Chief Compliance Officer - To 125K - Milwaukee, WI - Job 3141 The Symicor GroupChief Compliance Officer - To 125K - Milwaukee, WI - Job 3141Milwaukee, WIDeveloping, maintaining, and delivering training modules and working with business units to ensure appropriate regulatory training is conducted for all FI personnel. Whether you are a candidate seeking a new opportunity or a bank or company president trying to fill an essential position, The Symicor Group stands ready to deliver premium results for you.
Compliance Officer - Corporate Compliance BairdCompliance Officer - Corporate ComplianceMilwaukee, WisconsinCollaborate with Compliance Analytics Team, Business Process and IT team members to develop new workflows or implement process enhancements, oftentimes managing several project lanes at one time. This role requires strong knowledge of FINRA and SEC regulations, exceptional organizational skills, and the ability to balance regulatory requirements with a service-oriented approach.
Compliance Officer Potawatomi Hotel & CasinoCompliance OfficerMilwaukee, WIIn this fast paced, high-energy and heavily regulated gaming environment, where accuracy, accountability, and regulatory integrity are essential to ensuring business operations are efficient, effective and in compliance with all legal and regulatory requirements, the Casino Compliance Officer fulfils an integral role. Bachelor's degree in business, law, criminal justice, finance or other related field, or high school diploma/equivalent and 5 years of work experience in audit, regulatory compliance, risk management, or related field.
Compliance Officer (WI) Southeastrans, Inc.Compliance Officer (WI)WIPHYSICAL RESPONSIBILITIES: The physical demands described here are representative of those that must be met by an employee to successfully perform the essential functions of this job follows: regularly required to stand, walk, sit reach with hands and arms, climb and balance, stoop, kneel, crouch, and crawl. SUMMARY: The Compliance Officer ensures inspections, reporting, and Officer related field and administrative processes are being performed as directed.
Senior Compliance Officer - Institutional Fixed Income Robert W. Baird & Co. IncorporatedSenior Compliance Officer - Institutional Fixed IncomeMilwaukee, WIThis is an opportunity to play a key advisory role at the intersection of business and regulation, influencing complex trading and capital markets activity while helping shape a best-in-class compliance program. About the Role: We are seeking a seasoned Senior Compliance Officer - Institutional Fixed Income to serve as a strategic partner to our Institutional Fixed Income Broker Dealer Capital Markets businesses.
Compliance Officer Allspring Global Investments Holdings, LLCCompliance OfficerMilwaukee, Wisconsin$125,000–$140,000 / yearFull timeIn addition to base salary, the competitive compensation package may include, depending on the role, participation in an incentive program linked to performance (for example, annual discretionary bonus programs, or other annual or non-annual incentive or sales plans.). In this role, you will be responsible for ensuring account guidelines are coded accurately, alerts are cleared appropriately, that required procedures and team tasks are completed timely, and the monitoring and testing of business controls.
NewCompliance Officer Community State BankCompliance OfficerUnion Grove, WIResponsible for ensuring the data and integrity of CRA and HMDA data for regulatory filing, including but not limited to scrubbing sample loan files and/or setting up tools for validity and edit checks. Provide effective leadership in enhancing and sustaining the compliance programs to ensure they are commensurate with equivalent sized bank programs and practices and in line with the expectations of federal and state regulatory authorities.
Teacher Education: Compliance Specialist/Certification Officer - JR10012314 University of Wisconsin-Eau ClaireTeacher Education: Compliance Specialist/Certification Officer - JR10012314Eau Claire, WICommitment to a collaborative work environment; strong interpersonal and collaboration skills to interact effectively with administrators, faculty, staff, students, visitors, and community partners; Demonstrated verbal and written communication abilities; knowledge of or desire to learn Qualtrics, BP Logix, CampS, WorkDay and other commonly used university applications; advanced knowledge of Microsoft Office (Word, Excel, Outlook). The TEP office arranges placements for all students pursuing a career in education, works with the Department of Public Instruction to maintain accreditation of our education programs, communicates extensively with school partners and endorses candidates for teaching licensure.
CFO (Chief Financial Officer) Lake Superior Community Health CenterCFO (Chief Financial Officer)Superior, WI$33,280–$40,268 / year1.5 Ensure that financial operations meet all HRSA program requirements; 1.6 Ensure that financial information is shared for effective operations, management decision-making, and oversight by the Board of Directors. The Chief Financial Officer is responsible for strategic and day-to-day financial and clinical operations of the organization, accounting, billing, cash management, investment management, and financial reporting.
Chief Financial Officer (CFO) Association of Zoos and AquariumsChief Financial Officer (CFO)Baraboo, WI$140,000–$150,000 / yearEditor toolbarsDocument Maximize Show BlocksEditing Cut Copy Paste Paste as plain text Paste from Word Clipboard Tools Undo Redo Find Spell Check As You Typeabout HelpStylesFormatFormatBasic Styles Bold Italic Underline Remove FormatParagraph Align Left Center Align Right Justify Justify Tools Insert/Remove Numbered List Insert/Remove Bulleted List Decrease Indent Increase Indent Block QuoteInsert Image Table Insert Horizontal Line Insert Special Character Insert HTML InsertLinks Link Unlink Anchor. The CFO serves as a key strategic advisor to the CEO, Senior Leadership Team, and Board of Directors, leading financial strategy, long-range financial planning, enterprise risk management, internal controls, treasury management, financial compliance, and organizational stability.
NewExecutive - Global Compliance, Advanced Imaging Solutions GE HealthCare Technologies IncExecutive - Global Compliance, Advanced Imaging SolutionsWaukesha, WI$208,000–$312,000 / yearKey areas of focus include: (i) serving as the principal compliance advisor and business partner to AIS leadership; (ii) building, implementing and continuously improving a global compliance program tailored to AIS''s business and risk profile; (iii) partnering closely with global and regional compliance colleagues to drive program execution across regions; (iv) leading compliance communications, training and culture-building initiatives; (v) conducting risk assessment and driving mitigation plans, with particular focus on third-party, anti-corruption, and healthcare fraud & abuse risk; (vi) co-chairing the AIS Compliance Review Board and driving compliance governance with business leadership; (vii) supporting investigations and ensuring timely, appropriate corrective action; (viii) evaluating compliance metrics to identify trends and conduct root cause analysis; (ix) supporting due diligence and integration on M&A, investments, joint ventures and other strategic transactions; and (x) monitoring emerging regulatory and enforcement trends relevant to the medical imaging industry. Identify, assess and mitigate third-party, anti-corruption/FCPA, healthcare fraud & abuse (e.g., the Anti-Kickback Statute and False Claims Act), and other compliance risks specific to AIS''s global commercial model, including distributor and dealer networks.
Registered Nurse - Compliance Partner Ensign ServicesRegistered Nurse - Compliance PartnerGreen Bay, WisconsinESI is known as the “Service Center” and provides the facilities and leaders it serves with “back-office” support in areas such as accounting, construction, compliance, human resources, information technology, learning and development, legal and risk management and recruiting. Primary responsibilities will involve performing clinical compliance audits, conducting internal investigations under direction of associate and chief compliance officer, reviewing and analyzing medical records and/or claims to detect possible compliance or quality issues.
Registered Nurse - Compliance Partner The Ensign Group IncRegistered Nurse - Compliance PartnerGreen Bay, WI$100,000–$110,000 / yearESI is known as the "Service Center" and provides the facilities and leaders it serves with "back-office" support in areas such as accounting, construction, compliance, human resources, information technology, learning and development, legal and risk management and recruiting. Primary responsibilities will involve performing clinical compliance audits, conducting internal investigations under direction of associate and chief compliance officer, reviewing and analyzing medical records and/or claims to detect possible compliance or quality issues.
NewExecutive - Global Compliance, Advanced Imaging Solutions GE Healthcare Technologies Inc.Executive - Global Compliance, Advanced Imaging SolutionsWaukesha, WI$208,000–$312,000 / yearKey areas of focus include: (i) serving as the principal compliance advisor and business partner to AIS leadership; (ii) building, implementing and continuously improving a global compliance program tailored to AIS's business and risk profile; (iii) partnering closely with global and regional compliance colleagues to drive program execution across regions; (iv) leading compliance communications, training and culture-building initiatives; (v) conducting risk assessment and driving mitigation plans, with particular focus on third-party, anti-corruption, and healthcare fraud & abuse risk; (vi) co-chairing the AIS Compliance Review Board and driving compliance governance with business leadership; (vii) supporting investigations and ensuring timely, appropriate corrective action; (viii) evaluating compliance metrics to identify trends and conduct root cause analysis; (ix) supporting due diligence and integration on M&A, investments, joint ventures and other strategic transactions; and (x) monitoring emerging regulatory and enforcement trends relevant to the medical imaging industry. Identify, assess and mitigate third-party, anti-corruption/FCPA, healthcare fraud & abuse (e.g., the Anti-Kickback Statute and False Claims Act), and other compliance risks specific to AIS's global commercial model, including distributor and dealer networks.
Chief Financial Officer SoloPoint Solutions, Inc.Chief Financial OfficerHartland, WILead cross-functional initiatives including ERP implementation, cost reduction, and process improvements to optimize productivity and profitability. Responsibilities Develop and implement financial strategies aligned with the company's long-term goals and lead strategic financial planning activities.
Chief Information Security Officer UlineChief Information Security OfficerMilwaukee, WIWork with executive leadership and business teams to protect critical data, strengthen resilience and ensure a secure environment for our growing North American company. Build, develop and lead Information Security teams, setting clear expectations across all levels to support performance, accountability and long-term talent development.
Associate Chief Medical Officer Children's WisconsinAssociate Chief Medical OfficerMilwaukee, WIWe provide primary care, specialty care, urgent care, emergency care, community health services, foster and adoption services, child and family counseling, child advocacy services and family resource centers. Please follow this link for a closer look at what it's like to work at Children's Wisconsin: https://www.instagram.com/lifeatcw/ .
NewAssociate Chief Medical Officer Children's Hospital and Health SystemAssociate Chief Medical OfficerMilwaukee, WisconsinWe provide primary care, specialty care, urgent care, emergency care, community health services, foster and adoption services, child and family counseling, child advocacy services and family resource centers. Please follow this link for a closer look at what it’s like to work at Children’s Wisconsin: https://www.instagram.com/lifeatcw/ .
Chief Financial Officer Saint Croix Regional Medical CenterChief Financial OfficerSt. Croix Falls, WICarries out the vision, mission, and strategic goals of the organization as outlined by its articles, bylaws and philosophy of maintaining independence including situations that involve representing the organization in legal matters, addressing conflict of interest concerns, execution of documents and contracts on behalf of the organization, and protecting the 501(c)3 status. Exhibits considerable knowledge of Medicare cost principles and practices, understands implications of changes in Medicare and Medicaid rules, can communicate implications of legislative changes, and manage the annual report and audit processes.
Chief Financial Officer International Crane FoundationChief Financial OfficerMadison, WI$140,000–$150,000 / yearFull timeQualifications:Bachelor's Degree in Accounting, Finance, Business, or a related fieldCPA designationAt least five years of experience serving as a CFO or in an equivalent senior financial leadership roleExperience with nonprofit financial management, international finance management, GAAP compliance, board reporting, budget and forecasting, audit management, and staff leadershipPreferred qualifications include:Master's Degree in Business or a related fieldInternational financial management experienceKnowledge of federal grant complianceEndowment management experienceFamiliarity with Sage MIP (Abila) accounting software. The CFO serves as a key strategic advisor to the CEO, Senior Leadership Team, and Board of Directors, leading financial strategy, long-range financial planning, enterprise risk management, internal controls, treasury management, financial compliance, and organizational stability.