertise in the respective areas.
Associate Regional Originations Manager - Vice President Morgan StanleyAssociate Regional Originations Manager - Vice PresidentTempe, AZMorgan Stanley Private Bank, National Association ("MSPBNA"), as part of Wealth Management, offers banking and credit products and services, including securities-based lending, mortgage loans and home equity lines of credit primarily to Morgan Stanley Wealth Management's high net worth clients. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries.
Calvert Engagement and Proxy Voting - Associate Morgan StanleyCalvert Engagement and Proxy Voting - AssociateNew York, NY$90,000–$135,000 / yearOur values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. This position supports Calvert's mission of responsible investing by contributing to engagement programs and proxy voting processes that seek to promote sound environmental, social and governance practices through active ownership and dialogue with portfolio companies to strengthen governance and improve investor returns in accordance with the Calvert Principles.
Senior Mortgage Underwriter - Vice President Morgan StanleySenior Mortgage Underwriter - Vice PresidentDallas, TXMorgan Stanley Private Bank, National Association ("MSPBNA"), as part of Wealth Management, offers banking and credit products and services, including securities-based lending, mortgage loans and home equity lines of credit primarily to Morgan Stanley Wealth Management's high net worth clients. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries.