Compliance Analyst Intercontinental Exchange IncCompliance AnalystAtlanta, GAOverview Job Purpose Intercontinental Exchange, Inc. (ICE), a global provider of financial services, is seeking a Compliance Analyst to perform compliance monitoring and other compliance related functions for ICE Bonds Securities Corporation ("ICE Bonds"), an SEC-registered broker dealer and a member of FINRA and the MSRB which operates multiple fixed income ATSs and offers related broker dealer services to its institutional customer base. FINRA Securities Industry Essentials Exam (SIE) and Series 7 or Series 99 - If not already obtained, required to take and pass the FINRA SIE Exam within 3 months of employment and required to take and pass either the FINRA Series 7 or Series 99 within 6 months of employment.
Compliance Analyst Intercontinental Exchange Holdings, Inc.Compliance AnalystAtlanta, GeorgiaFull timeIntercontinental Exchange, Inc. (ICE), a global provider of financial services, is seeking a Compliance Analyst to perform compliance monitoring and other compliance related functions for ICE Bonds Securities Corporation (“ICE Bonds”), an SEC-registered broker dealer and a member of FINRA and the MSRB which operates multiple fixed income ATSs and offers related broker dealer services to its institutional customer base. FINRA Securities Industry Essentials Exam (SIE) and Series 7 or Series 99 - If not already obtained, required to take and pass the FINRA SIE Exam within 3 months of employment and required to take and pass either the FINRA Series 7 or Series 99 within 6 months of employment; Strong analytical and organizational skills with acute attention to detail.
SENIOR COMPLIANCE ANALYST Highland Rivers HealthSENIOR COMPLIANCE ANALYSTCedartown, GAFull timeCommunicating with staff involved in incident reports (critical and non-serious), investigative reports, administrative reviews and corrective action plans, notifying of due dates, needed items and notifying Risk Manager of non-compliance from staff of requested items. Chair the Individual Rights Committee reviewing all program plans and handbooks that impose restriction on individuals' rights, reviewing all behavioral support plans, reviewing all incidents of seclusion and restraint, and responding to all other trends/issues identified that concern individual rights.
Compliance Analyst Hunt Companies IncCompliance AnalystAlpharetta, GAPerforms recurring reviews of EHS/emergency/urgent/general work orders for escalation handling, timeliness, categorization, documentation (including "same issue within 5 days," sub‑15‑minute completions, and response times), and summarizes exceptions with root‑cause hypotheses. Evaluates damage fee assessments: verifies existence of damage, depreciation application, and tie‑out to completed repairs with work‑order evidence; proposes corrective actions.
Compliance Analyst BSA II Georgia's Own Credit UnionCompliance Analyst BSA IIGeorgiaSUMMARY: This position is primarily responsible for the performance of duties in response to compliance requirements of the NCUA, USA PATRIOT Act, Bank Secrecy Act (BSA), Financial Crimes Enforcement Network (FinCEN), and Office of Foreign Assets Control (OFAC). Perform daily compliance activities related to the Credit Union’s BSA compliance program, including the preparation of Currency Transaction Reports (CTRs), Suspicious Activity Reports (SARs) and review of alerts, OFAC and FinCEN 314(a) requests.
Compliance Analyst - IA Administration Advisor GroupCompliance Analyst - IA AdministrationAtlanta, GACurrent Employees and Contractors Apply Here Osaic Careers Compliance Opportunity in Financial Services Compliance Analyst – IA Administration & Support Location(s): Atlanta: 2300 Windy Ridge Pkwy SE, Suite750, Atlanta, GA 30339 La Vista: 12325 Port Grace Blvd, La Vista, NE 68128 Oakdale: 7755 3rd St. Summary: The Investment Advisory Compliance Analyst supports the Investment Advisory Compliance Administration Team by serving as the primary point of contact for financial advisors, advisor support staff, and internal business partners.
Senior Security Risk & Compliance Analyst GWC WarrantySenior Security Risk & Compliance AnalystNorcross, GAAPCO Holdings partners with dealerships across North America to deliver innovative vehicle protection products and services that enhance the ownership experience for customers and drive growth for our partners. Our teams work collaboratively across operations, technology, risk, finance, marketing, and sales to deliver solutions that create measurable value and support the continued growth of APCO and the partners we serve.
CLIA Compliance Analyst IV Chenega Enterprise Systems & SolutionsCLIA Compliance Analyst IVGeorgiaFull timeChenega Enterprise Systems & Solutions, LLC, a Chenega Professional Services ’ company, is looking for a CLIA Compliance Analyst IV to support the Office of Laboratory Quality (OLQ) which provides strategic guidance and leadership on infectious disease issues, managing the operations of various centers, including the National Center for Emerging and Zoonotic Infectious Diseases (NCEZID), the National Center for HIV/AIDS, Viral Hepatitis, STD, and TB Prevention (NCHHSTP), and the National Center for Immunization and Respiratory Diseases (NCIRD). Experience in Method Validations and Verifications, Molecular biology techniques, certified in Molecular Biology, Methods Applied to Research and Clinical Diagnosis, knowledgeable of laboratory compliance issues, Ability to read analyze and interpret general laboratory periodical, Experience writing technical laboratory reports, laboratory procedure manuals, and business correspondence.
NewSenior Trade Compliance Analyst JBT Marel CorpSenior Trade Compliance AnalystBuford, GARemoteDevelop and maintain Power BI dashboards, compliance analytics, and exception reporting to monitor key trade compliance KPIs, identify operational and regulatory risks, and drive data-driven decision making. Our purpose is to transform the future of food; this guides our vision of being the global leader in food and beverage technology, by harnessing the full power of JBT Marel to partner with our customers and pioneer sustainable innovation.
Compliance Analyst - IA Oversight OsaicCompliance Analyst - IA OversightAtlanta, GA$65,000–$69,000 / yearWe celebrate diversity in our workplace and we hire the most qualified candidates without regard for age, ethnicity, gender, gender identity or expression, language differences, nationality or national origin, family or marital status, physical, mental, and developmental abilities (or the perception of a disability), genetic information, race, religion or belief, sexual orientation, skin color, social or economic class, education, work and behavioral styles, political affiliation, military service, caste, or any other characteristic protected by law. The Investment Advisory Compliance Analyst will be involved in a variety of compliance functions including monitoring & testing, risk assessment, training, remediation and reporting of compliance issues within the RIA firms under direction of the RIA Compliance SVP.
Senior IT Governance, Risk, and Compliance Analyst - Research Cybersecurity Emory UniversitySenior IT Governance, Risk, and Compliance Analyst - Research CybersecurityAtlanta, GeorgiaFull timeMINIMUM QUALIFICATIONS: A bachelor's degree and six years of related IT experience including demonstrated expertise in multiple information security domains, project management skills, OR an equivalent combination of education, training and experience. Description: JOB DESCRIPTION: The Senior IT GRC (Governance, Risk, and Compliance) Analyst oversees technical design, implementation, maintenance, and responsibilities for multiple information security disciplines such as security policy, awareness and education, risk management, and regulatory compliance.
Governance and Risk Compliance Analyst Yamaha Motor Corporation USAGovernance and Risk Compliance AnalystMarietta, GAMinimum of 5 years work experience with some of the following: networking, intrusion detection/prevention systems (IDS/IPS), identity management, endpoint security, cloud access security brokers (CASB), security information event management (SIEM), data loss prevention (DLP), and encryption technologies. Additionally, the position will play a crucial role in our Cyber Governance, Risk, and Compliance (GRC) projects and will be a critical member of the cyber security team and involvement in other cyber security areas like Information security infrastructure, including incident response, system design reviews, as well as provide regular status and service-level reports to management.
Senior IT Governance, Risk, and Compliance Analyst Research Cybersecurity Emory UniversitySenior IT Governance, Risk, and Compliance Analyst Research CybersecurityAtlanta, GAMINIMUM QUALIFICATIONS: A bachelor''s degree and six years of related IT experience including demonstrated expertise in multiple information security domains, project management skills, OR an equivalent combination of education, training and experience. JOB DESCRIPTION: The Senior IT GRC (Governance, Risk, and Compliance) Analyst oversees technical design, implementation, maintenance, and responsibilities for multiple information security disciplines such as security policy, awareness and education, risk management, and regulatory compliance.
NewRetail Support Merchandiser Winston RetailRetail Support MerchandiserKewanee, IL$16–$18 / hourContractorJob Title: Retail Support Merchandiser Location: Kewanee, IL Job Type: Independent Contractor Pay: $16-$18 per hour (rate based on market and relevant experience) Expected Hours: Varies, Project-Based Join Our Team: Winston Retail is looking for motivated, detail-oriented retail professionals who thrive in both relationship-building and hands-on merchandising environments. The ideal candidate is a self-starter who enjoys working independently, building strong partnerships with store teams, and executing merchandising projects with accuracy and excellence.
Compliance Analyst - Trading Corps TeamCompliance Analyst - TradingOther, GARemote$51.12–$53.12 / hourThe Analyst supports the planning for enterprise compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and to prevent illegal, unethical, or improper business practices within the organization. Key Responsibilities and Duties Prepares work to support compliance work and updates electronic tool/system with current status to ensure open issues are properly tracked through to closure.
Senior Information Security Governance, Risk & Compliance Analyst MinimedSenior Information Security Governance, Risk & Compliance AnalystVirtual, GA$121,000–$205,000 / yearIf you are applying to perform work for MiniMed in any position which will involve performing at least two (2) hours of work on average each week within the unincorporated areas of Los Angeles County, you can find here a list of all material job duties of the specific job position which MiniMed reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of a conditional offer of employment. Minimum 7 years of experience in Information Security GRC, Information Security Risk Management, SOX ITGC Compliance, Internal Audit, External Audit, Access Governance, Identity Governance, SAP Security Governance, Compliance Management, or Internal Controls Management.
Compliance Analyst - IA Oversight Osaic IncCompliance Analyst - IA OversightAtlanta, GA$65,000–$69,000 / yearWe celebrate diversity in our workplace and we hire the most qualified candidates without regard for age, ethnicity, gender, gender identity or expression, language differences, nationality or national origin, family or marital status, physical, mental, and developmental abilities (or the perception of a disability), genetic information, race, religion or belief, sexual orientation, skin color, social or economic class, education, work and behavioral styles, political affiliation, military service, caste, or any other characteristic protected by law. Summary: The Investment Advisory Compliance Analyst will be involved in a variety of compliance functions including monitoring & testing, risk assessment, training, remediation and reporting of compliance issues within the RIA firms under direction of the RIA Compliance SVP.
Compliance Analyst MomntCompliance AnalystSandy Springs, GAOur platform delivers a seamless digital experience that makes financing simple, fast, and affordable, connecting high-quality lenders with merchants, primarily in the home improvement sector, to empower consumers to pay for the things they need. Review legal and other supporting documentation, including death certificates, bankruptcy notices, and related records, and provide clear summaries of findings and required actions.
Senior Compliance Analyst Corpay IncSenior Compliance AnalystBuckhead, GACorpay is a global technology organization that is leading the future of commercial payments with a culture of innovation that drives us to constantly create new and better ways to pay. Our specialized payment solutions help businesses control, simplify, and secure payment for fuel, general payables, toll and lodging expenses.
Compliance Analyst - IA Administration OsaicCompliance Analyst - IA AdministrationAtlanta, GA$65,000–$69,000 / yearThe Investment Advisory Compliance Analyst supports the Investment Advisory Compliance Administration Team by serving as the primary point of contact for financial advisors, advisor support staff, and internal business partners. We celebrate diversity in our workplace and we hire the most qualified candidates without regard for age, ethnicity, gender, gender identity or expression, language differences, nationality or national origin, family or marital status, physical, mental, and developmental abilities (or the perception of a disability), genetic information, race, religion or belief, sexual orientation, skin color, social or economic class, education, work and behavioral styles, political affiliation, military service, caste, or any other characteristic protected by law.