Compliance Analyst - Mutual Funds Neuberger BermanCompliance Analyst - Mutual FundsNew York, NY$80,000–$110,000 / yearAn employee's pay position within the salary range will be based on several factors including, but limited to, relevant education, qualifications, certifications, experience, skills, seniority, geographic location, business sector, performance, shift, travel requirements, sales or revenue-based metrics, market benchmarking data, any collective bargaining agreements, and business or organizational needs. Assist in the administration of compliance programs adopted pursuant to Rule 38a-1 of the Investment Company Act and Rule 206(4)-7 of the Investment Advisers Act; assist the Chief Compliance Officer- Registered Funds with the implementation of the programs, related quarterly and annual assessments, preparation of reports and summaries.
Compliance Analyst - Mutual Funds Neuberger Berman Group LLCCompliance Analyst - Mutual FundsNew York, NY$80,000–$110,000 / yearAn employee's pay position within the salary range will be based on several factors including, but limited to, relevant education, qualifications, certifications, experience, skills, seniority, geographic location, business sector, performance, shift, travel requirements, sales or revenue-based metrics, market benchmarking data, any collective bargaining agreements, and business or organizational needs. Assist in the administration of compliance programs adopted pursuant to Rule 38a-1 of the Investment Company Act and Rule 206(4)-7 of the Investment Advisers Act; assist the Chief Compliance Officer - Registered Funds with the implementation of the programs, related quarterly and annual assessments, preparation of reports and summaries.
Compliance Analyst Neuberger BermanCompliance AnalystNew York, NY$80,000–$110,000 / yearAn employee's pay position within the salary range will be based on several factors including, but limited to, relevant education, qualifications, certifications, experience, skills, seniority, geographic location, business sector, performance, shift, travel requirements, sales or revenue-based metrics, market benchmarking data, any collective bargaining agreements, and business or organizational needs. Provide guidance to the business units when issues arise on policies related to the Compliance Manual, Code of Ethics, Restricted List, Money Laundering Prevention, Outside Activities, Gifts/Entertainment.
Senior Compliance Business Oversight Analyst - Compliance Training Data Management and Reporting The Toronto-Dominion BankSenior Compliance Business Oversight Analyst - Compliance Training Data Management and ReportingNew York, NY$72,280–$117,520 / yearWorks directly with business management, and with internal and external business partners (e.g., Internal Audit, external consultants) to respond to regulatory requests, findings, audits and/or examinations Keeps abreast of emerging issues, trends, and evolving regulatory requirements in the Compliance industry and assesses potential impacts. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.
Compliance Analyst Neuberger Berman Group LLCCompliance AnalystNew York, NY$80,000–$110,000 / yearAn employee's pay position within the salary range will be based on several factors including, but limited to, relevant education, qualifications, certifications, experience, skills, seniority, geographic location, business sector, performance, shift, travel requirements, sales or revenue-based metrics, market benchmarking data, any collective bargaining agreements, and business or organizational needs. Provide guidance to the business units when issues arise on policies related to the Compliance Manual, Code of Ethics, Restricted List, Money Laundering Prevention, Outside Activities, Gifts/Entertainment.
Vendor Compliance Analyst Sr. Global Channel ManagementVendor Compliance Analyst Sr.Port Washington, New YorkReport on operational performance and collaborate with key stake holders to drive data-driven solutions, improve performance, and reduce chargebacks using advance Excel and PowerPoint tools. Inquisitive, analytical and innovative approach to problem solving and capitalizing on opportunities in a timely manner and meet deadlines.
Senior Compliance Analyst - Eatontown, NJ or Remote Crum & ForsterSenior Compliance Analyst - Eatontown, NJ or RemoteEATONTOWN, New JerseyRemoteWith our employee-first focus, the Company is consistently recognized as a great place to work, earning multiple workplace and wellness awards, including the Great Place to Work® Award, Fortune 100 Best Companies to Work For, Fortune Best Workplaces for Parents, Fortune Best Workplaces for Millennials, and many others. The Compliance Department is responsible for the submission of product filings (forms/rates/rules) to the respective state departments of insurance to support profitable business growth, as well as reviewing marketing materials for adherence to the various state unfair trade practices and advertising guidelines.
Compliance Analyst CareerscapeCompliance AnalystNew York, NY$75,000–$95,000 / yearFull timeThe Compliance Analyst will work with legal, operations, risk, and business teams to review procedures, track regulatory updates, assist with audits, and help resolve compliance issues. This role supports the monitoring, documentation, and reporting activities required to maintain compliance with internal policies and applicable regulations.
Senior Compliance Analyst Eatontown, NJ or Remote Crum & Forster Holdings Corp.Senior Compliance Analyst Eatontown, NJ or RemoteEatontown, NJRemoteWith our employee-first focus, the Company is consistently recognized as a great place to work, earning multiple workplace and wellness awards, including the Great Place to Work Award, Fortune 100 Best Companies to Work For, Fortune Best Workplaces for Parents, Fortune Best Workplaces for Millennials, and many others. Information about the Role, Line of Business and Team: The Compliance Department is responsible for the submission of product filings (forms/rates/rules) to the respective state departments of insurance to support profitable business growth, as well as reviewing marketing materials for adherence to the various state unfair trade practices and advertising guidelines.
Portfolio Compliance Analyst (HYBRID) Equitable Financial Life Insurance CompanyPortfolio Compliance Analyst (HYBRID)New York, NY$130,000–$160,000 / year419906'',''true'',''419906'',''false'',''Submission for the position: Portfolio Compliance Analyst (HYBRID) - (Job Number: 260000EE)'',''false'',''419906'',''false'',''true'',''Portfolio Compliance Analyst (HYBRID)'',''260000EE'',''UNITED STATES-NY-New York'',''UNITED STATES-NY-New York'','''','''',''Equitable'',''Equitable'',''Full-time'',''Full-time'',''!*! Communicating Complex Concepts: Knowledge of effective presentation tools and techniques to ensure clear understanding; ability to use summarization and simplification techniques to explain complex technical concepts in simple, clear language appropriate to the audience.
Reporting & Compliance Analyst SGA Inc.Reporting & Compliance AnalystStamford, CT$36–$40 / hourThis position assists in maintaining internal controls, supporting SOX compliance activities, creating and maintaining new customers and sales representatives, and ensuring documentation is complete and current. Job Description/Responsibilities : The Customer Service Reporting & Compliance Analyst supports the Customer Service Reporting & Compliance function by performing reporting, compliance monitoring, audit support, and data analysis activities.
Senior Compliance Analyst OneStream Software LLCSenior Compliance AnalystNYRemote$99,000–$128,500 / yearThe ideal candidate will have experience assessing security controls, supporting customer due diligence and contract reviews, and partnering across teams to address compliance, security, and audit requirements. It's the only enterprise finance platform that unifies financial and operational data, embeds AI for better decisions and productivity, and empowers the CFO to become a critical driver of business strategy and execution.
Reporting & Compliance Analyst Software Guidance & AssistanceReporting & Compliance AnalystStamford, CT$36–$40 / hourThis position assists in maintaining internal controls, supporting SOX compliance activities, creating and maintaining new customers and sales representatives, and ensuring documentation is complete and current. Job Description/Responsibilities : The Customer Service Reporting & Compliance Analyst supports the Customer Service Reporting & Compliance function by performing reporting, compliance monitoring, audit support, and data analysis activities.
Compliance Analyst- US (NJ area, 3 days/week onsite required ) Mesh PaymentsCompliance Analyst- US (NJ area, 3 days/week onsite required )Newark, NJWe serve fast-growing, multi-entity, and global companies - from venture-backed startups scaling their finance function to established mid-market and enterprise businesses managing spend across multiple subsidiaries, currencies, and geographies. Mesh Payments helps finance teams control, automate, and gain visibility into corporate spend, combining corporate cards, expense management, and travel booking in a single platform.
Compliance Analyst eTeam Inc.Compliance AnalystJersey City, NJ$52–$55 / hourThe role focuses on drafting RCM documentation—including policies, procedures, operating models, training materials, and supporting artifacts—while also assisting with readiness assessments, change enablement, and transition from project delivery to BAU operations. The RCM Operational Readiness Support Analyst supports the design, documentation, and implementation of Regulatory Change Management (RCM) operating processes to ensure readiness for business as usual (BAU) execution.
Security & Compliance Analyst Otg Management IncSecurity & Compliance AnalystNew York, NY$90,000–$110,000 / yearThis role oversees ongoing compliance efforts, conducts assessments, manages evidence collection, and supports the remediation of compliance gaps across restaurants & marketplaces, e-commerce platforms, and point-of-sale environments. With more than 300 unique dining and retail locations across North America's busiest airports, we're fueled by a passion for creating exceptional guest experiences-made possible every day by our incredible Crewmembers.
Temporary - Corporate Compliance Analyst The Institute of Electrical and Electronics EngineersTemporary - Corporate Compliance AnalystNew York City, NYMin: $28.00 /hr'',''Max: $31.00/hr'',''Legal'',''Legal'',''United States-New York-New York City'',''United States-New York-New York City'','''','''',''Full-time'',''Full-time'',''Temporary'',''Temporary'',''Jul 31, 2026, 6:19:22 PM'',''Jul 31, 2026, 6:19:22 PM'',''false'',''119805'',''119805'',''true'',''119805'',''false'',''Submission for the position: Temporary - Corporate Compliance Analyst - (Job Number: 260279)'',''false'',''119805'',''false'',''true''. Assist the Deputy General Counsel for Compliance and the Senior Corporate Compliance Manager with ensuring an effective sanctions compliance program through the definition, implementation and oversight of policies, procedures and training aligned with U.S. and global sanctions requirements.
Fraud & Compliance Analyst I Sinch ABFraud & Compliance Analyst INYRemote$66,000–$83,000 / yearFamiliarity with the following messaging operations: international number provisioning, dedicated short code applications and provisioning, toll-free number verifications, 10DLC Process, carrier audit investigations and resolutions, and toll-free and short code number transfers between providers. More than 200,000 businesses - including Google, Uber, Paypal, Visa, Tinder, and many others - rely on Sinch's Customer Communications Cloud to power engaging customer experiences through mobile messaging, voice, and email.
Senior IT Security Compliance Analyst Five Rivers IT, Inc.Senior IT Security Compliance AnalystFair Lawn, NJ$125,000–$175,000 / yearPreferred Qualifications:Experience with Audit Management tools Security certificationPrior experience leading or managing security audits at a SaaS/Cloud company or as a Security Auditor at an audit firmSystems Admin or Network Admin experience implementing security controls Other Details about the Job This job requires working for multiple clients across multiple environments in a managed services setting. Responsible for Incident Management, be readily available for: Incident documentation, ensure risk analysis and severity, manage containment, lead investigation, ensure proper notification protocol, conduct & document lessons learnt, Report on findings to then communicate them to the client.
Compliance Analyst (Hybrid- Newark, NJ) BroadridgeCompliance Analyst (Hybrid- Newark, NJ)Newark, New JerseyThe role involves partnering with subject matter experts and business stakeholders to track remediation activities, monitor recurring review processes, maintain regulatory mappings, and prepare periodic reporting to support effective oversight of the compliance program. We believe that associates do their best when they feel safe, understood, and valued, and we work diligently and collaboratively to ensure Broadridge is a company—and ultimately a community—that recognizes and celebrates everyone’s unique perspective.