Compliance Officer Madison-DavisCompliance OfficerDallas / Fort Worth, TXThis role offers broad exposure to multiple areas of compliance, including branch inspections, supervisory controls, employee trading, advertising review, investment advisory compliance, regulatory examinations, and policy governance. A financial services firm is seeking a Compliance Officer to support its broker-dealer compliance program through branch examinations, regulatory oversight, compliance monitoring, and advisory activities.
Compliance Officer AltruistCompliance OfficerDallas, TX$119,000–$164,000 / yearRegulatory expertise- Strong working knowledge of the Investment Advisers Act and the SEC Marketing Rule, with hands-on experience preparing and filing Form ADV, and the practical judgment to apply regulations in a solutions-oriented way and help stand up policies and controls. Cross-functional collaboration- Fosters and builds strong cross-functional relationships; drives outcomes across Compliance, Legal, Operations, Product, and Engineering and persuades with data and regulatory rationale rather than authority.
Compliance Officer Hilltop Holdings IncCompliance OfficerDallas, TXIn addition, this position may support employee trade reviews, advertising and marketing, annual compliance meetings, customer complaints and electronic communications, regulatory requests and examinations and other departmental projects as assigned by management staff. With an extensive portfolio of products, we deliver a broad range of investment banking and related financial services that help our clients achieve their definition of success.
Compliance Officer Altruist CorpCompliance OfficerDallas, TX$119,000–$164,000 / yearRegulatory expertise - Strong working knowledge of the Investment Advisers Act and the SEC Marketing Rule, with hands-on experience preparing and filing Form ADV, and the practical judgment to apply regulations in a solutions-oriented way and help stand up policies and controls. Cross-functional collaboration - Fosters and builds strong cross-functional relationships; drives outcomes across Compliance, Legal, Operations, Product, and Engineering and persuades with data and regulatory rationale rather than authority.
TPR Compliance Officer - Eastern United States Other ExecutiveTPR Compliance Officer - Eastern United StatesDallas, TX$98,592–$157,664 / yearOur network of more than 640 locations, including acute care hospitals, surgical hospitals, ambulatory surgery centers and medical imaging centers offers physicians the opportunity to serve patients across the continuum of care, supported by an organization of more than 100,000 team members. The TPR Compliance Officer partners with regional leadership to promote adherence to federal healthcare program requirements and Tenet policies, while helping foster a culture grounded in integrity, accountability, and ethical decision-making.
Compliance Officer - Control Room MUFG Americas Holdings CorpCompliance Officer - Control RoomIrving, TX$116,000–$160,000 / yearAdditionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid maternity and parental bonding leave, and paid vacation, sick days, and holidays. Perform transactional conflicts of interest (TCOI) process including review of TCOI submissions, escalation to U.S. management and Home Office, as necessary, and working with business units and stakeholders on training, procedures, controls and any required risk mitigation.
Senior Manager ? Bank Regulatory Compliance Officer Madison-DavisSenior Manager ? Bank Regulatory Compliance OfficerDallas, TXThe successful candidate will work closely with business leaders, Legal, Risk, Audit, and Compliance partners to strengthen regulatory frameworks, support remediation efforts, and ensure compliance programs remain aligned with evolving supervisory expectations. A global financial institution is seeking an experienced regulatory compliance professional to join a strategic Compliance Initiatives and Advisory team supporting wholesale banking and capital markets businesses.
Bsa/Aml Compliance Officer - To 110K - Dallas, TX - Job 3484 The Symicor GroupBsa/Aml Compliance Officer - To 110K - Dallas, TX - Job 3484Dallas, TXComprehensive understanding of bank deposit operations, lending activities, cash-intensive and high-risk business banking, and other related consumer banking and compliance functions. Serve as the primary contact for examiners during Financial Crime-related examinations, managing the entire process from engagement to resolution, including working closely with audit teams and managing any required audits.
BSA/AML Compliance Officer - To 110K - Dallas, TX - Job 3484 The Symicor GroupBSA/AML Compliance Officer - To 110K - Dallas, TX - Job 3484Dallas, TXComprehensive understanding of bank deposit operations, lending activities, cash-intensive and high-risk business banking, and other related consumer banking and compliance functions. Serve as the primary contact for examiners during Financial Crime-related examinations, managing the entire process from engagement to resolution, including working closely with audit teams and managing any required audits.
Regulatory Compliance Officer - (108090) SanminaRegulatory Compliance Officer - (108090)Carrollton, TXRecognized as a technology leader, SanminaCorporationprovides end-to-end manufacturing solutions, delivering superior quality and support to Original Equipment Manufacturers (OEMs) primarily in the communications networks, defense and aerospace, industrial and semiconductor systems, medical, multimedia, computing and storage, automotive and clean technology sectors. Job DescriptionSanmina Corporation (Nasdaq: SANM) is a leading integrated manufacturing solutions provider serving the fastest-growing segments of the global Electronics Manufacturing Services (EMS) market.
Senior Compliance Officer InnovayteSenior Compliance OfficerDallas, TexasSpecialized Experience: Prior experience working within a self-clearing or correspondent clearing environment serving introducing broker dealers or registered investment advisor intermediary clients. Regulatory Knowledge: Deep understanding of FINRA, SEC, and state regulatory requirements or financial risk concepts and practices related to credit, counterparty or exposure monitoring, with demonstrated experience interpreting and applying these rules to broker-dealer operations.
Senior Compliance Officer Equity Trust CompanySenior Compliance OfficerDallas, TexasSpecialized Experience: Prior experience working within a self-clearing or correspondent clearing environment serving introducing broker dealers or registered investment advisor intermediary clients. Regulatory Knowledge: Deep understanding of FINRA, SEC, and state regulatory requirements or financial risk concepts and practices related to credit, counterparty or exposure monitoring, with demonstrated experience interpreting and applying these rules to broker-dealer operations.
Corporate CRA Compliance Officer Glacier Bancorp IncCorporate CRA Compliance OfficerAddison, TXThis position will assist in the design and implementation of the Community Reinvestment Act (CRA) program for the company, including working with each Division CRA Coordinators, the CRA Officer, and Glacier Managers. Lifting: Sedentary work: Exerting up to 10 pounds of force occasionally and/or negligible amount of force frequently or constantly to lift, carry, push, pull, or otherwise move objects, including the human body.
Junior Compliance Officer (Operations, Junior Analyst) The MIL CorporationJunior Compliance Officer (Operations, Junior Analyst)Dallas, TX$35,000–$48,000 / yearAssociates degree in Business, Accounting, Finance, Information Systems, Criminal Justice, or a related field is required; Bachelors degree in Business, Accounting, Finance, Information Systems, Criminal Justice, or a related discipline is preferred. The role assists in reviewing employment eligibility documentation, conducting database research, and preparing audit-ready case files and reports that support administrative enforcement actions and related determinations.
NewSecurity Officer Screening Compliance Allied UniversalSecurity Officer Screening ComplianceDallas, TXAs a Screener in a dynamic logistics and distribution location, you will help maintain a secure environment by screening personnel and/or materials, monitoring assigned areas, and reporting security-related concerns. What You'll Do: Provide customer service to clients, visitors, and delivery personnel while carrying out site-specific security-related procedures and emergency response activities as appropriate.
Security Officer Patrol Compliance Analyst Allied UniversalSecurity Officer Patrol Compliance AnalystSunnyvale, TexasJoin Allied Universal as an Unarmed Patrol Officer in a dynamic retail location, where you will monitor and patrol assigned areas, remain visible to help deter security-related incidents, and support access awareness throughout the site. Conduct regular and random patrols throughout the sales floor, common areas, receiving areas, parking areas, and perimeter to help to deter unauthorized activity and/or policy violations.
Compliance Risk Management Senior Officer - Associate JPMorgan Chase & CoCompliance Risk Management Senior Officer - AssociatePlano, TXProvide independent oversight and credible challenge of business-driven changes, including pricing strategy initiatives, automation efforts, and AI/ML-enabled solutions, assessing impacts to processes, risks, controls, and customer outcomes. Operating within the CCOR framework, you will partner closely with business, risk, and control stakeholders and provide independent oversight, and assessment of risks across Chase Auto, with a focus on business-driven initiatives, including the adoption of Artificial Intelligence capabilities.
["Compliance Analyst","Compliance Analyst"] Supreme Lending["Compliance Analyst","Compliance Analyst"]AddisonDISCLAIMER: The above statements are intended to describe the general nature and level of work being performed by individuals in, or assigned to, the above position and are not intended to be construed as an exhaustive list of all responsibilities, duties and skills required, and may be changed at the discretion of the company. Responds to requests in the Compliance Support email box while acting as the subject matter expert in all areas of compliance impacting state regulations, RESPA, TILA, ECOA, HMDA, etc.
Enhanced Compliance Consultant ComplySciEnhanced Compliance ConsultantDallas, TX$88,000–$121,000 / yearComply serves thousands of global financial services clients including broker-dealers, insurers, investment banks, private funds, RIAs, and wealth managers who rely on Comply offerings to power their compliance programs. With more than 5,000 clients and hundreds of employees across the globe, Comply empowers Chief Compliance Officers and their teams to proactively manage regulatory obligations, mitigate risk, and scale with efficiency and confidence.
Chief Privacy Officer 7-Eleven IncChief Privacy OfficerIrving, TX7-Eleven, Inc. is seeking a visionary Senior Director-level leader, Chief Privacy Officer (CPO) to lead 7-Eleven, Inc.'s enterprise privacy, data protection, data governance, records retention, cybersecurity, and serve as the privacy and data-protection lead within the enterprise AI governance program. Working across Legal, Compliance, IT, Information Security, Digital, and many business teams, the CPO will drive enterprise-wide privacy and responsible data strategy, oversee compliance with evolving regulations, and champion responsible AI practices that support innovation and growth.