1,481 Results for

Brokerage Jobs in the United States

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Jobs

Financial Advisor - Lincoln/Bloomington/Normal Based Citizens Equity First Credit Union

Illinois

Maintains a Life/Health Producer license along with FINRA Series 7 and Series 66, or Series 7, 63, and 65, or Series 7, 63, and 66 licenses, while fulfilling all continuing education and testing requirements necessary to keep licenses current. Completion of Associates, Bachelors, or Master degree in Finance, Business Administration, Economics, Accounting, or a related field.

30+ days ago

ACAT Analyst - Automated Customer Account Transfer Service TheStaffed

Dallas, Texas

Our client is seeking an experienced ACAT Analyst to support automated customer account transfer service operations. Communicate with internal teams and clients to resolve transfer issues and expedite account closures.

30+ days ago

Account Executive Ryan Specialty

California

Prepare accounts for new business and renewal processes as directed by the broker, initiating renewal reviews to help deliver optimal client coverage and support client retention strategies. Differences in race, creed, color, religious beliefs, physical or mental capabilities, gender identity or expression, sexual orientation, and many other characteristics bring together varied perspectives and add value to the service we provide our clients, trading partners, and communities.

8 days ago

Client Operations Specialist - Edwardsville, IL Advisor Talent Solutions

Edwardsville, Illinois

Position: Client Operations Specialist Firm: Slagle Financial Location: Edwardsville, IL Join a Team Dedicated to Delivering the Ultimate Client Experience Do you have a passion for the financial services industry and a strong background in new business processing and client operations? As a Client Operations Specialist, you will play a critical role in ensuring a seamless client experience by supporting account openings, transfers, annuity and insurance applications, and ongoing operational processes.

30+ days ago

ACAT Analyst - Automated Customer Account Transfer Service TheStaffed

Dallas, Texas

30+ days ago

Business Operations - Global Safety & Security Gallagher

Rolling Meadows, Illinois

Full time

This role will act as the administrative backbone of the Global Safety & Security team, enabl ing security leadership to focus on strategy and program maturity , while ensuring the function operates efficiently and remains audit-ready . The successful candidate will drive administration , accountability, and visibility across GSS , ensuring key initiatives, compliance activities, vendor relationships, and leadership priorities are executed effectively and on schedule.

24 days ago

Client Executive, Employee Benefits, IAS - Southwest Baldwin Group Colleague

Rockwall, Texas

The Baldwin Group is an award-winning entrepreneur-led and inspired insurance brokerage firm delivering expertly crafted Commercial Insurance and Risk Management, Private Insurance and Risk Management, Employee Benefits and Benefit Administration, Asset and Income Protection, and Risk Mitigation strategies to clients wherever their passions and businesses take them throughout the U.S. and abroad. Obtain and maintain state insurance license(s), as required by the State Department of Insurance to provide risk management consulting or risk transfer solutions as necessary in states where the firm functions (or be willing and able to obtain all required licenses within the first 90 days of employment).

30+ days ago

Trading & Advisory Ops Analyst Keybank National Association

Brooklyn, OH

$52,000–$80,000 / year

The Trading & Advisory Operations Analyst for Key Investment Services LLC ("KIS") serves as the primary point of contact for sales and service of KIS's advisory products and also provides trade support for all market-traded products sold by KIS's sales force, including fixed income, equities, mutual funds and UITs. Review all new advisory account paperwork for accuracy and completion, coordinate funding with KIS service teams and the clearing firm, and turn over accounts to the discretionary money managers for trading.

29 days ago

Brokerage Administrator Marcus & Millichap Real Estate Investment Services

Denver, Colorado

This position is responsible for facilitating transactional processes related to property listings and sales, supporting onboarding and training efforts, and executing various administrative and marketing tasks that contribute to the success of the office. Stay current with company applications, software tools, and policies relevant to Agents and Assistants; identify and coordinate training opportunities when appropriate.

28 days ago

Software Development Summer Intern AllianceBernstein LP

Nashville, Tennessee

We are a leading global investment management firm offering high-quality research and diversified investment services to institutional clients, retail investors, and private-wealth clients in major markets around the globe. The Technology team provides computing, communications, infrastructure, services, support, and innovations that sustain high-quality research and diverse investment services for institutional investors and private clients.

30+ days ago

Brokerage Client Assistant - Advisor Support & Registered Wells Fargo Bank

St Louis, Missouri

They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company.

4 days ago

Associate - Tax Operations Clear Street Markets LLC

New York, NY

$90,000–$115,000 / year

You will maintain daily tax records, collaborate with third-party providers, and support the broader Global Tax Operations team to deliver accurate, timely client reporting and annual Form 1099 & 1042-S filings within a fast-paced broker-dealer, custody, and retail environment. The Global Tax Operations is responsible for ensuring compliance with Clear Street Group; This includes U.S. information reporting and withholding, FATCA, CRS, QI/QDD and securities taxation and filing obligations globally.

25 days ago

Prime Brokerage Trade Support Vice President Nomura Holdings Inc

New York, NY

$125,000–$150,000 / year

By connecting markets East & West, we service the needs of individuals, institutions, corporates and governments through our four business divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking) and Banking. The core function of the prime broker middle office is to manage and control the operational risk associated with prime brokerage activities and ensure smooth and accurate transaction processing for hedge fund clients and other institutional investors.

30+ days ago

Risk Administrator Quanta South Region

Spring, Texas

Full time

What You'll Bring: High school diploma or equivalent with relevant experience in insurance, claims administration, agency or brokerage support, certificate administration, or risk management support; alternatively, a bachelor’s degree with demonstrated administrative and organizational capabilities. Provide administrative support for workers’ compensation and claims activities as assigned, including collecting wage records, obtaining work-status documentation, organizing claim files, coordinating follow-up, and performing additional departmental administrative responsibilities.

14 days ago

Associate - Tax Operations Clear Street LLC

New York, NY

$90,000–$115,000 / year

28 days ago

Operations Specialist (Corporate Actions) Apex Fintech Solutions

Dallas, TX

Our robust suite of fintech software enables us to support clients such as Stash, Betterment, SoFi, Webull, and eToro, amongst many others; collectively, Apex powers access to the stock market for over 22+ million end customers. Apex Fintech Solutions (Apex) powers innovation and the future of digital wealth management by building tech-forward solutions that help simplify, automate, and facilitate access to financial markets for all.

30+ days ago

Senior Customer Advocate - Brokerage Teachers Insurance and Annuity Association of America (TIAA)

Frisco, TX

$26.63–$32.55 / hour

In addition to base salary, the competitive compensation package may include, depending on the role, participation in an incentive program linked to performance (for example, annual discretionary incentive programs, non-annual sales incentive plans, or other non-annual incentive plans). The Senior Customer Advocate Brokerage works directly with the organization''s brokerage clients to deliver phone-based, world-class customer service.

30+ days ago

Customs Analyst Mohawk Industries Inc

Georgia, GA

What we need: The Customs Analyst is an established performer that is responsible for executing day-to-day brokerage operations, including planning, and prioritizing in-house-brokerage activities, and for performing in-house import and export clearances while auditing customs entry documents for accuracy and ensuring compliance with U.S. and foreign trade regulations. This role also manages the majority of customs entries directly, provides expertise on tariffs and free trade agreements, supports audit processes, maintains U.S. import /export regulations, documentation, and compliance matters for US and Foreign Customs authorities, including assisting in foreign government audits.

30+ days ago

Bond Supervisor Deringer

Saint Albans, VT

$90,000–$125,000 / year

Interpersonal Skills- Focuses on solving conflict, not blaming; maintains confidentiality; listens to others without interrupting; keeps emotions under control; remains open to others' ideas and tries new things; takes responsibility for own actions; contributes to building a positive team spirit; supports everyone's efforts to succeed. Customer Oriented- Manages difficult or emotional customer situations; responds promptly to customer needs; solicits customer feedback to improve service; demonstrates ability to speak clearly and persuasively in positive and negative situations; listens and gets clarification; responds well to questions.

30+ days ago

Vice President, Fund Accounting & Transfer Agency Oversight BGC Group Inc

New York, NY

$155,000–$195,000 / year

Cantor''s alternatives platform also includes O'Connor, a leading hedge fund, private credit, and commodities manager with more than 25 years of institutional trading experience, serving institutional and ultra-high-net-worth clients through a relative value investing and risk management approach. Cantor is a preeminent investment bank serving more than 5,000 institutional clients around the world, recognized for its strengths in fixed income and equity capital markets, investment banking, SPAC underwriting, PIPE placements, commercial real estate, and for its global distribution platform.

30+ days ago

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Brokerage Jobs in the United States

Financial Advisor - Lincoln/Bloomington/Normal Based Citizens Equity First Credit Union

ACAT Analyst - Automated Customer Account Transfer Service TheStaffed

Account Executive Ryan Specialty

Client Operations Specialist - Edwardsville, IL Advisor Talent Solutions

ACAT Analyst - Automated Customer Account Transfer Service TheStaffed

Business Operations - Global Safety & Security Gallagher

Client Executive, Employee Benefits, IAS - Southwest Baldwin Group Colleague

Trading & Advisory Ops Analyst Keybank National Association

Brokerage Administrator Marcus & Millichap Real Estate Investment Services

Software Development Summer Intern AllianceBernstein LP

Brokerage Client Assistant - Advisor Support & Registered Wells Fargo Bank

Associate - Tax Operations Clear Street Markets LLC

Prime Brokerage Trade Support Vice President Nomura Holdings Inc

Risk Administrator Quanta South Region

Associate - Tax Operations Clear Street LLC

Operations Specialist (Corporate Actions) Apex Fintech Solutions

Senior Customer Advocate - Brokerage Teachers Insurance and Annuity Association of America (TIAA)

Customs Analyst Mohawk Industries Inc

Bond Supervisor Deringer

Vice President, Fund Accounting & Transfer Agency Oversight BGC Group Inc

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