Analysts are results-driven and focused on meeting client needs, with responsibilities that include quantitative and qualitative analysis, financial modeling, due diligence, strategy research, presentations and reporting, data management, and client service. In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures.