461 Results for

Registered Investment Advisor Jobs in Grand Central, NY

Jobs

Uniondale, NY

Identify, seek out, and generate prospects continuously using social media or other marketing tools and create strong relationships with new clients as their trusted advisor . New York Life has received the highest financial strength ratings currently awarded to any U.S. life insurer by each of the four major rating companies: A.M.

13 days ago

Melville, NY

$60,000–$100,000 / year

li>Identify, seek out, and generate prospects continuously using social media or other marketing tools and create strong relationships with new clients as their trusted advisor . New York Life has received the highest financial strength ratings currently awarded to any U.S. life insurer by each of the four major rating companies: A.M.

4 days ago

Uniondale, NY

New York Life Insurance Company is currently hiring managers for its Fast Track Partner Program, a training in which participants start as financial professionals who gain first-hand experience in the field. New York Life has received the highest financial strength ratings currently awarded to any U.S. life insurer by each of the four major rating companies: A.M.

13 days ago

Melville, NY

$75,000–$100,000 / year

Our financial professionals help clients develop a long-term financial strategy to achieve their financial goals using an array of financial products and services, including life insurance, investments, annuities, and mutual funds. New York Life has received the highest financial strength ratings currently awarded to any U.S. life insurer by each of the four major rating companies: A.M.

5 days ago

New York, NY

$150,000–$200,000 / year

p>As a Senior Investment Adviser for Masterworks Advisers, you will be a trusted, high-impact contributor on our advisory team — bringing deep financial expertise and a proven track record of client relationship management, and play a pivotal role in growing our investor community — whether guiding prospective investors through their first art investment or nurturing relationships with our established member base.

Existing Investor Growth (Senior): Own a portfolio of established investors, driving significant repeat investment activity through proactive outreach, annual portfolio reviews discussing highlights and lowlights, and strategic presentation of new offerings.

30+ days ago

New York, NY

Full time

Aid the Advisors by building and maintaining client relationships through processing requests, resolving issues, and providing up-to-date information and assisting the Advisors with ongoing wealth planning for clients and referral source management and new lead generation. Chase is a leading financial services firm, helping nearly half of America's households and small businesses achieve their financial goals through a broad range of financial products.

30+ days ago

Elmhurst, New York

Key responsibilities include triaging client leads, making referrals to business partners based on client needs and asset thresholds, meeting with clients to review financial and investment goals, building a financial plan, and recommending brokerage products.

Works with clients to plan their short and long-term financial goals by building a financial plan with brokerage products, including stocks, bonds, mutual funds, annuities, and banking and money managed solutions.

30+ days ago

New York, NY

$200–$500

Senior Investment Advisors are a critical tier of our ecosystem—providing strategic, high-touch guidance to sponsors, funds, and investors while benefiting from both earning opportunities and elevated credibility across the network. This role is ideal for experienced operators, ex-investment bankers, fund managers, or senior consultants with a proven record of executing capital transactions or leading investment initiatives.

7 days ago

New York, New York

Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. The Alternative Investments Advisor Relations Team enables greater communication of fund information for the Alternative Investments business across Private Equity, Private Credit, Venture Capital, Infrastructure and Private Real Estate funds.

30+ days ago

$125,000–$150,000 / year

p>Our advisory team utilizes their extensive knowledge of financial markets, portfolio construction, and macroeconomics to advise our established member base on expanding their investments in blue-chip artwork. This is a revenue-generating role with a strong investor relations component-you will leverage deep relationships and portfolio expertise to generate repeat investment activity and maximize investor lifetime value.

30+ days ago

$100,000–$150,000 / year

In this role, you will have the opportunity to manage and nurture an established and expanding client base while gaining hands-on experience in advanced financial planning, including retirement strategies, tax optimization, estate coordination, and risk management.

Job Accountabilities:

Partner with the lead advisor to deliver comprehensive wealth management solutions through technical sales, analytics, and client service, including investment sales for prospective clients.

30+ days ago

Paramus, NJ

$170,500–$284,100 / year

p>Education and Experience Required:

Bachelor's degree and a minimum of 7 years' investment-related experience, or in lieu of a degree, a combined minimum of 11 years' higher education and/or work experience, including a minimum of 7 years' investment-related experience. Recommends investment solutions via a needs-based, consultative approach, and proactively manages the client relationship including guiding sensitive and/or difficult client situations to a mutually satisfactory resolution.

6 days ago

Springfield, NJ

Remote

$60,000–$75,000 / year

30+ days ago

New York, New York

li>Participate in internal meetings as well as pre and post-call planning as a support resource to partners in the latter stage of the sales process, including Private Client Advisors, Financial Advisors, Relationship Managers and other partners.

M&T Bank is committed to fair, competitive, and market-informed pay for our employees.

3 days ago

Paramus, New Jersey

p>Bachelor’s degree and a minimum of 7 years’ investment-related experience, or in lieu of a degree, a combined minimum of 11 years’ higher education and/or work experience, including a minimum of 7 years’ investment-related experience.

M&T Bank is committed to fair, competitive, and market-informed pay for our employees.

7 days ago

New York City, New York

Remote

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Underwriting new investments on behalf of institutional investors (comprising over $50 billion in invested real estate equity) across multiple property types and locations, including the review of cash flow assumptions, pricing, fees, and preparation of discounted cash flow models including complex waterfall fee structures;

Analyzing investment opportunities in operating companies, separate accounts, programmatic joint venture, and funds;

Evaluating potential investment partners based on track records, strategies, pipelines, financial and operating structures, and management interviews;

Research and develop knowledge of industry trends and participants;

Reviewing existing assets, including investment performance reporting, hold/sell analyses, budget reviews, capital plans, restructuring analyses, and appraisal reviews; and .

Bachelor’s degree in real estate, finance, economics, or with a demonstrated interest in quantitative analysis in the real estate industry;
Work experience requiring quantitative analysis, either through multiple internships or working in the private/public sector;
Proficiency in Microsoft Office applications including Word and PowerPoint, and particularly in the use of Excel for financial modeling and analysis;
- Excellent written and verbal communication skills;
- Demonstrated knowledge of commercial real estate underwriting and valuation;
- Ability to structure quantitative and qualitative problem-solving approaches, and attention to detail and accuracy;
- Experience managing junior team members on projects;
- Experience and ability to manage multiple projects at any given time under various time frames and constraints; and.

18 days ago

New York, NY

$325,000–$400,000 / year

p>Demonstrated track record of raising co-investment capital Network of differentiated capital sources and ability to influence decision makers Strong understanding or interest in the latest technology trends and companies Strong commercial judgement, excellent communication skills, and experience presenting to senior internal and external stakeholders. Our global corporate advisory, investing, development and equities capabilities are underpinned by a full spectrum of capital markets solutions and deep sector expertise, with a focus on infrastructure and real assets, technology, software and services, and resources, energy and materials.

30+ days ago

New York, NY

$140,000–$185,000

p>Actual openings may vary based on employer type (wealth management firms, asset managers, investment banks, registered investment advisors, family offices, or institutional consultants), client segment, and asset class focus.

These roles typically involve close collaboration with advisors, portfolio managers, research teams, and risk and compliance professionals to ensure portfolios align with client objectives, risk tolerance, and market conditions.

7 days ago

Purchase, NY

$100,000–$160,000 / year

Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. The Committees carry out these functions on behalf of MSIM as a registered investment advisor as well as on behalf of the Boards of Directors / Trustees, which provide oversight in ensuring the net asset value of each fund is fair to purchasing, redeeming, and existing shareholders.

30+ days ago

New York, NY

$156,170–$192,610 / year

Here's what we're looking for: 7+ years of compliance experience at a FINRA-registered broker-dealer and SEC-registered investment adviser, with deep working knowledge of FINRA Rules , the SEC Rules (including the Marketing Rule, Reg S-P and Reg S-ID), GLBA, and Bank Secrecy Act. It requires someone who can move fluidly between strategic oversight and hands-on execution, who understands what it means to carry a compliance program in a regulated financial services environment, and who can serve as a supervisory principal over AI, ensuring tools are deployed lawfully, outputs are validated, and the program evolves alongside regulatory expectations.

30+ days ago

$200,000–$290,000 / year

li>RIA expertise and coordination: Provide compliance leadership for advisory activities within an SEC-registered RIA framework (including Advisers Act obligations such as disclosures, conflicts management, Code of Ethics oversight, and best execution), and coordinate broker-dealer/RIA requirements to promote consistent client outcomes and a cohesive control environment.

Please review the following job description:

The Chief Compliance Officer (CCO) for Truist Investment Services, Inc. and Truist Advisory Services, Inc. is responsible for leading an integrated broker-dealer and SEC-registered registered investment adviser (RIA) compliance program and serving as the primary regulatory-facing executive for the firms.

30+ days ago

$165,000–$195,000 / year

li>Relevant experience working at a major law firm or equivalent in-house experience ideally with some mix of (i) meaningful exposure to fund structures and governance, (ii) corporate transactional work including capital markets, investment funds, project finance, securities, structured finance, private equity, or public finance law, or (iii) investment adviser or regulatory compliance.

Your largest responsibilities will depend on your unique background and strengths, however the scope of responsibilities include:

Advise deal teams from initial structuring to drafting and negotiation of final financing and outcome-contingent agreements; oversee external counsel in discussion and negotiation with project stakeholders (within private, nonprofit and public sectors); contribute to deal document negotiations.

30 days ago

New York, NY

$289,700–$362,100 / year

ul>

Set the overall direction for our investment products across business and personal offerings (Treasury and Invest), including how we design, position, and evolve them over time, shaping how tens of billions of dollars are managed on behalf of our customers. You'll sit in the Product org, working at the intersection of investments, product development, brokerage operations, and compliance, ensuring that as we scale our investment platform, we do so with the rigor and care our customers trust us for.

30+ days ago

$180,000–$240,000 / year

The Vice President, Registered Fund Compliance Officer will be responsible for maintaining and enhancing the compliance program for Wilshire's registered fund complex, including mutual funds, a variable insurance trust (VIT), and an interval fund. This role serves as a key compliance resource to the fund boards and works closely with internal stakeholders and sub-advisors to ensure adherence to the Investment Company Act of 1940 (the "40 Act") and applicable SEC regulations.

24 days ago

New York, New York

Remote

$92,114–$156,880 / year

Overview:

ABOUT US

RBC Rochdale partners with financial advisors and their high-net-worth clients to build intelligently personalized investment portfolios.

Benefits and Perks

At City National, we strive to be the best at whatever we do, including the benefits and perks we offer our colleagues including:

Comprehensive healthcare coverage, including Medical, Dental and Vision plans, available the first of the month following start date.

20 days ago

New York, NY

$80,000–$150,000

The Guardian FR contract includes a draw starting at $24,000; inexperienced FRs in their first four years earn $90K to $100K per year on average, including first year and renewal commissions; renewal commissions begin in year two. You will work with individuals and businesses in your community providing access to financial products and services that will protect their assets, help them understand their financial life, and build wealth for the future.

28 days ago

As a Wealth Management Financial Advisor, you will build and deepen client relationships, deliver comprehensive planning, and manage portfolios using Baldwin's integrated advice platform. Any unsolicited resumes sent to The Baldwin Group, including unsolicited resumes sent via any source from an Agency, will not be considered and are not subject to any fees for any placement resulting from the receipt of an unsolicited resume.

30+ days ago

Middlesex, NJ

$28.85–$33.65 / hour

I was provided with dedicated study time, training, and support On screen copy: While studying for Security Licenses, the Academy at Bank of America provides: Dedicated study time Training Support while I obtained my Securities Industry Essentials, Series 7, and Series 66 licenses. Merrill Lynch, Pierce, Fenner & Smith Incorporated (also referred to as "MLPF&S" or "Merrill") makes available certain investment products sponsored, managed, distributed or provided by companies that are affiliates of Bank of America Corporation ("BofA Corp.").

30+ days ago

$28.85–$33.65 / hour

Once you have demonstrated success as a licensed Financial Solutions Advisor Stage I, you will typically progress into the next role, Financial Solutions Advisor Stage II, where you will continue to practice the skills youve learned by growing and deepening relationships within a portfolio of clients. Merrill Lynch, Pierce, Fenner & Smith Incorporated (also referred to as MLPF&S or Merrill) makes available certain investment products sponsored, managed, distributed or provided by companies that are affiliates of Bank of America Corporation (BofA Corp.).

30+ days ago

Brooklyn, NY

$28.85–$33.65 / hour

30+ days ago

New York, NY

$28.85–$33.65 / hour

30+ days ago

New York, New York

$61,000–$250,000 / year

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Performance-based earnings and revenue1: Average advisor annual earnings of $61K-$119K (based on 2018-2023 company average for representatives in the first 3 years). Responsibilities: As a financial advisor, you will: 
Grow your client base by making new connections, maintaining a strong referral network, and providing a great client experience.

21 days ago

New York, NY

$118,000–$170,000 / year

p>As a Private Wealth Associate for Masterworks Advisers, you will be an essential part of our gallery sales team - focused on driving activity, building pipeline, and supporting the client experience from first introduction through early relationship stages. This role operates within a team structure: you will work alongside Senior Advisors toward shared gallery AUM targets, contributing directly to location-level production goals.

3 days ago

$150,000–$200,000 / year

p>As a Senior Financial Advisor for Masterworks Advisers, you will be responsible for building trusted relationships with UHNW prospective clients who visit our art gallery in-person. You will meet around ~50 prospects per day in-person, at evening art events with multi-million dollar paintings by artists like Banksy and Basquiat, and educate them on the benefits of investing in art.

30+ days ago

Huntington, NY

$70,000–$80,000 / year

30+ days ago

Wantagh, NY

$28.85–$33.65 / hour

p>Merrill Lynch, Pierce, Fenner & Smith Incorporated (also referred to as "MLPF&S" or "Merrill") makes available certain investment products sponsored, managed, distributed or provided by companies that are affiliates of Bank of America Corporation ("BofA Corp."). Key responsibilities include triaging client leads, making referrals to business partners based on client needs and asset thresholds, and meeting with clients to review financial and investment goals and recommend products.

30+ days ago

$70,000–$80,000 / year

p>Back to search results Financial Solutions Advisor - Manhattan South Market New York, New York; New York, New York; New York, New York; New York, New York; New York, New York Additional locations Apply × To proceed with your application, you must be at least 18 years of age. On screen copy: Advise clients on their investment goals in order to pursue those goals [Saving and Budgeting tool in the mobile app is shown] I interact with clients from all walks of life, from small-business owners developing a financial plan to new parents looking to start saving money for their child's college education.

30+ days ago

South Plainfield, NJ

$70,000–$80,000 / year

p>Back to search results Financial Solutions Advisor - Central NJ Market South Plainfield, New Jersey; Rahway, New Jersey; Linden, New Jersey; Berkeley Heights, New Jersey; Clark, New Jersey; Iselin, New Jersey Additional locations Apply × To proceed with your application, you must be at least 18 years of age. On screen copy: Advise clients on their investment goals in order to pursue those goals [Saving and Budgeting tool in the mobile app is shown] I interact with clients from all walks of life, from small-business owners developing a financial plan to new parents looking to start saving money for their child's college education.

30+ days ago

Fort Lee, NJ

$65,000–$80,000 / year

On screen copy: Advise clients on their investment goals in order to pursue those goals [Saving and Budgeting tool in the mobile app is shown] I interact with clients from all walks of life, from small-business owners developing a financial plan to new parents looking to start saving money for their child's college education. Merrill Lynch, Pierce, Fenner & Smith Incorporated (also referred to as "MLPF&S" or "Merrill") makes available certain investment products sponsored, managed, distributed or provided by companies that are affiliates of Bank of America Corporation ("BofA Corp.").

30+ days ago

East Brunswick, NJ

$70,000–$80,000 / year

On screen copy: Advise clients on their investment goals in order to pursue those goals [Saving and Budgeting tool in the mobile app is shown] I interact with clients from all walks of life, from small-business owners developing a financial plan to new parents looking to start saving money for their childs college education. Merrill Lynch, Pierce, Fenner & Smith Incorporated (also referred to as MLPF&S or Merrill) makes available certain investment products sponsored, managed, distributed or provided by companies that are affiliates of Bank of America Corporation (BofA Corp.).

30+ days ago

Morristown, NJ

$70,000–$80,000 / year

30+ days ago

Brooklyn, NY

$70,000–$80,000 / year

30+ days ago

$65,000–$80,000 / year

Responsibilities:• Works with clients to plan their short and long-term financial goals by building a financial plan with brokerage products, including stocks, bonds, mutual funds, annuities, and banking and money managed solutions• Recommends banking and investments strategies that align with client financial goals and needs• Triages client requests and makes referrals to appropriate internal service providers based on client needs and asset thresholds• Mitigates and controls risk as part of daily activities• Identifies and engages potential new clients through referrals or financial center clientele• Provides coaching and feedback to referral partners based on knowledge of client needs and potential product services recommendedRequired Qualifications:• Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses. Key responsibilities include triaging client leads, making referrals to business partners based on client needs and asset thresholds, meeting with clients to review financial and investment goals, building a financial plan, and recommending brokerage products.

30+ days ago

p>• Account Management • Advisory • Client Experience • Branding • Customer and Client Focus • Oral Communications • Active Listening • Attention to Detail • Client Solutions Advisory • Issue Management • Pipeline Management • Causation Analysis • Client Management • Policies, Procedures, and Guidelines • Risk Management • Written Communications. Key responsibilities include:

• Triage client leads • Making referrals to business partners based on client needs and asset thresholds • Meeting with clients to review financial and investment goals • Building a financial plan and recommending brokerage products.

30+ days ago

Freeport, NY

$28.85–$33.65 / hour

Merrill Lynch, Pierce, Fenner & Smith Incorporated (also referred to as "MLPF&S" or "Merrill") makes available certain investment products sponsored, managed, distributed or provided by companies that are affiliates of Bank of America Corporation ("BofA Corp."). Key responsibilities include triaging client leads, making referrals to business partners based on client needs and asset thresholds, and meeting with clients to review financial and investment goals and recommend products.

30+ days ago

Flushing, NY

$70,000–$80,000 / year

30+ days ago

Red Bank, NJ

$70,000–$80,000 / year

p>• Works with clients to plan their short and long-term financial goals by building a financial plan with brokerage products, including stocks, bonds, mutual funds, annuities, and banking and money managed solutions • Recommends banking and investments strategies that align with client financial goals and needs • Triages client requests and makes referrals to appropriate internal service providers based on client needs and asset thresholds • Mitigates and controls risk as part of daily activities • Identifies and engages potential new clients through referrals or financial center clientele • Provides coaching and feedback to referral partners based on knowledge of client needs and potential product services recommended.

• Advisory • Account Management • Client Experience • Branding • Customer and Client Focus • Oral Communications • Issue Management • Client Solutions Advisory • Pipeline Management • Active Listening • Attention to Detail • Risk Management • Policies, Procedures, and Guidelines • Client Management • Causation Analysis • Written Communications.

30+ days ago

$65,000–$80,000 / year

30+ days ago

Scotch Plains, NJ

$70,000–$80,000 / year

30+ days ago

Clifton, NJ

$28.85–$33.65 / hour

Merrill Lynch, Pierce, Fenner & Smith Incorporated (also referred to as "MLPF&S" or "Merrill") makes available certain investment products sponsored, managed, distributed or provided by companies that are affiliates of Bank of America Corporation ("BofA Corp."). I was provided with dedicated study time, training, and support On screen copy: While studying for Security Licenses, the Academy at Bank of America provides: Dedicated study time Training Support while I obtained my Securities Industry Essentials, Series 7, and Series 66 licenses.

30+ days ago

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Registered Investment Advisor Jobs in Grand Central, NY

Entry-Level Insurance Sales Agent New York Life - Nassau County General Office

Entry-Level Financial Service Professional NYL Nassau-Suffolk Region

Fast Track Insurance Partner New York Life - Nassau County General Office

Entry-Level Life Insurance Sales Agent NYL Nassau-Suffolk Region

Senior Investment Advisor Masterworks

J.P. Morgan Wealth Management - Private Client Investment Associate - Select Advisor Group JPMorgan Chase Bank, N.A.

Financial Solutions Advisor - Consumer Investments - Elmhurst South, IL Bank of America

Senior Investment Advisor Initio Capital

Alternative Investments Advisor Relations Associate Morgan Stanley

Senior Investment Advisor Masterworks LLC

Investments Advisor NFP Corp

Senior Wealth Investment Advisor M&T Bank Corp

Investment Advisor – Client Acquisition (Remote) Ridgewood Investments

Senior Wealth Investment Advisor Associate Wilmington Trust

Senior Wealth Investment Advisor Wilmington Trust

Vice President, Investments & Portfolio Management Rclco

Senior Vice President, US Co-Investment Lead Macquarie Group Ltd

Investment Advisory Analyst Career Launch AI

Valuation Specialist - Investment Management - Senior Associate Morgan Stanley

Compliance Lead, Broker-Dealer & Investment Adviser Gusto Inc

Chief Compliance Officer (CCO) for Truist Investment Services, Inc. and Truist Advisory Services, Inc. Truist Financial Corp

Senior Assistant General Counsel, Impact Investments Social Finance, Inc

Head of Investment Products Mercury Technologies Inc

Vice President, Registered Fund Compliance Officer Wilshire Advisors, LLC

Research/Investment Management City National Bank

Financial Advisor Forest Hills Financial Group

Senior Wealth Advisor - The Baldwin Group Financial Services The Baldwin Group Insurance Holdings, LLC

Financial Solutions Advisor Registration Candidate - Middlesex Bank of America Corp

Financial Solutions Advisor Registration Candidate - Flatiron Bank of America Corp

Financial Solutions Advisor Registration Candidate - Park Slope 7th Ave Bank of America Corp

Financial Solutions Advisor Registration Candidate - Lexington Avenue & 75th Street Bank of America Corp

Financial Advisor Northwestern Mutual

Private Wealth Advisor Masterworks LLC

Senior Financial Advisor Art Gallery Masterworks LLC

Financial Solutions Advisor - Central Long Island Market ( Bilingual Spanish Required) Bank of America Corp

Financial Solutions Advisor Registration Candidate - Wantagh Financial Center Bank of America Corp

Financial Solutions Advisor - Manhattan South Market Bank of America Corp

Financial Solutions Advisor - Central NJ Market Bank of America Corp

Financial Solutions Advisor - Bergen East Market Bank of America Corp

Financial Solutions Advisor - Central South NJ Market Bank of America Corp

Financial Solutions Advisor - Northwest NJ Market Bank of America Corp

Financial Solutions Advisor - S Brooklyn/Staten Island Market Bank of America Corp

Financial Solutions Advisor - Westchester / Bronx Market Bank of America Corp

Financial Solutions Advisor - Williston Park Financial Center Bank of America Corp

Financial Solutions Advisor Registration Candidate - Freeport Financial Center Bank of America Corp

Financial Solutions Advisor - Greater Queens NY Market Bank of America Corp

Financial Solutions Advisor - Ocean Market Bank of America Corp

Financial Solutions Advisor - Western Long Island Market Bank of America Corp

Financial Solutions Advisor - Scotch Plains Bank of America Corp

Financial Solutions Advisor Registration Candidate - Clifton Bank of America Corp

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