1,245 Results for

Compliance Officer Jobs in Winthrop, MA

Jobs

Multiple Series Trusts Chief Compliance Officer US Bank

Boston, MA

$170,255–$200,300 / year

Compliance oversight of service providers to the MST, specifically numerous independent investment advisers, U.S. Bank Global Fund Services as Transfer Agent, Fund Administrator, and Fund Accountant, U.S. Bank as Custodian, and external parties such as Distributor(s) to the Funds. In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures.

9 days ago

Compliance Officer - Financial Crimes KKR & Co Inc

Boston, MA

$180,000–$220,000 / year

Define and maintain a control inventory spanning preventive, detective and responsive controls, including customer due diligence, beneficial ownership, politically exposed person and adverse media review, sanctions screening, enhanced due diligence, transaction diligence, anti-corruption controls and suspicious activity escalation. KKR is seeking an experienced Financial Crime Compliance Officer to join its Global Compliance team and lead the management and oversight of the Americas anti-money laundering (AML), know-your-customer (KYC), anti-bribery and corruption, economic sanctions and terrorist financing programs.

13 days ago

Compliance Officer - Financial Crimes KKR & Co. Inc.

Boston, MA

$180,000–$220,000 / year

13 days ago

Marsh Lead Compliance Officer - Government Health Consulting Marsh & McLennan Companies, Inc.

Boston, MA

$147,200–$294,200 / year

A minimum of 3 years of relevant legal experience supporting governmental and/or regulatory matters, including work in government contracting, procurement and bidding, conflict-of-interest identification and management, compliance, and data protection/privacy (experience with state government agencies-especially health-related-is a plus). We aim to attract and retain the best people and embrace diversity of age background, disability, ethnic origin, family duties, gender orientation or expression, marital status, nationality, parental status, personal or social status, political affiliation, race, religion and beliefs, sex/gender, sexual orientation or expression, skin color, veteran status (including protected veterans), or any other characteristic protected by applicable law.

30+ days ago

Senior Compliance Officer, Investments Compliance American International Group

Boston, MA

Working knowledge of NY, DE and PA U.S. State insurance investment regulation, along with NAIC Model Laws - Investments of Insurers Model Act; background understanding of the Investment Advisers Act of 1940 and the Investment Company Act of 1940 is a plus. The base salary range for this position in New York, NY is $163,000-204,000, in New Jersey and Boston MA is $160,000-$200,000, and $159,000-$199,000 in Chicago, the position is eligible for a bonus in accordance with the terms of the applicable incentive plan.

30+ days ago

Tax Specialist Tax Compliance Officer Department of the Treasury, US

Andover, MA

$74,678–$114,413 / year

You must also meet the following requirement(s): TIME AFTER COMPETITIVE APPOINTMENT (TACA): By the closing date (or if this is an open continuous announcement, by the cut-off date) specified in this job announcement, current civilian employees must have completed at least 90 days of federal civilian service since their latest non-temporary appointment from a competitive referral certificate, known as time after competitive appointment. Specialized experience for this position includes experience that demonstrates a substantive knowledge of business practices, basic accounting principles, and Federal tax laws and regulations; and that required the ability to audit tax records, analyze systems and bookkeeping, use fact-finding techniques, and develop interpersonal skills.

5 days ago

Chief Compliance Officer, Impresa Management Fidelity

Boston, Massachusetts

Remote

Please be advised that Fidelity’s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. These benefits include comprehensive health care coverage and emotional well-being support, market-leading retirement, generous paid time off and parental leave, charitable giving employee match program, and educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career.

17 days ago

Compliance Officer, Marketing Review Victory Capital Management Inc.

Boston, MA

$110,000–$130,000 / year

Review and approve marketing materials for registered investment products across multiple investment franchises, including mutual funds, active/passive ETFs, and UCITS marketed to US Offshore market. You Will: Interpret and apply knowledge of rules and regulations to the review and approval of marketing materials, including advertising, sales literature, institutional material, digital communications, advisory programs, and other types of communications to ensure compliance with applicable regulations.

30+ days ago

Compliance Officer, Marketing Review Victory Capital Holdings Inc

Boston, MA

$110,000–$130,000 / year

30+ days ago

Associate, Legal, Compliance & Government Affairs Spencer Stuart

Boston, MA

$100,000–$130,000 / year

They are able to manage a high volume of work and multiple competing priorities without losing quality or momentum; energized by a fast paced and client-oriented environment and challenging assignments; highly motivated, resourceful and willing to roll up their sleeves; someone who asks thoughtful questions, learns quickly and actively seeks feedback and opportunities to improve. The successful Associate will do this while handling multiple projects with competing deadlines, working with individuals who have differing styles, and managing challenging expectations: Takes an end-to-end view of each project and the required resources; works at pace and with attention to detail while managing competing deadlines and priorities; has a sense of urgency.

4 days ago

Vice President, Compliance Consulting Kroll, LLC

Boston, MA

$90,000–$165,000 / year

Act as a compliance consultant and, where appropriate, Outsourced Chief Compliance Officer for RIAs, broker-dealers, or registered investment companies (RICs), overseeing compliance programs, codes of ethics, conflicts management, and regulatory filings, including Forms ADV, PF, and BD and Forms U4 and U5. Design, implement, and enhance tailored compliance programs, including policies and procedures, testing, monitoring, and surveillance under Advisers Act Rule 206(4)-7, FINRA Rules 3120 and 3130, and Investment Company Act Rule 38a-1.

5 days ago

Vice President, Compliance Consulting Kroll Technologies, LLC

Boston, MA

$90,000–$165,000 / year

5 days ago

AI And Automation Lead For Cyber Application Compliance - VP State Street Corporation

Boston, MA

$120,000–$202,500 / year

An experienced Artificial Intelligence Compliance & Automation Lead who will play a critical role in modernizing and scaling the firm's Cyber Application Compliance Program through the strategic use of artificial intelligence, machine learning, automation, and advanced analytics. The ideal candidate will possess a combination of technical expertise, software development experience, cybersecurity and compliance knowledge, and the ability to translate complex business requirements into scalable AI-driven solutions.

8 days ago

Multiple Series Trusts Chief Compliance Officer U.S. Bancorp

Boston, MA

$170,255–$200,300 / year

30+ days ago

VP, Chief Information Security Officer Beth Israel Lahey Health

Boston, Massachusetts

$315,000–$350,000 / year

As a member of the IT senior leadership team, the role contributes to enterprise IT and business strategy, advises executive leadership and appropriate board committees on material cyber risk, and partners with Privacy, Compliance, Legal, Risk, Internal Audit, Clinical Operations, Clinical Engineering, Data and Analytics, Human Resources, Supply Chain, and other leaders to strengthen enterprise resilience. Systems Thinking/ Setting Healthcare Business Strategy : Looks beyond the immediate by establishing and committing to a long-term business direction after considering clinical and financial data, resources, market drivers, and organizational values; anticipating and responding to shifts within the market, technology, or policy environment that influence the delivery, management, and financing of healthcare.

4 days ago

Compliance Officer III Commonwealth of Massachusetts

Boston, MA

Compliance Officer III'',''Compliance Officer III'',''United States-Massachusetts-Boston-100 Cambridge Street'',''United States-Massachusetts-Boston-100 Cambridge Street'',''Compliance and Certification'',''Compliance and Certification'',''Department of Workforce Development'',''Department of Workforce Development'',''Full-time'',''Full-time'',''Day'',''Day'',''Oct 15, 2026, 8:29:51 AM'',''Oct 15, 2026, 8:29:51 AM'',''4'',''4'',''111,796.10'',''76,817.52'',''111,796.10'',''Yearly'',''Karen Haynes-Clifton'',''Karen Haynes-Clifton'',''6176265138'',''06-NAGE - Professional Admin.'',''06-NAGE - Professional Admin.'',''No'',''No'',''Yes'',''Yes'',''false'',''1088379'',''1088379'',''true'',''1088379'',''false'',''Submission for the position: Compliance Officer III - (Job Number: 260004P3)'',''false'',''1088379'',''false'',''true''. Preferred Certifications and/or Designations: Certified Fraud Examiner (CFE), Certified Internal Auditor (CIA), Certified Information Systems Auditor (CISA), Special Police Officer.

13 days ago

Bank Loans, Officer State Street Corp

Boston, MA

$70,000–$122,500 / year

We truly believe our employees' diverse backgrounds, experiences and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. During the course of normal day to day operation, be responsible for identifying any unusual or potentially suspicious transaction activity and must report and/or escalate in accordance with corporate policy and guidelines detailed in relevant operating procedures.

6 days ago

Senior Compliance Officer – Private Credit | Boston, MA | Hybrid Daley and Associates

Boston, MA

$180,000–$200,000 / year

This is a high-visibility opportunity for a seasoned compliance professional to take ownership of the compliance program supporting BDCs, private funds, separately managed accounts, and CLOs focused on direct lending and private credit strategies. Our client, a leading global private investment firm with $200B+ in assets under management, is seeking a Senior Compliance Officer to serve as the primary compliance officer for its growing Private Credit platform.

30+ days ago

Business Information Security Officer-Vp State Street Corporation

Quincy, MA

$120,000–$202,500 / year

The VP BISO leads a small team focused on providing cyber advisory services, building application and service level threat models, executing a cyber book of work aligned to State Street business units, and delivering metrics and cyber-driven content that support the business's enhanced decision-making framework. For digital asset services, this includes understanding digital asset custody models, cryptographic key management, HSM and MPC based signing controls, wallet security, smart contract risks, blockchain infrastructure dependencies, and response readiness for suspicious or unauthorized digital asset activity.

4 days ago

Portfolio Compliance Officer Asset Management Madison-Davis

Boston, MA

Quick Apply

An established investment management firm is seeking an experienced Portfolio Compliance professional to oversee investment guideline monitoring, trading restrictions, and regulatory compliance across global investment strategies. Partner with portfolio management, trading, legal, and client service teams to address investment guideline questions and compliance matters.

17 days ago

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Compliance Officer Jobs in Winthrop, MA

Multiple Series Trusts Chief Compliance Officer US Bank

Compliance Officer - Financial Crimes KKR & Co Inc

Compliance Officer - Financial Crimes KKR & Co. Inc.

Marsh Lead Compliance Officer - Government Health Consulting Marsh & McLennan Companies, Inc.

Senior Compliance Officer, Investments Compliance American International Group

Tax Specialist Tax Compliance Officer Department of the Treasury, US

Chief Compliance Officer, Impresa Management Fidelity

Compliance Officer, Marketing Review Victory Capital Management Inc.

Compliance Officer, Marketing Review Victory Capital Holdings Inc

Associate, Legal, Compliance & Government Affairs Spencer Stuart

Vice President, Compliance Consulting Kroll, LLC

Vice President, Compliance Consulting Kroll Technologies, LLC

AI And Automation Lead For Cyber Application Compliance - VP State Street Corporation

Multiple Series Trusts Chief Compliance Officer U.S. Bancorp

VP, Chief Information Security Officer Beth Israel Lahey Health

Compliance Officer III Commonwealth of Massachusetts

Bank Loans, Officer State Street Corp

Senior Compliance Officer – Private Credit | Boston, MA | Hybrid Daley and Associates

Business Information Security Officer-Vp State Street Corporation

Portfolio Compliance Officer Asset Management Madison-Davis

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