Financial Examiner Lead (Director/MD/Partner) RSMFinancial Examiner Lead (Director/MD/Partner)NebraskaResponsibilities will include developing relationships with and selling regulatory services to clients; preparing and performing QA reviews of proposals; serving as an Examiner-in-Charge (EIC) on examinations; ensuring work is delivered with high quality, on time, and within budget; supervising/developing staff; recruiting; and leading thought leadership initiatives, among other responsibilities. Take the lead on drafting key examination deliverables (e.g., Report on Examination, Management Letter, Summary Review Memorandum, etc.), exhibits, and other supporting documentation and schedules and recommend solutions for inclusion in Management Letters or other communications to the client.
Financial Examiner 1 Banking and Finance, Department ofFinancial Examiner 1Atlanta, GeorgiaPerforms mortgage broker, mortgage lender, and mortgage servicer examination duties, including financial statement analysis; analysis of earnings, capital, liquidity, asset/liability management; review and analysis of Mortgage Call Reports, internal controls, audit oversight, and policies and procedures to ensure compliance with laws, rules, and regulations. --Note: An equivalent combination of knowledge, education, job or intern experience, training, or certifications that provides the necessary knowledge and skills to successfully perform the job at the level listed may be substituted year-over-year.
Financial Examiner RSM US LLPFinancial ExaminerMS$94,400–$178,800 / yearConsistently enhance knowledge of: principles, practices, techniques, and methods of accounting and auditing; insurance examination and regulation; insurance laws and Insurance Commissioner's rulings; and related Attorney General opinions and court decisions; insurance company practices; statistical sampling procedures; basic actuarial mathematics; principles and practice of effective supervision, insurance companies and health care organizations. RRC offers services in the following regulatory areas: financial examinations, market conduct examinations, insolvency and receiverships, actuarial services and valuations, investment analysis, reinsurance expertise, market analysis and compliance, and special projects.
Assistant Chief Financial Examiner Arizona Department of AdministrationAssistant Chief Financial ExaminerPhoenix, ArizonaThe Department also helps resolve consumer complaints against financial-services and insurance entities; takes action in response to violations of law; encourages competition, innovation, and economic development; collects taxes and assessments that support State government operations; combats auto theft and insurance fraud through public awareness campaigns, and funding for law enforcement and dedicated prosecutors. • Supervises and cross trains other Financial Examiners regarding the aspects of the Assistant Chief Financial Examiner duties and functions that do not require considerable amount of judgment and introduce others to the thought processes behind the judgments that need to be made during the preparation for and execution of risk focused examinations.
Climate Change: Cap-and-Invest Senior Market Monitor (Financial Examiner 4) State of WashingtonClimate Change: Cap-and-Invest Senior Market Monitor (Financial Examiner 4)Lacey, WA$91,104–$122,460 / yearEcology employees may be eligible for the following: Medical/Dental/Vision for employee & dependent(s), Public Employees Retirement System (PERS), Vacation, Sick, and other Leave , 11 Paid Holidays per year , Public Service Loan Forgiveness, Tuition Waiver, Long Term Disability & Life Insurance, Deferred Compensation Programs, Dependent Care Assistance Program (DCAP), Flexible Spending Arrangement (FSA), Employee Assistance Program, Commute Trip Reduction Incentive, Combined Fund Drive, SmartHealth *Click here for more information. Required Qualifications: Nine years of experience and/or education related to the duties of the position, which includes the following: Advanced Financial & Market Analysis - Ability to evaluate complex financial institutions, commodity markets, and futures products to identify risks, unusual activity, and trends that strengthen regulatory decision-making.
FINANCIAL INSTITUTIONS EXAMINER 2 State of NevadaFINANCIAL INSTITUTIONS EXAMINER 2Las Vegas, NV$64,414.80–$95,630.40 / yearAnalyze key safety and soundness components, ratios and trends; review adequacy of capital to assets and liabilities; determine the viability of loans and investments; evaluate the adequacy of management policy and procedures, earnings, and liquidity; determine market and interest rate sensitivity; examine interest rates and fees applied; verify cash, deposit and share account balances. Bachelor's degree from an accredited college or university in business administration, accounting, economics, finance, or related discipline and one year of professional experience conducting audits and/or examining financial records and reports.
FINANCIAL INSTITUTIONS EXAMINER 3 State of NevadaFINANCIAL INSTITUTIONS EXAMINER 3Las Vegas, NV$67,296.24–$100,098.72 / yearIncumbents serve as a lead position that oversees day-to-day activities in the examination of a financial institution; coordinate team members' overall work assignments and/or specific work assignments in the specialty area; coordinate team members' on-the-job training; ensure compliance with established procedures for collecting and correlating information produced by other team members; analyze collected information to write the Report of Examination as required by established policies and procedures and regulatory partners, and present the examination report to the institution's management and board of directors. The incumbent will coordinate team members' overall work assignments and/or specific work assignments in the specialty area, coordinates team members' on-the-job training, ensure compliance with established procedures for collecting and correlating information produced by other team members, analyzes collected information to write the Report of Examination as required by established policies and procedures and regulatory partners, and presents the examination report to the institution's management and board of directors.
FINANCIAL INSTITUTION EXAMINER 1 - DOF State of IdahoFINANCIAL INSTITUTION EXAMINER 1 - DOFBoise, IDTypically met by completion of six (6) college credit hours of finance or accounting AND approximately one (1) year of professional work experience applying accounting principles to examine financial reports for completeness and accuracy, identify trends, compute and verify statistical relationships, and reconcile accounts; OR completion of the core requirements for a bachelor's degree in a business-related discipline, including six (6) college credit hours of accounting or finance; OR at least three (3) years of professional work experience applying accounting principles to reconcile accounts, compute and verify statistical relationships, identify trends, or examine financial reports for completeness and accuracy. Typically met by completion of twelve (12) college credit hours of finance/accounting AND approximately one (1) year of professional work experience in a management, finance, banking, or audit capacity that would provide good knowledge of finance or accounting theory; OR completion of the core requirements of a bachelor's degree in finance, accounting, or other business field; OR at least five (5) years of work experience in finance, banking, or financial auditing capacity; OR at least three (3) years of financial regulatory experience.
NewFinancial Institution Examiner South Dakota State GovernmentFinancial Institution ExaminerSioux Falls, SD$26.68–$27.82 / hourcommunicate concisely and effectively with co-workers, financial institution personnel, and examiners from other agencies; gather, interpret, report, and use financial information; understand and interpret federal and state trust regulations; effectively manage time and prioritize tasks. accounting and auditing principles and procedures; the organization of companies; financial work environments; state and federal statutes and regulations; consumer protection statutes and regulations; Microsoft Office products and management information systems.
Senior Claims Examiner, Lawyers and Financial Advisors Professional Liability Markel Group IncSenior Claims Examiner, Lawyers and Financial Advisors Professional LiabilityChicago, IL$78,000–$134,090 / yearThis includes race; color; sex; religion; creed; national origin or place of birth; ancestry; age; disability; affectional or sexual orientation; gender expression or identity; genetic information, sickle cell trait, or atypical hereditary cellular or blood trait; refusal to submit to genetic tests or make genetic test results available; medical condition; citizenship status; pregnancy, childbirth, or related medical conditions; marital status, civil union status, domestic partnership status, familial status, or family responsibilities; military or veteran status, including unfavorable discharge from military service; personal appearance, height, or weight; matriculation or political affiliation; expunged juvenile records; arrest and court records where prohibited by applicable law; status as a victim of domestic or sexual violence; public assistance status; order of protection status; status as a smoker or nonsmoker; membership or activity in local commissions; the use or nonuse of lawful products off employer premises during non-work hours; declining to attend meetings or participate in communications about religious or political matters; or any other classification protected by applicable law. Manage litigation filed nationwide against insureds; appoint, direct and manage defense counsel; proactively work toward expeditious and economical resolution of claims; assist Company claims vendor management, disbursement and legal collections teams with defense counsel, bill payment and collection issues.
NewFinancial Institution Examiner Trainee (Field - Banks) - 20079058, 20058381 State of OhioFinancial Institution Examiner Trainee (Field - Banks) - 20079058, 20058381albany, OHThe Division's Office of Consumer Affairs provides assistance to consumers to help resolve complaints against these institutions and works to provide education to Ohioans regarding financial literacy and other consumer protection topics. This includes examining, supervising and regulating Ohio chartered banks and credit unions, and licensing and regulating non-depository mortgage brokers, mortgage loan originators, and other consumer lenders.
Manager, Financial Audit The Coca-Cola CoManager, Financial AuditAtlanta, GASkills: Audit Engagements, Auditing, Audit Planning, Audit Processes, Business Operations, Communication, Internal Auditing, Internal Controls, Process Improvements, SAP Financial Accounting, SAP Products, SAP Systems, Sarbanes Oxley Auditing, SOX Compliance Audit, SOX Compliance Testing, SOX Guidelines, SOX Testing, Teamwork. Demonstrate an ability to quickly collaborate and work effectively with a diverse group of clients and team-members consistently delivering the highest quality communication, work product and client service.
Associate Claims Examiner or Claims Examiner - 1152 Security Mutual Life Insurance Company of New YorkAssociate Claims Examiner or Claims Examiner - 1152Houston, TX$20.74–$24 / hourAddress inquires on assigned claims from various parties including but not limited to insured, policy holders, agents, physicians, hospital attorneys, Workers' Compensation Board, Workers' Compensation carriers, State agencies, other insurance carriers, TPA's, Reinsurers and internal staff. Process and distribute paper and electronic mail and/or faxes received including but not limited to logging data in appropriate systems and distributing to appropriate areas and/or virtual folders for processing.
Bank Examiner RMFI Examiner wemphasis in Retail Credit NB-0570-VII Department of the Treasury, USBank Examiner RMFI Examiner wemphasis in Retail Credit NB-0570-VIINew York, NY$199,609–$311,400 / yearPlease read and retain these documents: Noncriminal Justice Applicant's Privacy Rights, for those who undergo an FBI fingerprint-based criminal history record check for personnel vetting, which includes Rap Back, FD-258 Privacy Act Statement - FBI (this is the same statement used when your fingerprints are submitted as part of your background investigation), and. The successful candidate will also be enrolled into FBI's Rap Back service, which will allow Treasury to receive notification from the FBI of criminal matters (e.g., arrests, charges, convictions) involving enrolled individuals in near real-time.
Insurance Examiner 3 State of IowaInsurance Examiner 3Des Moines, IA$81,203.20–$124,883.20 / yearAll of the following (a and b): A total of four years of education and/or full-time experience, where thirty semester hours of accredited college or university course work in insurance, degree in insurance, accounting, actuarial science, risk management, finance, or business equals one year of full-time experience in insurance industry examination, financial analysis, quality assurance, enterprise risk management, or corporate governance; and. Applicants must meet at least one of the following minimum requirements to qualify for positions in this job classification: Graduation from an accredited four-year college or university with a degree in insurance, accounting, actuarial science, risk management, finance, or business, and experience equal to three years of full-time work in insurance industry examination, financial analysis, quality assurance, enterprise risk management, or corporate governance.
Insurance Examiner-In-Charge State of VermontInsurance Examiner-In-ChargeVTUtilizing a risk-focused approach, an EIC leads a team of examiners in evaluating areas of captive insurance company operations and business practices, including corporate governance, strategy, business plan, IT systems, internal controls, financial reporting and regulatory compliance. Graduate degree in Finance, Accounting, Business Administration, or a related field AND two (2) or more years of experience at or above a technical level in accounting, auditing, or financial examination, INCLUDING two (2) or more years involving insurance operations and supervisory responsibilities.
Field Examiner II Renasant CorpField Examiner IINew Orleans, LAConduct On-Site and Remote Field Examinations: Independently plan, scope, and execute in-depth evaluations of a borrower''s financial records, collateral (primarily accounts receivable and inventory), and operational practices, serving as the examiner of record from kickoff through final report issuance without day-to-day supervision, with a focus on complex engagements such as new business surveys (initial exams), inventory-intensive collateral, larger commitments, and problem credits. Mentoring/Training: Actively train and mentor Field Examiner I staff, including reviewing their workpapers and providing on-the-job guidance during joint examinations; may lead complex examinations and participate in strategic planning.
INSURANCE EXAMINER I - DOWNTOWN, OAHU State of HawaiiINSURANCE EXAMINER I - DOWNTOWN, OAHUHonolulu, HI$5,527–$6,728Conducts examinations of insurance companies, fraternal organizations, mutual benefit, hospital and medical associations and domestic insurance rating organizations to determine solvency, soundness of management and policies and compliance under the law; supervises examinations and audits of insurance agencies to assure compliance with insurance laws; supervises the annual audit of all insurance organizations' premium tax, financial and operating statements, collection of all premium taxes, and preparation of annual reports; assigns work and consolidates and analyzes results of all examinations, audits and investigations; prepares examination and audit reports; and performs other duties as required. Participating employees may increase their take-home pay by having the State deduct qualified transportation expenses (i.e. eligible parking fees, monthly bus passes for TheBus, fare coupons for The Handi-Van, Vanpool Hawaii participation fee, etc.) through pre-tax payroll deductions.
Senior Manager, Dealer Credit Examiner Hyundai Capital America, Inc.Senior Manager, Dealer Credit ExaminerIrvine, CAThe posted salary range for this job takes into account the wide range of factors that are considered in making compensation decisions including but not limited to skill sets; experience and training; licensure and certifications; geographic location, and other business and organizational needs. Your work will support both new loan originations and existing credit relationships by providing clear, objective financial insight to Commercial Risk and Credit leadership-while remaining independent of underwriting and approval decisions.
Market Conduct Examiner (Health and PBM) RSMMarket Conduct Examiner (Health and PBM)MarylandThe Market Conduct Examiner will be responsible for performing reviews of major insurance companies’ operations, marketing, underwriting, mental health parity quantitative and non-quantitative treatment limits, pharmacy benefit management practices, rating, policyholder service, producer licensing, complaint handling and claims handling processes to verify compliance with states’ insurance statutes and regulations. This includes, but is not limited to, analyzing compliance pertaining to review of pharmacy audits conducted by PBMs, spread pricing, pharmacy reimbursement, dispensing fee requirements, annual reports, contract review, financial review, internal and external appeals, claims processing, and network adequacy.