2,185 Results for

Compliance Analyst Jobs in Long Island City, NY

Jobs

Corporate Vice President - Compliance Officer New York Life Insurance Company

New York, NY

$135,000–$160,000 / year

The AML function supports a diverse portfolio of businesses, including life and annuity products, retail broker-dealer and investment advisory services through NYLIFE Securities and Eagle Strategies, mutual funds and distributor relationships, and oversight of affiliated U.S. and international asset management businesses. • Support oversight of the transaction monitoring and alert program, including alert performance review, threshold tuning, and collaboration with data partners on alert refinement; evaluate proposed monitoring enhancements based on enterprise risk, customer behavior, and emerging financial crime threats.

1 day ago

Senior Financial Analyst Mitchell Martin

Bronx, NY

$125,000–$140,000 / year
Quick Apply

By applying for this job, you agree to receive AI-generated calls, text messages, and/or emails from Mitchell Martin Inc and its affiliates and contracted partners at various frequency through traditional and automated methods. Senior Financial Analyst - Bronx, NY (Onsite) - Full Time - Mon-Thu, 08:00am-05:00pm and Fri, 08:00am-03:00pm - $125,00-$140,000 Per Year.

6 days ago

IT Business Analyst Mitchell Martin

New York, NY

$68–$78 / hour
Quick Apply

By applying for this job, you agree to receive AI-generated calls, text messages, and/or emails from Mitchell Martin Inc and its affiliates and contracted partners at various frequency through traditional and automated methods. IT Service Management | Database Query Languages | Back-office Systems | Fixed Income Trade Systems.

1 day ago

Trade Management Senior Analyst Mitchell Martin

Jersey City, NJ

$74–$84 / hour
Quick Apply

By applying for this job, you agree to receive AI-generated calls, text messages, and/or emails from Mitchell Martin Inc and its affiliates and contracted partners at various frequency through traditional and automated methods. The role requires expertise in trade management and technical knowledge of financial products.

1 day ago

Business Systems Analyst Mitchell Martin

Stamford, CT

$49–$70 / hour
Quick Apply

By applying for this job, you agree to receive AI-generated calls, text messages, and/or emails from Mitchell Martin Inc and its affiliates and contracted partners at various frequency through traditional and automated methods. Oversee enterprise business systems end-to-end from requirements gathering to vendor partnership.

1 day ago

Jr. Data Analyst ECLARO

New York, NY

$48–$56 / hour
Quick Apply

Preferred Qualifications: Agile Methodology, Agile Scrum Development, Amazon Elastic Compute Cloud (Amazon EC2), Analytical Thinking, API Testing, Apple Mac OS, Application Testing, Atlassian Jira; Automated Regression Testing, Automated Testing, Azure DevOps, Back-End Development, Banking Systems, Behavior-Driven Development (BDD), Bugzilla, Business, Business Analysis; Business Applications Development, CI/CD, CI Pipeline, Cloud Applications, Cloud Testing, Continuous Testing, C (Programming Language), C++ Programming Language, Databasing; Defect Reporting, Defects Analysis, Defects Management, Defect Testing, Documentations, End-to-End Testing, Geographic Information Systems (GIS), Graphical User Interface (GUI); Client ALM, Java, Linux, Linux Command, Log Files, Management Tools, Manual Testing, Materials Requirements Planning (MRP), Micro Focus Quality Center; Mobile Application Support, MySQL, Operating Systems (OS), Oracle, People Management, Postman (Software), Programming Languages, Python (Programming Language); Quality Assurance Testing, Regression Testing, Relational Database Management System (RDBMS), Report Development, Requirements Analysis; Requirements Traceability Matrix (RTM), Results Analysis, Salesforce Configuration, Salesforce Sales Cloud, Salesforce Service Cloud, Salesforce (Software), Scrum, Scrum (Agile); Scrum Methodology, Selenium, Server Administration, Software Application Testing, Software Development, Software Development Life Cycle (SDLC); Software Development Life Cycle (SDLC) Methodologies, Software Quality Assurance (SQA) Testing, Software Testing, Software Testing Life Cycle (STLC), Software Testing Methodologies; SQL Query Development, Stock Markets, Stocks, Structured Query Language (SQL), Test Analysis, Test Case Design, Test Coverage, Test Documentation, Test Execution, Test Management; Test Management Tools, Test Plan Design, Test Planning, Test Scenarios, Test Scripts, Test Summary Report, Tool Knowledge, Trade Execution, Unix, Use Cases; User Acceptance Testing (UAT), Water Well Drilling, Web Applications, Web Application Support, Web Testing. Position Overview: Designing and maintaining program data; conducting analysis and using statistical tools to interpret data sets, paying particular attention to trends and patterns that could be valuable for diagnostic and predictive analytics efforts.

30+ days ago

VP, Business Analyst - LoanIQ Jefferies Llc

New York, NY

$175,000–$200,000 / year

This role will partner closely with business stakeholders, operations teams, technology teams, and project managers to gather requirements, analyze workflows, define solutions, and support successful delivery of LoanIQ-related enhancements and projects. Analyze current-state workflows and define target-state processes for syndicated loans, bilateral loans, agency lending, loan servicing, and trade lifecycle activities.

1 day ago

Compliance Officer The Rybak Firm PLLC

New York, NY

Reqs: LLM or JD & 2 yrs exp as above or as a Legal Assoc or Paralegal in a rel positn involving legal research/factual investigatn/ review of legal or regulatory docs/procedural compliance & litigation support. Under guidance/supervisn of attorneys, audit & analyze claim files/billing records/med docs/ policy materials/litigatn submissns to eval compliance.

30+ days ago

Business Analyst - Digital Assets Stonex Group

New York, NY

$70,000–$100,000 / year

Institutional: Immerse yourself in the best-in-class institutional-grade technology, working alongside industry experts and gaining exposure to various asset classes, such as equities, options, fixed income securities, and advanced trading, research, and management technology. This role will serve as a key liaison between Sales, Compliance, Operations, Risk, Legal, and external clients to ensure timely and efficient onboarding of new relationships across digital asset trading, custody, financing, and related products.

1 day ago

Senior Manager/Associate Director, G&A Business Systems Analyst, IT - Remote Agios Pharmaceuticals

New York, NY

Remote

$131,035–$196,553 / year

Create and deliver documentation required per established project implementation process for each phase of SDLC including but not limited to creating User requirements doc, system impact assessment, Test plan, Test scripts, traceability matrix, training plan, communications plan, end user guides, RAID logs, status reports, data migration plan, etc. Interact and support core G&A platforms including and not limited to Oracle HCM, Icertis CMS, Oracle Financials, Taleo ATS in a hybrid internal/vendor delivery model, partnering closely with IT Solutions Architect, PMO, and MSP.

8 days ago

Deputy Chief Compliance Officer, Corporate Vice President New York Life Insurance Company

New York, NY

$160,000–$250,000 / year

NYLIFE Securities and Eagle Strategies sit at the heart of New York Life’s retail distribution strategy—delivering a broad product platform that includes variable annuities and variable life insurance, mutual funds, alternative investments, 529 plans, managed account programs through our advisory platform, and comprehensive fee-based financial planning—through a nationwide career agency distribution system. The Deputy CCO will lead the core elements of the compliance program, including compliance risk assessments, policy and procedure design, controls testing, supervisory oversight coordination, and the modernization of how compliance is delivered across one of the largest career agency distribution systems in the industry, with over 12,000 insurance agents, 6,500 registered representatives, and 1,700 investment adviser representatives.

1 day ago

Junior Financial Analyst CFS

Dobbs Ferry, NY

$25–$29 / hour

The Junior Financial Analyst is an integral member of the Finance & Accounting team, supporting the organization's financial operations through accounting, payroll, accounts receivable analysis, and financial reporting activities. The ideal candidate is detail-oriented, analytical, and eager to grow their expertise in financial management, accounting processes, and data-driven decision-making.

Today

Compliance & Reporting Manager CFS

Greenwich, CT

$130,000–$150,000 / year

Play a highly visible role partnering with senior tax leadership, accounting teams, investor relations, and external advisors. • Build leadership experience by managing critical processes, external service providers, and cross-functional projects.

Today

Budget Analyst CFS

New York, NY

$34–$40 / hour

Looking to take ownership of budgeting, forecasting, and financial analysis at an organization where your work directly supports meaningful impact? This Budget Analyst opportunity offers strong exposure to senior leadership, hands-on budget management, and the chance to influence key financial decisions across the organization.

Today

Agency CMO Trader/Structurer AVP Barclays

New York, NY

You may be assessed on the key critical skills relevant for success in this role, such as risk and controls, change and transformation, business acumen strategic thinking and digital and technology, as well as job-specific technical skills. In this role, you will execute trades and manage risk across a defined portfolio of Agency MBS and related financial instruments, ensuring alignment with market conditions and firm strategy.

13 days ago

Compliance Analyst - Mutual Funds Neuberger Berman

New York, NY

$80,000–$110,000 / year

An employee's pay position within the salary range will be based on several factors including, but limited to, relevant education, qualifications, certifications, experience, skills, seniority, geographic location, business sector, performance, shift, travel requirements, sales or revenue-based metrics, market benchmarking data, any collective bargaining agreements, and business or organizational needs. Assist in the administration of compliance programs adopted pursuant to Rule 38a-1 of the Investment Company Act and Rule 206(4)-7 of the Investment Advisers Act; assist the Chief Compliance Officer- Registered Funds with the implementation of the programs, related quarterly and annual assessments, preparation of reports and summaries.

30+ days ago

Regulatory And Compliance Analyst Starr Companies

New York, NY

$63,000–$73,000 / year

The wage range for this role takes into account the wide range of factors that are considered in making compensation decisions including but not limited to skill sets: experience and training: licensure and certifications: and other business and organizational needs. Prepare and submit initial applications and renewal filings for insurance licenses (Producer, Adjuster, Surplus Lines Broker, Reinsurance Intermediary, Managing General Agent, and Third Party Administrator).

30+ days ago

Compliance Analyst eTeam Inc.

Jersey City, NJ

Quick Apply

The Regulatory Change Management Officer partners closely with Compliance, Legal, Risk, Operations, Technology, external vendors, and stakeholder subject matter experts across the bank to ensure RCM processes, platforms, and governance structures are clearly articulated, socialized, and operationalized. This includes drafting and maintaining RCM policies, procedures, operating models, training materials, and supporting artifacts, as well as assisting with readiness assessments, change enablement, and the transition from project delivery to BAU operations.

5 days ago

Trade Compliance Analyst Sunrise Systems Inc

New York, NY

Remote

$54–$57 / hour
Quick Apply

This role partners with customs brokers, government agencies, logistics providers, and internal stakeholders to facilitate compliant import operations, minimize supply chain disruptions, and drive continuous improvement across trade compliance programs. Manage import compliance issues, including government holds, examinations, requests for information, Temporary Importations Under Bond (TIBs), Section 232 duties, Section 301 duties, and Free Trade Agreements (FTAs).

25 days ago

Compliance Analyst Neuberger Berman

New York, NY

$80,000–$110,000 / year

An employee's pay position within the salary range will be based on several factors including, but limited to, relevant education, qualifications, certifications, experience, skills, seniority, geographic location, business sector, performance, shift, travel requirements, sales or revenue-based metrics, market benchmarking data, any collective bargaining agreements, and business or organizational needs. Provide guidance to the business units when issues arise on policies related to the Compliance Manual, Code of Ethics, Restricted List, Money Laundering Prevention, Outside Activities, Gifts/Entertainment.

30+ days ago

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Compliance Analyst Jobs in Long Island City, NY

Corporate Vice President - Compliance Officer New York Life Insurance Company

Senior Financial Analyst Mitchell Martin

IT Business Analyst Mitchell Martin

Trade Management Senior Analyst Mitchell Martin

Business Systems Analyst Mitchell Martin

Jr. Data Analyst ECLARO

VP, Business Analyst - LoanIQ Jefferies Llc

Compliance Officer The Rybak Firm PLLC

Business Analyst - Digital Assets Stonex Group

Senior Manager/Associate Director, G&A Business Systems Analyst, IT - Remote Agios Pharmaceuticals

Deputy Chief Compliance Officer, Corporate Vice President New York Life Insurance Company

Junior Financial Analyst CFS

Compliance & Reporting Manager CFS

Budget Analyst CFS

Agency CMO Trader/Structurer AVP Barclays

Compliance Analyst - Mutual Funds Neuberger Berman

Regulatory And Compliance Analyst Starr Companies

Compliance Analyst eTeam Inc.

Trade Compliance Analyst Sunrise Systems Inc

Compliance Analyst Neuberger Berman

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