Deep knowledge of and substantial experience advising on the Investment Company Act of 1940, Investment Advisers Act of 1940, Securities Act of 1933, Securities Exchange Act of 1934, SEC rules, guidance, examinations, and related regulatory frameworks governing registered funds, investment advisers, and investment management businesses. 15+ years of legal experience advising registered investment companies, ETFs, mutual funds, money market funds, business development companies, investment advisers, asset managers, asset servicers, custodian banks, insurance companies, or other institutional financial services organizations.