Compliance and Risk Analyst (Digital Banking/Fintech) JobotCompliance and Risk Analyst (Digital Banking/Fintech)Stamford, CT$100,000–$135,000 / yearFounded by a team of seasoned financial experts and tech innovators, this financial services and technology company offers a suite of cutting-edge financial services designed to simplify banking, payments, and investments for individuals and businesses worldwide. Information collected and processed as part of your Jobot candidate profile, and any job applications, resumes, or other information you choose to submit is subject to Jobot's Privacy Policy, as well as the Jobot California Worker Privacy Notice and Jobot Notice Regarding Automated Employment Decision Tools which are available at jobot.com/legal.
Risk Manager - US BC Forward AsymblRisk Manager - USWhite Plains, NY$60–$70 / hourFull timeThe ideal candidate will have strong experience in complex general liability, product manufacturing risk, and casualty claims management and a proven ability to design and optimize commercial insurance programs, reduce total cost of risk, and drive favorable claim outcomes . Oversee casualty claims, including general and product liability, partnering with TPAs, carriers, defense counsel, and brokers to achieve favorable outcomes.
Corporate Compliance & Risk Auditor CORNELL SCOTT-HILL HEALTH CORPORATIONCorporate Compliance & Risk AuditorNew Haven, CTThis position plays a key role in identifying compliance gaps, evaluating operational risks, and recommending practical solutions that strengthen internal controls, reduce organizational risk, and support a culture of integrity, accountability, and continuous improvement. Assists the Chief Corporate Compliance & Risk Officer in developing an internal annual Corporate Compliance Work Plan that identifies potential compliance risk areas as well as incorporates initiatives outlined in the OIG Work Plan.
Head of US Risk & Compliance (Ethics & Professional Responsibility) - New Haven, New York, Greenwich Withers Bergman LLPHead of US Risk & Compliance (Ethics & Professional Responsibility) - New Haven, New York, GreenwichNew Haven, CT$280,000–$350,000 / yearAs the leader of a team, the successful candidate will oversee all activities of the US Risk & Compliance team, assist in identifying areas of risk inherent in the firm's practice and ensuring that there are in place best practice mechanisms and procedures to respond to and manage those risks, and be committed to developing the Risk & Compliance function throughout the US, working alongside teams in Europe and Asia. The Head of US Risk & Compliance will play a key role in developing and implementing the firm's risk and compliance strategy and lead the process of ensuring compliance with relevant legislation, and ensuring risk is being effectively managed and mitigated and the firm adopts fit for purpose programs and procedures to ensure best practice is adhered to.
Risk Management and Internal Controls – Investment Solutions Products Morgan StanleyRisk Management and Internal Controls – Investment Solutions ProductsPurchase, New York$85,000–$140,000 / yearOur values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. Risk Identification – Assist in planning and performing internal reviews of procedures and controls residing within various product and business areas to ensure that controls are adequately designed and are operating effectively in preparation for all audits, compliance exams, and regulatory inquiries.
Risk Management And Internal Controls - Investment Solutions Products Morgan StanleyRisk Management And Internal Controls - Investment Solutions ProductsPurchase, NY$85,000–$140,000 / yearOur values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. Primary responsibilities include: Supporting BCU Officer(s)in the following areas: EquityZen Migration- Assist in the migration of newly acquired Equity Zen business processes with a focus on developing and implementing of the control framework.
Risk Management and Internal Controls - Investment Solutions Products Morgan StanleyRisk Management and Internal Controls - Investment Solutions ProductsPurchase, NY$85,000–$140,000 / yearOur values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. Primary responsibilities include: Supporting BCU Officer(s)in the following areas: EquityZen Migration - Assist in the migration of newly acquired Equity Zen business processes with a focus on developing and implementing of the control framework.
Cybersecurity Governance and Risk Analyst Hudson Valley Federal Credit UnionCybersecurity Governance and Risk AnalystPoughkeepsie, NYBachelor's Degree or at least 2 years equivalent experience for each undergraduate year not completed; undergraduate degree cannot substitute for minimum number of years of experience in Information security, Computer Science, Information Management, or related field required. Prioritizes the needs of members, and internal stakeholders in all Cybersecurity governance initiatives, leveraging research and analytics to enhance the impact of data-driven solutions and improve user experience.
Risk and Assurance Manager ASMLRisk and Assurance ManagerWilton, ConnecticutThe Program Manager acts as a strategic connector between US regional needs and global competency leads in Veldhoven, partnering closely with the Regional Business Continuity Lead, Legal, Procurement, Risk & Compliance, and site leadership. Build and maintain strong relationships with US site leadership, regional competency leads, and global stakeholders to align priorities, identify risks, and coordinate execution.
Specialist, Clinical QC Compliance, Analytical Development and Quality Control Artech LLCSpecialist, Clinical QC Compliance, Analytical Development and Quality ControlNew Haven, CT$35–$39.28 / hourThis candidate will be responsible for administrative duties such as data archival, ALCOA+ documentation management, assurance/adherence to local GMP procedures, initiation and support of change controls, deviations and investigations (as applicable) relevant to ADQC biologic and gene therapy programs. Additionally, this candidate will be assisting the CQC Compliance team with the Clinical QC periodic review process, equipment qualification program and EQV system, ensuring quality requirements are met per procedure and performing relevant assigned compliance tasks as assigned.
Senior Consultant - Digital Assets Enterprise Strategy, Risk and Operating Model Design DeloitteSenior Consultant - Digital Assets Enterprise Strategy, Risk and Operating Model DesignStamford, CTFull timeServe as a subject matter resource for supporting client engagement teams in business and operational model considerations as well as assessing risk of digital asset ecosystems, covering compliance, regulatory, BSA/AML, cyber, operational, blockchain, and financial risks. Successful candidates will demonstrate an aptitude for complex problem-solving and analytical skills and the ability to communicate complex ideas clearly and persuasively across a variety of strategic, operational, technological, and risk management matters.
Director, Data Governance And Contract Compliance, Regeneron Genetics Center (Rgc) Regeneron PharmaceuticalsDirector, Data Governance And Contract Compliance, Regeneron Genetics Center (Rgc)Tarrytown, NY$183,100–$305,200 / yearPartner with counsel to interpret and ensure compliance with international privacy regulations (General Data Protection Regulation (GDPR), Health Insurance Portability and Accountability Act (HIPAA) ), California Consumer Privacy Act and California Privacy Rights Act (CCPA/CPRA), and genomic data governance frameworks (NIH Genomic Data Sharing Policy, GA4GH), in data collaboration agreements and research operations. Build our future together: The Director, Data Governance and Contract Compliance leads and ensures compliance across a large portfolio of global data licensing collaborations involving genetic and associated health data.
Director, Data Governance and Contract Compliance, Regeneron Genetics Center (RGC) Regeneron Pharmaceuticals IncDirector, Data Governance and Contract Compliance, Regeneron Genetics Center (RGC)Tarrytown, NY$183,100–$305,200 / yearPartner with counsel to interpret and ensure compliance with international privacy regulations (GDPR, HIPAA, CCPA/CPRA), and genomic data governance frameworks (NIH Genomic Data Sharing Policy, GA4GH), in data collaboration agreements and research operations. In this role, a typical day might include the following: Lead compliance across approximately 150 global data licensing collaborations related to genetic and associated health data, including ongoing monitoring, risk assessment, and remediation.
Cybersecurity Governance and Risk Analyst Hudson Valley Credit UnionCybersecurity Governance and Risk AnalystPoughkeepsie, New York$82,494.50–$104,130.22 / yearQualifications: Bachelor’s Degree or at least 2 years equivalent experience for each undergraduate year not completed; undergraduate degree cannot substitute for minimum number of years of experience in Information security, Computer Science, Information Management, or related field required . Prioritizes the needs of members, and internal stakeholders in all Cybersecurity governance initiatives, leveraging research and analytics to enhance the impact of data-driven solutions and improve user experience.
Compliance Manager - Trust and Fiduciary Citizens Financial Group IncCompliance Manager - Trust and FiduciaryStamford, CT$97,000–$122,000 / yearJob Duties: Develop and implement strategies that are necessary to minimize the risk of noncompliance and support team in assistance with implementation through effective communication and project management. At Citizens, we are committed to fostering an inclusive culture that enables all colleagues to bring their best selves to work every day and everyone is expected to be treated with respect and professionalism.
Compliance Associate, Marketing & Investment Adviser Compliance NewEdge Capital GroupCompliance Associate, Marketing & Investment Adviser ComplianceStamford, ConnecticutNewEdge Wealth, a division of NewEdge Capital Group, LLC, is seeking a detail-oriented and motivated Compliance Associate to support the firm’s investment adviser compliance program, with a primary focus on marketing and advertising review under the SEC Marketing Rule, the firm’s annual review process under Rule 206(4)-7, and Form ADV maintenance. Review advertisements, pitch books, performance presentations, website content, social media, and other client-facing marketing materials for compliance with SEC Rule 206(4)-1 (the Marketing Rule) and firm policy prior to use or distribution.
Compliance Officer, Trading Compliance Point72, L.P.Compliance Officer, Trading ComplianceStamford, CTThe Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm's compliance policies, providing real-time advice, and conducting pre- and post-trade surveillance. Investigate trading exceptions and potential breaches, prepare concise findings and remediation plans, and present results to senior compliance leaders.
Compliance Officer, Trading Compliance Point72Compliance Officer, Trading ComplianceStamford, CTThe Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm's compliance policies, providing real-time advice, and conducting pre- and post-trade surveillance. Actual compensation offered to the successful candidate may vary from posted hiring range based upon geographic location, work experience, education, and/or skill level, among other things.
Director of LIHTC Compliance Michael Page InternationalDirector of LIHTC ComplianceYonkers, New York$120,000–$140,000 / yearFull timeMPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants. Strong leadership and decision-making skills to manage compliance programs effectively.
NewJr. Compliance Administrator Charles ITJr. Compliance AdministratorStamford, CTThis role involves facilitating project tasks with clients and internal teams, serving as a point of contact for external auditors, managing compliance activities, conducting assessments, and providing technical guidance. Compliance Administrator is responsible for managing assessments to help develop, implement, and maintain policies and procedures to ensure organizational compliance with regulatory frameworks.