148 Results for

Broker Jobs in Garden City, NY

Jobs

Smithtown, New York30+ days ago

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Senior Sales Executive – Broker-Dealer Advisory

In-Office | Suffolk County, NY

Compliance Exchange Group (CXG) is a nationally recognized leader in broker-dealer formation and regulatory advisory.

The Role

You will work directly with qualified prospects in a consultative sales environment involving executive-level financial conversations and multi-touch deal cycles.

You are responsible for:

Running structured discovery calls.

NY30+ days ago

$24.96–$34.61 Per Hour

However, employees who have access to the compensation information of other employees or applicants as a part of their essential job functions cannot disclose the pay of other employees or applicants to individuals who do not otherwise have access to compensation information, unless the disclosure is (a) in response to a formal complaint or charge, (b) in furtherance of an investigation, proceeding, hearing, or action, including an investigation conducted by the employer, or (c) consistent with the contractor's legal duty to furnish information. Through the industry''s largest digital freight marketplace and insights derived from over $1 trillion in freight transactions, we provide the mission-critical information that keeps supply chains running smoothly across the country.

NY30+ days ago

$110,000–$140,000 Per Year

li>Leverage Galaxy Securities' unique position as a broker-dealer within a crypto-native firm to develop innovative cross-asset products and solutions for institutional clients. You combine strong trade execution instincts with a commercial mindset, enabling you to both service institutional clients and develop innovative cross-asset solutions.

New York, NY30+ days ago

Remote

$81,100–$121,700 Per Year

Associates who live outside of a 60-mile radius of a corporate office (Carmel, Chicago, and Orlando) may perform this role full-time work from home (WFH) from any US based location, as long as you are willing to work central or eastern time zone hours. This position requires extensive knowledge and expertise with SEC, FINRA, SEC 1940 Act, State, ERISA, DOL, rules and regulations and appropriate experience of regulatory agencies and exchanges.

NY30+ days ago

$80,000–$130,000 Per Year

p>Our people are our biggest asset as well as our largest shareholder group and are everything that makes us unique; our inclusive culture, the quality service we offer our clients, and our continued growth, all come from our people-first approach. We are united by a shared passion and no-limits mind-set, and our strength lies in our ability to collaborate as a powerful international team comprised of 20,000 employees spanning over 100 countries.

NY10 days ago

$180,000–$220,000 Per Year

NY30+ days ago

$75,000–$100,000 Per Year

The Commercial Lines Property Casualty Broker Underwriter Drive growth and retention by managing broker and carrier relationships, servicing a current book of business, developing new market opportunities, mentoring team members, and ensuring compliance and confidentiality while delivering exceptional customer service. The pay range provided above is made in good faith and based on our lowest and highest annual salary or hourly rate paid for the role and takes into account years of experience required, geography, and/or budget for the role.

NY27 days ago

$200,000–$250,000 Per Year

p>The Broker-Dealer and Capital Markets coverage group offers its clients comprehensive investment banking advisory services, with a focus on sell-side M&A services for founder-owned and private equity-backed businesses. With uniquely deep industry expertise, broad international reach, and a partnership approach rooted in trust, the firm provides innovative, integrated solutions across mergers and acquisitions, capital solutions, financial restructuring, and financial and valuation advisory.

NY30+ days ago

$170,000–$190,000 Per Year

Through our work, which uses clinically-validated science-based tools, we're helping doctors enhance their care, ensuring patients get the right diagnosis, and enabling the healthcare system to support quality improvement at scale.

Through our clinical intelligence platform, we have launched programs that help people access the most effective care and provide doctors with AI-powered quality insights and tools to enhance their care.

New!

New York, New York6 days ago

$200,000–$250,000 Per Year

With uniquely deep industry expertise, broad international reach, and a partnership approach rooted in trust, the firm provides innovative, integrated solutions across mergers and acquisitions, capital solutions, financial restructuring, and financial and valuation advisory.

The Broker-Dealer and Capital Markets coverage group offers its clients comprehensive investment banking advisory services, with a focus on sell-side M&A services for founder-owned and private equity-backed businesses.

Smithtown, NY30+ days ago

We work directly with founders and financial professionals entering the capital markets industry and provide comprehensive regulatory and principal outsourcing solutions. You will work directly with qualified prospects in a consultative sales environment involving executive-level financial conversations and multi-touch deal cycles.

New York, NY30+ days ago

$90,000–$150,000

This is an entry to mid level sales role focused on connecting with business owners, identifying their funding needs, and introducing them to commercial lending options. Our top performers earn $400,000-$600,000 annually, and senior advisors with teams exceed $1,000,000 per year.

NY30+ days ago

$52,000–$65,000 Per Year

Differences in race, creed, color, religious beliefs, physical or mental capabilities, gender identity or expression, sexual orientation, and many other characteristics bring together varied perspectives and add value to the service we provide our clients, trading partners, and communities.

Drafts error free submissions to communicate coverage terms with underwriters under the guidance of the broker, weaving together technical insurance jargon with clear and concise client-friendly language.

NY30+ days ago

$100,000–$110,000 Per Year

p>Recognizednon Fortune magazine''s list of the "World''s Most Admired Companies",nFortune World's 25 Best Workplaces, as well as the Fortune 100 Best Companiesnto Work For, MetLife, through its subsidiaries and affiliates, is one of thenworld's leading financial services companies; providing insurance, annuities,nemployee benefits and asset management to individual and institutionalncustomers. All employment decisions are made without regards to race, color, national origin, religion, creed, sex (including pregnancy, childbirth, or related medical conditions), sexual orientation, gender identity or expression, age, disability, marital or domestic/civil partnership status, genetic information, citizenship status (although applicants and employees must be legally authorized to work in the United States), uniformed service member or veteran status, or any other characteristic protected by applicable federal, state, or local law ("protected characteristics").

PA30+ days ago

$130,000–$140,000 Per Year

Penn Mutual and its affiliates offer a comprehensive suite of competitive products and services to meet the unique needs of Financial Professionals and their clients, including life insurance, annuities, wealth management and institutional asset management.

Responsibilities:

Product Vision & Strategy - Own and communicate the product vision, strategy, and roadmap for core BD/RIA platforms (e.g., brokerage and advisory workstations, account onboarding, compensation, trade surveillance, , data/integration services).

Brooklyn, NY30+ days ago

$50,000–$60,000 Per Year

Disclaimer: By applying for this job, you agree to receive calls, Al-generated calls, text messages, or emails from Synerfac Technical Staffing and our contracted partners. Preferred Skills & Experience: Experience with Applied Epic or similar CRM platforms (Salesforce, QQCatalyst, AMS360).

New!

New York, NY6 days ago

li>Foster a highly collaborative, solution-oriented environment by removing transactional barriers, modeling agile workflows, and actively participating in team-based initiatives to enhance agent experience, risk management, and operational excellence.

What you will do:

The Broker Transaction Analyst (BTA) is a dynamic role focused on delivering hands-on, customer-centric service through meticulous review and management of contracts, addendums, notices, and agreements associated with eXp client and customer transactions.

Jersey City, NJ16 days ago

$160,000–$260,000 Per Year

p>The U.S.broker-dealer controller will be responsible for leading the teams responsible for all day-to-day general accounting matters for the U.S. Broker Dealers (RBC Capital Markets LLC and RBC CMA Ltd.), This includes the month/quarter/year-end close processes, general ledger administration, reconciliation, and financial analysis/reporting. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities.

NY30+ days ago

$225,000–$250,000 Per Year

li>Support the macro sourcing efforts by working directly with researchers and other members of the Data Strategy team to translate their needs into concrete data requirements and communicate dataset availability, scope, and limitations.

As a Data Strategist within our Data Strategy Group, you will be part of a team that is responsible for finding, validating and increasing the overall awareness and effectiveness of external datasets as it relates to trading at Jump.

New York, New York30+ days ago

$90,000–$125,000 Per Year

Minimum 3+ years of experience providing counsel to multinational clients including coordination of service for outward business, negotiating multinational insurance programs, and/or leading collaboration across offices and/or geographies to support multinational risk management/finance practices on behalf of insureds, brokers, and/or insurers. This individual leads by example as a strong sponsor of Aon’s Leadership Model; supporting local AGCN colleagues; promoting and ensuring connectivity, collaboration and partnership within local office practices and functions and fostering the sharing of knowledge, best practices and resources around multinational accounts.

New York, NY30+ days ago

$175,000–$190,000 Per Year

Cetera Financial Group" refers to the network of independent retail firms encompassing, among others, Cetera Advisors LLC, Cetera Wealth Services LLC (f/k/a Cetera Advisor Networks), Cetera Investment Services LLC (marketed as Cetera Financial Institutions, or Cetera Investors. About Cetera Financial Group: Cetera Financial Group ("Cetera") is a leading network of independent retail broker-dealers empowering the delivery of objective financial advice to individuals, families and company retirement plans across the country through trusted financial advisors and financial institutions.

NY30+ days ago

Remote

$90,000–$110,000 Per Year

However, employees who have access to the compensation information of other employees or applicants as a part of their essential job functions cannot disclose the pay of other employees or applicants to individuals who do not otherwise have access to compensation information, unless the disclosure is (a) in response to a formal complaint or charge, (b) in furtherance of an investigation, proceeding, hearing, or action, including an investigation conducted by the employer, or (c) consistent with the contractor's legal duty to furnish information. On a defined path to $1 billion in revenue, DAT deploys a suite of software solutions, machine learning models, and intelligent automation tools that help brokers, carriers, and shippers price freight accurately, source capacity, reduce risk, and operate more efficiently.

Elmhurst, Texas18 days ago

p>US Markets, Inc. (dba “USM ReRents”) is the leading aerial lift equipment re-rental company in the US, renting straight & articulating booms, ultra-booms, compact atrium crawlers & spider-lifts, and heavy-capacity telehandlers to large equipment rental yards/companies all over North America (who, in turn, rent these booms and lifts to the end-user - a construction contractor).

Knowledge of aerial construction equipment and markets–youmust have a comprehensive understanding of different types of MEWPs (Mobile Elevating Work Platforms — powered machines designed to safely lift workers, tools, and materials to elevated work areas) and material-handling equipment and their market value.

New York, NY12 days ago

This Vice President opportunity sits within the Risk function of a well-established, privately held global financial services firm, serving as the sole liquidity risk professional responsible for building and maintaining the firm's enterprise-wide liquidity risk governance framework. The role provides independent Treasury oversight and requires a strategic, hands-on professional who can assess liquidity risk across the full balance sheet, challenge assumptions constructively, and drive remediation of gaps across policies, processes, and reporting.

New York, New York18 days ago

$175,000–$250,000 Per Year

As a senior broker, you’ll mentor top talent, build strong market relationships, and collaborate with leadership — all while helping to grow Aon’s casualty portfolio. Analyze and review insurance programs for clients to determine optimum program including structure, pricing, terms and conditions for both new and renewal business.

New York, New York30+ days ago

$100,000–$150,000 Per Year

p style="margin-bottom:0in">The individual leads by example as a strong sponsor of Aon’s Leadership Model; supporting local colleagues; promoting and ensuring connectivity, collaboration and cooperation within local office practices, functions and fostering the sharing of knowledge, best practices and resources around our Property and Casualty accounts.

The Broker is responsible for the management of a portfolio of middle market accounts, including the placement and service, as well as ensuring client results are maintained.

NY30+ days ago

$75,000–$100,000 Per Year

p>For each asset class, ICAP offers e-trading capability, giving clients the option to enter prices and execute trades directly via one of our hybrid electronic trading systems, or to engage with brokers who can identify and negotiate trades. As well as representing specific groups, TP ICAP Accord helps increase awareness, collaboration, shares best practice, and holds our firm to account for driving continuous cultural improvement.

NY30+ days ago

$136,500–$300,000 Per Year

li>

Establish and enhance the firms brand presence in the wealth intermediary, bank and broker-dealer market, building credibility and awareness, including white papers, webinars, industry reports, and case studies, that position the firm as a thought leader.

Were seeking a future team member for the role of Senior Director, Global Segment Marketing Manager Wealth Intermediaries & Banks/Broker-Dealers Marketing to join our Client Marketing team.

NY30+ days ago

Remote

$80,000–$85,000 Per Year

Learn more about how we helped our customers save over 552,000 metric tons of CO2 in 2020 by reducing fuel and paper consumption: https://www.descartes.com/who-we-are/social-responsibility-sustainability/environmental-impact. Our highly differentiated solution portfolio is transforming the way Logistics Service Providers operate, delivering impactful results that drive growth and efficiency.

Jersey City, NJ30+ days ago

Your expertise will be utilized cross-functionally to promote the adoption and implementation of technical methodologies within diverse teams, helping the firm maintain its leadership in industry trends, best practices, and technological advancements.

As the Director of Software Engineering at JPMorgan Chase within Commercial and Investment Bank Broker Dealer Platform, you will oversee multiple technical areas, manage the activities of several departments, and foster collaboration across various technical domains.

New!

New York, NY2 days ago

Remote

Full-time

GCG® is one of world’s leading providers of business transformation solutions related to supply chain and technology solutions for order fulfillment and marketing execution. Client: Confidential Client (Logistics/Transportation) |.

New York, NY20 days ago

For each asset class, ICAP offers e-trading capability, giving clients the option to enter prices and execute trades directly via one of our hybrid electronic trading systems, or to engage with brokers who can identify and negotiate trades. Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one Energy & Commodities broker in the world, the world's leading provider of OTC data, and an award winning all-to-all trading platform.

NY30+ days ago

$65,000–$75,000 Per Year

li>

Interact regularly with clients and underwriters regarding policies, recommending additional coverages as needed or requested and respond to queries and concerns ensuring prompt resolution.

Analyze policies, endorsements, audits, reporting forms and cancellations and initiate necessary corrections to ensure accuracy of dates, coverage, signature, commission, premium, attachments, etc.

New York, NY30+ days ago

$140,000–$175,000 Per Year

p>General Description of Available Benefits for Eligible Employees of CRC Group: At CRC Group, we're committed to supporting every aspect of teammates' well-being - physical, emotional, financial, social, and professional.

Please review the following job description:

Identifies, solicits, and arranges appropriate insurance coverage for clients by utilizing accessible markets.

New York, New York7 days ago

Remote

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As the Head of Product Management for our Bank Broker Dealer business, you will create the product strategy, be responsible for product management roadmaps, and drive execution and delivery of Broadridge’s product objectives. We believe that associates do their best when they feel safe, understood, and valued, and we work diligently and collaboratively to ensure Broadridge is a company—and ultimately a community—that recognizes and celebrates everyone’s unique perspective.

NY19 days ago

$51,800–$74,000 Per Year

Assist with the process of calculating and paying all Producers/Brokers accurately and timely including calculating individual true-ups and bonuses for those in accordance with employee agreements. 1-3 years' experience in finance or accounting including experience within: working with large data sets, creation of excel templates, automation skills, and strong time management skills.

Stamford, CT21 days ago

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Schedule discovery meetings ("demos") between qualified brokers and Sales Success Consultants (SSCs).

Identify and engage net-new brokers through cold calling, email, social media, and industry events.

Oceanside, NY30+ days ago

Remote

This role requires strong negotiation skills, transportation planning expertise, and the ability to build and maintain customer relationships. - Our internal teams take care of the PRICING,CUSTOMER SERVICE and DISPATCHING to let our salespeople concentrate on there sales.

New York, NY30+ days ago

$156,170–$192,610 Per Year

Here's what we're looking for: 7+ years of compliance experience at a FINRA-registered broker-dealer and SEC-registered investment adviser, with deep working knowledge of FINRA Rules , the SEC Rules (including the Marketing Rule, Reg S-P and Reg S-ID), GLBA, and Bank Secrecy Act. It requires someone who can move fluidly between strategic oversight and hands-on execution, who understands what it means to carry a compliance program in a regulated financial services environment, and who can serve as a supervisory principal over AI, ensuring tools are deployed lawfully, outputs are validated, and the program evolves alongside regulatory expectations.

Jamaica, NY14 days ago

$72,360–$159,120 Per Year

li>Strong communication and public speaking skills Proven history of developing partners and/or relationships leading to business growth Incredible level of organization and reliability in a matrix environment Microsoft Office (Excel) and CRM (Salesforce) familiarity.

Experience: 5-7 years of prior relevant experience of sales and account management experience required; experience in operating independently, managing regional travel and multiple priorities; previous broker management experience preferred, but not required.

NY30+ days ago

$250,000–$500,000 Per Year

Key objectives of the risk management framework are:

Operating model, staffing and culture: Ensure the operating model across lines of defense is clear and consistent with sufficient resources, expertise, accountability and stature, and that it is enabled by structured training and awareness programs to effectively manage and oversee operational risk. They will face off with 1st line enterprise roles and will be working closely with Business and Cluster Operational in dispensing their key risk oversight responsibilities to ensure well-coordinated risk assessments, risk identification, measurement/monitoring and timely remediation of key gaps including appropriate enterprise-level aggregation.

Fair Lawn, New Jersey30+ days ago

The actual compensation will be influenced by a wide range of factors including, but not limited to previous experience, education, pay market/geography, complexity or scope, specialized skill set, lines of business/practice area, supply/demand, and scheduled hours. About you:

Bachelor's degree, 3+ years related experience, and appropriate insurance licensing required OR Bachelor's degree, participation in Gallagher's Sales Internship Program (GSIP), and appropriate insurance licensing required OR High School Diploma/GED and 6 years experience.

New York City, NY30+ days ago

Remote

$120,000–$300,000 Per Year

p>With a steady pipeline of company-generated opportunities, the opportunity to work your own leads, a strong digital and social media presence driving inbound activity, and an AI-powered lender matching system connecting you to thousands of capital sources, youll be positioned to execute efficiently and deliver highly competitive financing solutions.

Our esteemed SelectLeaders client is a fast-growing, tech-enabled capital advisory platform seeking experienced Commercial Mortgage Brokers to join its nationwide, fully remote team.

New York, New York30+ days ago

$136,500–$185,000 Per Year

Aon is recognized as one of the industry’s premier resources in cyber risk management, and our multidisciplinary team of 600+ global professionals offers strong technical and investigative aptitude, enhanced consulting and risk transfer expertise, long-standing carrier relationships, and robust claims handling capabilities. Own all aspects of client service for your assigned book of business and new business opportunities in coordination with other team members and by using the deal flow process; optimally connect with other team members and administrative staff to ensure accurate prioritization of workflow.

New York, New York30+ days ago

The role is responsible for managing a broker's book of business in-house using deep knowledge of initial risk assessments to secure the best coverage and place it smoothly in the right market. Differences in race, creed, color, religious beliefs, physical or mental capabilities, gender identity or expression, sexual orientation, and many other characteristics bring together varied perspectives and add value to the service we provide our clients, trading partners, and communities.

New York, New York30+ days ago

Our experienced brokers are specialized in property, casualty, professional lines, transportation and workers' compensation, providing creative solutions to retail brokerage firms. Differences in race, creed, color, religious beliefs, physical or mental capabilities, gender identity or expression, sexual orientation, and many other characteristics bring together varied perspectives and add value to the service we provide our clients, trading partners, and communities.

New!

Newark, NJ2 days ago

$117,600–$161,700 Per Year

Our portfolio includes the iconic Campbell's brand, as well as Cape Cod, Chunky, Goldfish, Kettle Brand, Lance, Late July, Pacific Foods, Pepperidge Farm, Prego, Pace, Rao's Homemade, Snack Factory, Snyder's of Hanover. This role also provides leadership for Frozen and Beverage broker-managed business within the region, ensuring aligned execution, clear accountability, and strong coordination across internal teams and broker partners.

New York, NY30+ days ago

$28.85–$33.65 Per Hour

Work with Binding Authority Underwriters when underwriting new and renewal risks, ensuring that all required information is obtained, proper applications are complete, quotes and binders are confirmed in writing, policies are issued promptly and accurately, state filings where applicable are made, and taxes are paid according to appropriate state laws. Frequently coordinate and correspond with other internal and external departments via phone, mail and email to respond to questions, investigate and resolve issues, and follow up on outstanding items.

NY30+ days ago

$150,000–$225,000 Per Year

Our flexible capital base and deep relationships with issuers have helped us become one of the world's largest providers of traditional and nontraditional solutions for companies that need financing and investors who seek strong risk-adjusted returns. The ideal candidate has extensive experience in financial services marketing, deep knowledge of the IBD space, and a strong understanding of advisor needs and purchasing behaviors.

New York, NY30+ days ago

$66,500–$120,000 Per Year

Guy Carpenter is a business of Marsh (NYSE: MRSH), a global leader in risk, reinsurance and capital, people and investments, and management consulting, advising clients in 130 countries. We aim to attract and retain the best people and embrace diversity of age background, disability, ethnic origin, family duties, gender orientation or expression, marital status, nationality, parental status, personal or social status, political affiliation, race, religion and beliefs, sex/gender, sexual orientation or expression, skin color, veteran status (including protected veterans), or any other characteristic protected by applicable law.

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Broker Jobs in Garden City, NY

Broker-Dealer Business Development Sales CXG Holdings

Broker Sales Representative DAT Solutions LLC

Analyst, Sales & Trading US Equities/Options Broker-Dealer Galaxy Digital Inc

Sr Compliance Analyst, Broker/Dealer - REMOTE CNO Financial Group Inc

Environmental Broker Howden Group Holdings Ltd

Excess Casualty Senior Broker Howden Group Holdings Ltd

Commercial Lines Property and Casualty Broker Brown & Brown Inc

Investment Banking Senior Associate/Vice President | Broker-Dealer & Capital Markets Houlihan Lokey Europe GmbH

AVP, Commercial Brokers Covera Health

Investment Banking Senior Associate/Vice President | Broker-Dealer & Capital Markets Houlihan Lokey

Broker-Dealer Business Development Sales CXG Holdings Inc

In-Person - Associate Broker High Rise Capital

Associate Broker Ryan Specialty Holdings Inc

Broker Relationship Manager - PPS MetLife Inc

Senior Product Owner/Manager - Broker-Dealer & RIA The Penn Mutual Life Insurance Company

Insurance Sales Producer/Broker Synerfac Technical Staffing

Broker Transaction Analyst eXp World Holdings Inc

Director, Broker Dealer Controller Royal Bank of Canada

Data Strategist | Broker & Macro Data Jump Trading, LLC

Broker I, Aon Global Client Network Aon Corporation

Senior Legal Counsel - AI, Broker Dealer & RIA Cetera Financial Group Inc

Account Executive - Enterprise Broker Automation DAT Solutions LLC

Equipment Broker US Markets

VP Liquidity Risk (Broker Dealer) Madison-Davis

Excess Casualty Broker, Senior Vice President Aon Corporation

Broker II, Middle Market Practice Aon Corporation

Junior Broker - U.S. Inflation TP ICAP Group plc

Senior Director, Global Segment Marketing Manager - Wealth Intermediaries & Banks/Broker-Dealers Marketing The Bank of New York Mellon Corp

Account Executive, Broker and Forwarder Solutions Descartes Systems Group Inc

Director of Software Engineering - CIB Broker Dealer Platform JPMorgan Chase & Co

INDEPENDENT FREIGHT BROKER Advatix, Inc.

Broker Support TP ICAP Group plc

Broker Assistant CRC Insurance Services, LLC

Inside Broker CRC Insurance Services Inc

Head of Product Management - Bank Broker Dealer Broadridge

Producer/Broker Compensation Analyst RSC Insurance Brokerage Inc

Broker Development Representative TouchCare

Looking for a AUTO TRANSPORT BROKER ONLY! who can work REMOTE! Ultimate Service Nationwide Inc

Compliance Lead, Broker-Dealer & Investment Adviser Gusto Inc

Broker Manager CVS Health Corp

Global Head of Operational Risk - Markets & Broker Dealers Citigroup Inc

Property Broker Gallagher

Commercial Mortgage Broker Bisnow LLC

Vice President - Broker II, Cyber and E&O Aon Corporation

Inside Broker - Casualty Ryan Specialty Group

Broker Assistant Ryan Specialty Group

Customer Sales Lead - Broker Lead The Campbell's Co

Assistant Broker Brown & Brown Inc

Vice President, Independent Broker Dealer (IBD) Channel Marketing Manager Pacific Investment Management Co LLC

Broker Marsh & McLennan Companies Inc

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