The successful candidate will work closely with application owners, technology partners, information security teams, and business stakeholders to evaluate control effectiveness, identify areas of risk exposure, and guide mitigation strategies. In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures.