24 Results for

Registered Investment Advisor Jobs in Pennsylvania

Jobs

Moosic, Pennsylvania12 days ago

$61,000–$250,000 Per Year

Northwestern Mutual is the marketing name for The Northwestern Mutual Life Insurance Company (NM) and its subsidiaries, including Northwestern Long Term Care Insurance Company (NLTC), Northwestern Mutual Investment Services, LLC(NMIS) (Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. As used here, “revenue” includes exclusively First Year and Renewal Commissions, Bonuses, Northwestern Mutual Investment Services, LLC and Northwestern Mutual Wealth Management Company commissions and fees, Strategic Employee Benefits Services commissions, and Expense Allowances.

Bala Cynwyd, PA30+ days ago

This individual will work directly in coordination with our Wealth Advisors and a talented team of wealth management professionals to deliver our allWEALTH experience to high net worth individuals and families: enhancing our clients’ lives through alignment of their wealth and what matters most. As one of the fastest growing RIAs in the country, Associate Wealth Advisors eventually work toward becoming Wealth Advisors, developing their own client base through both organic networks and custodian referral channels with which Beacon Pointe partners.

Oaks, PA30+ days ago

SEI's competitive advantage: To help you stay energized, engaged and inspired, we offer a wide range of benefits including comprehensive care for your physical and mental well-b ing, a strong retirement plan, tuition reimbursement, a hybrid working environment for most roles, support for working parents and flexible Paid Time Off (PTO) so you can relax, recharge and be there for the people you care about. Learn all facets of the Middle Office Operation including new account set-up, distributions, receipts, trade processing, model changes, non-monetary account changes and monetary requests which include detailed multi-step processes.

Warrington, PA30+ days ago

Full-time

Using a broad investment product and thought leadership platform along with cutting edge digital technology, you will be front and center representing our brand and interacting with our clients to offer the best investment solutions to meet their financial needs. Chase is a leading financial services firm, helping nearly half of America's households and small businesses achieve their financial goals through a broad range of financial products.

Easton, PA30+ days ago

Full-time

Villanova, PA30+ days ago

Full-time

Kennett Square, PA30+ days ago

Full-time

Harrisburg, PA30+ days ago

Villanova, PA30+ days ago

Philadelphia, PA30+ days ago

State College, PA30+ days ago

Pittsburgh, Pennsylvania28 days ago

What You'll Be Doing: Under immediate supervision, Client Services Associate (Registered) assists one or more Financial Advisor(s) (FA(s)) with the opening and maintenance of client accounts and records, performs a wide variety of administrative support duties, including but not limited to, word processing, preparing mailings, filing, answering the phone, obtaining approvals for FA(s) communications and advertisements, provides overall customer service support to clients, may enter trades as directed by the FA(s). Registered Client Service Associates may highlight a service or product but may not discuss products or investments beyond a point that the discussion becomes a solicitation where the specific appropriateness of the investment or the suitability of the client becomes a factor.

New!

Bala Cynwyd, PA6 days ago

The Client Service Associate will join a highly talented team of wealth management and client service professionals that service the investment management and financial planning needs of high-net-worth individuals, families and institutions. Meets regularly with wealth advisors and associate wealth advisors to prioritize workload, provides timely updates on client service items and escalates potential issues when appropriate.

Berwyn, PA27 days ago

Full-time

The Senior Project Manager will be responsible for planning and executing complex, multi-workstream projects, collaborating with internal partners, building positive relationships with our clients, providing mentorship and training to junior team members and be considered the “go to” for the Project Management department. The vast majority of the nation’s leading banks, the largest wealth management and brokerage firms, and over 500 of the largest RIAs rely on Envestnet’s wealth management platform and solutions to drive business growth, boost productivity, and deliver better financial outcomes for their clients.

York, PA24 days ago

Part-time

By engaging a workforce and offering them a personal relationship with a primary care physician, we can deliver measurably better outcomes, making people happier, healthier, and more productive while significantly lowering overall medical costs for employers. Practice thorough, patient-focused, effective primary care rather than rushing patients through and spending hours coding and charting.

Wexford, PA30+ days ago

Key Responsibilities: As a Client Service Associate, you will be an integral part of the client service team, and will SUPPORT the Advisors in: Daily administration of the Financial Advisor's business by opening new client accounts, preparing and processing account specific and investment related documentation, facilitating outgoing disbursements and incoming deposits of funds and securities, maintaining current and accurate client information in accordance with industry and regulatory compliance. Our client, a distinguished wealth management and registered investment advisory firm located in Wexford, PA, is recruiting a Client Service Associate to join their dynamic team.

Pittsburgh, Pennsylvania30+ days ago

Remote

$200,000–$310,000 Per Year

This position requires you to obtain/maintain all applicable FINRA licensing exams (Securities Industry Essentials, Series 6, Series 63, and Series 65 or equivalent), sponsorship from State Farm VP Management Corp (SFVPMC) and State Farm Investment Management Corp. With the opportunity to initially earn up to 20 days annually plus parental leave, paid holidays, celebration day, life leave (40 hours/year), bereavement leave, and community service/education support days, there will be plenty of time for you!

Lancaster, PA13 days ago

$50,000–$80,000 Per Year

As a Financial Planner at uFinancial Group, you will work directly with real businesses and individuals trying to pursue their ideas of financial freedom. Study material and sponsorship for SIE (Securities Industry Exam), Series 7 and Series 66.

Philadelphia, Pennsylvania30+ days ago

Develop and deliver highly customized wealth plans and quarterly client deliverables, including net worth analyses, cash flow projections, income tax projections and planning, and estate & wealth transfer strategies, ensuring advice is aligned with clients’ long-term objectives. Comprehensive Planning & Advice: Design and implement strategies across all areas of wealth planning, such as cash flow and liquidity planning, risk management/insurance strategies, retirement and executive benefit optimization, income and estate tax mitigation, charitable giving plans, asset protection techniques, and intergenerational wealth transfer.

Conshohocken, Pennsylvania30+ days ago

What You'll Be Doing: Under immediate supervision, Client Services Associate (NR) assists one or more Financial Advisor(s) (FA(s)) with the opening and maintenance of client accounts and records, performs a wide variety of administrative support duties, including but not limited to, word processing, preparing mailings, filing, answering the phone, obtaining approvals for FA(s) communications and advertisements, provides overall customer service support to clients, may enter trades as directed by the FA(s). Stifel is home to approximately 9,000 individuals who are currently building their careers as financial advisors, research analysts, project managers, marketing specialists, developers, bankers, operations associates, among hundreds more.

Berwyn, PA22 days ago

Full-time

The vast majority of the nation’s leading banks, the largest wealth management and brokerage firms, and over 500 of the largest RIAs rely on Envestnet’s wealth management platform and solutions to drive business growth, boost productivity, and deliver better financial outcomes for their clients. Adherence to and application of Envestnet legal, compliance, risk, business continuity and administrative policy within the role and department(s) including the timely completion of training & awareness, affirmations and testing as requested.

Berwyn, PA11 days ago

Full-time

Lewisburg, Pennsylvania30+ days ago

A significant amount of time will be spent building relationships and soliciting first mortgages with realtors, builders, accountants, lawyers, financial advisors and other referral sources to obtain mortgage loan applications. Work with customers and prospective customers to assist them in identifying and securing a mortgage loan that is appropriate for their individual financial circumstances and is designed to help them achieve their financial goals, including home ownership.

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Registered Investment Advisor Jobs in Pennsylvania

Jobs

Financial AdvisorNorthwestern Mutual

Associate Wealth AdvisorBeacon Pointe Advisors LLC

Operations Analyst - Advisor SolutionsSEI INVESTMENTS COMPANY

J.P. Morgan Wealth Management - Private Client Advisor - Doylestown, Montgomeryville, New Britain, Souderton, Warrington, PAJPMorgan Chase Bank, N.A.

J.P. Morgan Wealth Management - Private Client Advisor - Easton, PAJPMorgan Chase Bank, N.A.

J.P. Morgan Wealth Management - Private Client Advisor - Conshohocken, Haverford, Norristown, Villanova, PAJPMorgan Chase Bank, N.A.

J.P. Morgan Wealth Management - Private Client Advisor - Kennett Square, PAJPMorgan Chase Bank, N.A.

J.P. Morgan Wealth Management - Private Client Advisor - Harrisburg and Lititz, PAJPMorgan Chase

J.P. Morgan Wealth Management - Private Client Advisor - Villanova, Phoenixville and Harleysville, PAJPMorgan Chase

J.P. Morgan Wealth Management - Private Client Advisor - Philadelphia, PAJPMorgan Chase

J.P. Morgan Wealth Management - Private Client Advisor - State College, PAJPMorgan Chase

Registered Client Service AssociateStifel

Client Service AssociateBeacon Pointe Advisors LLC

Senior Project ManagerEnvestnet

PT Family Nurse PractitionerProactive MD

Client Service Associate Wealth ManagementGables Search Group

Sales Leader- Pittsburgh Northeast Sales TerritoryState Farm

Entry Level - Financial PlanneruFinancial Group

Senior Wealth PlannerRockefeller Capital Management

Client Service AssociateStifel

Technical Consultant - Tamarac TradingEnvestnet

Technical Consultant - Tamarac ReportingEnvestnet

Senior Mortgage Loan OfficerFulton Bank

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