Own the preparation and review of quarterly and annual SEC filings (Forms 10-K, 10-Q, 8-K), ensuring accuracy and completeness in accordance with U.S. GAAP and Regulations S-K and S-X, and partner with senior management and stakeholders across the firm to source, review and challenge disclosures; Lead research on GAAP and SEC requirements, peer disclosures and SEC comment letters to enhance and streamline disclosures; Oversee XBRL tagging and ensure consistency across the 10-K, 10-Q, earnings releases and other public disclosures; Manage the preparation of annual audited financial statements and periodic regulatory reporting for the firm's broker dealer; Lead coordination of quarterly reviews and the annual audit with the external auditors. Bachelor's degree in Accounting or a related field; active CPA license required; 6-8 years' relevant experience, including public accounting experience (Big 4 strongly preferred); Deep knowledge of U.S. GAAP, SEC regulations (Regulations S-K and S-X) and public company financial reporting requirements, including Sarbanes-Oxley compliance; Working knowledge of IFRS and the key differences from U.S. GAAP; experience with IFRS or local statutory reporting for non-U.S.