Compliance Analyst - Mutual Funds Neuberger BermanCompliance Analyst - Mutual FundsNew York, NY$80,000–$110,000 / yearAn employee's pay position within the salary range will be based on several factors including, but limited to, relevant education, qualifications, certifications, experience, skills, seniority, geographic location, business sector, performance, shift, travel requirements, sales or revenue-based metrics, market benchmarking data, any collective bargaining agreements, and business or organizational needs. Assist in the administration of compliance programs adopted pursuant to Rule 38a-1 of the Investment Company Act and Rule 206(4)-7 of the Investment Advisers Act; assist the Chief Compliance Officer- Registered Funds with the implementation of the programs, related quarterly and annual assessments, preparation of reports and summaries.
Compliance Analyst - Mutual Funds Neuberger Berman Group LLCCompliance Analyst - Mutual FundsNew York, NY$80,000–$110,000 / yearAn employee's pay position within the salary range will be based on several factors including, but limited to, relevant education, qualifications, certifications, experience, skills, seniority, geographic location, business sector, performance, shift, travel requirements, sales or revenue-based metrics, market benchmarking data, any collective bargaining agreements, and business or organizational needs. Assist in the administration of compliance programs adopted pursuant to Rule 38a-1 of the Investment Company Act and Rule 206(4)-7 of the Investment Advisers Act; assist the Chief Compliance Officer - Registered Funds with the implementation of the programs, related quarterly and annual assessments, preparation of reports and summaries.
Compliance Analyst Neuberger BermanCompliance AnalystNew York, NY$80,000–$110,000 / yearAn employee's pay position within the salary range will be based on several factors including, but limited to, relevant education, qualifications, certifications, experience, skills, seniority, geographic location, business sector, performance, shift, travel requirements, sales or revenue-based metrics, market benchmarking data, any collective bargaining agreements, and business or organizational needs. Provide guidance to the business units when issues arise on policies related to the Compliance Manual, Code of Ethics, Restricted List, Money Laundering Prevention, Outside Activities, Gifts/Entertainment.
Senior Compliance Business Oversight Analyst - Compliance Training Data Management and Reporting The Toronto-Dominion BankSenior Compliance Business Oversight Analyst - Compliance Training Data Management and ReportingNew York, NY$72,280–$117,520 / yearWorks directly with business management, and with internal and external business partners (e.g., Internal Audit, external consultants) to respond to regulatory requests, findings, audits and/or examinations Keeps abreast of emerging issues, trends, and evolving regulatory requirements in the Compliance industry and assesses potential impacts. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.
Security & Compliance Analyst Otg Management IncSecurity & Compliance AnalystNew York, NY$90,000–$110,000 / yearThis role oversees ongoing compliance efforts, conducts assessments, manages evidence collection, and supports the remediation of compliance gaps across restaurants & marketplaces, e-commerce platforms, and point-of-sale environments. With more than 300 unique dining and retail locations across North America's busiest airports, we're fueled by a passion for creating exceptional guest experiences-made possible every day by our incredible Crewmembers.
Compliance Analyst Neuberger Berman Group LLCCompliance AnalystNew York, NY$80,000–$110,000 / yearAn employee's pay position within the salary range will be based on several factors including, but limited to, relevant education, qualifications, certifications, experience, skills, seniority, geographic location, business sector, performance, shift, travel requirements, sales or revenue-based metrics, market benchmarking data, any collective bargaining agreements, and business or organizational needs. Provide guidance to the business units when issues arise on policies related to the Compliance Manual, Code of Ethics, Restricted List, Money Laundering Prevention, Outside Activities, Gifts/Entertainment.
Senior Compliance Analyst OneStream Software LLCSenior Compliance AnalystNYRemote$99,000–$128,500 / yearThe ideal candidate will have experience assessing security controls, supporting customer due diligence and contract reviews, and partnering across teams to address compliance, security, and audit requirements. It's the only enterprise finance platform that unifies financial and operational data, embeds AI for better decisions and productivity, and empowers the CFO to become a critical driver of business strategy and execution.
Compliance Analyst eTeam Inc.Compliance AnalystJersey City, NJ$52–$55 / hourThe role focuses on drafting RCM documentation—including policies, procedures, operating models, training materials, and supporting artifacts—while also assisting with readiness assessments, change enablement, and transition from project delivery to BAU operations. The RCM Operational Readiness Support Analyst supports the design, documentation, and implementation of Regulatory Change Management (RCM) operating processes to ensure readiness for business as usual (BAU) execution.
Temporary - Corporate Compliance Analyst The Institute of Electrical and Electronics EngineersTemporary - Corporate Compliance AnalystNew York City, NYMin: $28.00 /hr'',''Max: $31.00/hr'',''Legal'',''Legal'',''United States-New York-New York City'',''United States-New York-New York City'','''','''',''Full-time'',''Full-time'',''Temporary'',''Temporary'',''Jul 31, 2026, 6:19:22 PM'',''Jul 31, 2026, 6:19:22 PM'',''false'',''119805'',''119805'',''true'',''119805'',''false'',''Submission for the position: Temporary - Corporate Compliance Analyst - (Job Number: 260279)'',''false'',''119805'',''false'',''true''. Assist the Deputy General Counsel for Compliance and the Senior Corporate Compliance Manager with ensuring an effective sanctions compliance program through the definition, implementation and oversight of policies, procedures and training aligned with U.S. and global sanctions requirements.
Vendor Compliance Analyst Sr. Global Channel ManagementVendor Compliance Analyst Sr.Port Washington, New YorkReport on operational performance and collaborate with key stake holders to drive data-driven solutions, improve performance, and reduce chargebacks using advance Excel and PowerPoint tools. Inquisitive, analytical and innovative approach to problem solving and capitalizing on opportunities in a timely manner and meet deadlines.
Compliance Analyst- US (NJ area, 3 days/week onsite required ) Mesh PaymentsCompliance Analyst- US (NJ area, 3 days/week onsite required )Newark, NJWe serve fast-growing, multi-entity, and global companies - from venture-backed startups scaling their finance function to established mid-market and enterprise businesses managing spend across multiple subsidiaries, currencies, and geographies. Mesh Payments helps finance teams control, automate, and gain visibility into corporate spend, combining corporate cards, expense management, and travel booking in a single platform.
Portfolio Compliance Analyst (HYBRID) Equitable Financial Life Insurance CompanyPortfolio Compliance Analyst (HYBRID)New York, NY$130,000–$160,000 / year419906'',''true'',''419906'',''false'',''Submission for the position: Portfolio Compliance Analyst (HYBRID) - (Job Number: 260000EE)'',''false'',''419906'',''false'',''true'',''Portfolio Compliance Analyst (HYBRID)'',''260000EE'',''UNITED STATES-NY-New York'',''UNITED STATES-NY-New York'','''','''',''Equitable'',''Equitable'',''Full-time'',''Full-time'',''!*! Communicating Complex Concepts: Knowledge of effective presentation tools and techniques to ensure clear understanding; ability to use summarization and simplification techniques to explain complex technical concepts in simple, clear language appropriate to the audience.
Reporting & Compliance Analyst SGA Inc.Reporting & Compliance AnalystStamford, CT$36–$40 / hourThis position assists in maintaining internal controls, supporting SOX compliance activities, creating and maintaining new customers and sales representatives, and ensuring documentation is complete and current. Job Description/Responsibilities : The Customer Service Reporting & Compliance Analyst supports the Customer Service Reporting & Compliance function by performing reporting, compliance monitoring, audit support, and data analysis activities.
Senior IT Security Compliance Analyst Five Rivers IT, Inc.Senior IT Security Compliance AnalystFair Lawn, NJ$125,000–$175,000 / yearPreferred Qualifications:Experience with Audit Management tools Security certificationPrior experience leading or managing security audits at a SaaS/Cloud company or as a Security Auditor at an audit firmSystems Admin or Network Admin experience implementing security controls Other Details about the Job This job requires working for multiple clients across multiple environments in a managed services setting. Responsible for Incident Management, be readily available for: Incident documentation, ensure risk analysis and severity, manage containment, lead investigation, ensure proper notification protocol, conduct & document lessons learnt, Report on findings to then communicate them to the client.
Technical Compliance Analyst Snorkel AI IncTechnical Compliance AnalystNew York City, NY$120,000–$185,000 / yearTechnical Depth on Demand: When a customer asks about AWS KMS encryption, logging pipelines, or IAM privilege escalation paths, you retrieve the granular evidence and draft the written narrative the Security and Legal Team needs to confidently close the deal. Audit Mastery: Proven end-to-end experience supporting external SOC 2 Type I and Type II audits-with specific expertise auditing IT General Controls (ITGC) (Change Management, Logical Access, System Operations).
Compliance Analyst HireTalentCompliance AnalystJericho, NYSEC Reporting Request Coordination Supports the timely and accurate compilation of materials responsive to SEC Periodic and Regular Reporting requests, requiring strong organizational skills, attention to detail, and sound judgment in the handling and review of responsive materials. Professional position responsible for supporting important regulatory compliance functions on the Regulatory Compliance Team in the Regulatory Operations (RegOps) Unified Services - Regulatory Support Group.
Analyst, Compliance Columbia UniversityAnalyst, ComplianceNew York, NY$80,000–$90,000 / yearProvide oversight and perform, as needed, ongoing, risk-based, and ad hoc coding auditing of complex services, across multiple specialties, rendered by physician and non-physician practitioners using current coding guidelines, with attention to Medicare/Medicaid, medical necessity, and NCD/LCD requirements; including but not limited to retrospective audits for established providers and prospective audits for newly onboarded providers to ensure appropriate documentation, coding accuracy, and billing compliance. Support departmental compliance teams by providing advisory guidance and expert knowledge of CPT/HCPCS and ICD-10 guidelines across multiple specialties, as well as teaching facility guidance, professional fee billing, including global surgical package rules, modifier usage, incident-to services, split/shared services, and emerging regulatory changes.
Compliance Analyst Oppenheimer & Co. Inc.Compliance AnalystNew York, NY$75,000–$85,000 / yearWith roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services. This salary range is specific to the State of New York and takes into account the wide range of factors that are considered in making salary decisions including but not limited to skills, qualifications, experience, licensure and certifications, and other business and organizational needs.
IT Risk & Compliance Analyst Trinity Church NYCIT Risk & Compliance AnalystNew York, New YorkAs risks are identified, report risks to management and vendor management teams; work with third-parties to develop appropriate risk response plans; and monitor plans to closure. As a hybrid security and compliance role, the Analyst supports the development and enforcement of security policies, manages security assessments and remediation, and maintains documentation for internal governance and external audits.
IT Risk & Compliance Analyst Trinity ChurchIT Risk & Compliance AnalystNew York, NY$126,100–$157,900 / yearAs risks are identified, report risks to management and vendor management teams; work with third-parties to develop appropriate risk response plans; and monitor plans to closure. As a hybrid security and compliance role, the Analyst supports the development and enforcement of security policies, manages security assessments and remediation, and maintains documentation for internal governance and external audits.