303 Results for

Risk and Compliance Jobs in Milwaukee, WI

Jobs

Compliance Sr. Specialist Northwestern Mutual

Sussex, WI

$70,320–$105,480 / year

Reviews and inspections consist of the following: Consult with Regional Oversight and Engagement team to assist with the creation and implementation Network Office specific solutions to material and ongoing compliance issues; and ability to document, draft, and follow-up with detailed reports regarding field offices and individual registered representative visits; and document observations and findings of sales practices through interviews with field management and registered representatives. Assist the Vice Presidents of Distribution Performance, and their Regional Oversight and Engagement teams in the ongoing support and delivery of Compliance and Supervision consultation to Field Leadership, Financial Representatives, and Home Office business partners.

30+ days ago

Investment Compliance Consultant Northwestern Mutual

Caledonia, WI

$89,360–$134,040 / year

Risk Assessment & Identification: Leverages industry knowledge to determine and seek hazards that could potentially prevent the program, enterprise, or investment from achieving their objectives; designs systematic processes of identifying severity of hazards and evaluating the scale and impacts of any associated risk on the business. Supports the development and administration of all aspects of the regulatory compliance programs as assigned, including compliance policies and procedures, portfolio compliance, compliance training, testing and risk management, vendor due diligence and oversight, violations management, regulatory filings and reporting.

30+ days ago

Leveraged Finance Research Director Northwestern Mutual

Milwaukee, WI

The individual will work closely with the Head of Leveraged Finance Research, the Credit Research team, Portfolio Managers, and Traders, while also collaborating with Investment Strategy, Investment Risk & Operations, Compliance, and Law. Experience: Minimum of eight years of experience in leveraged finance, fixed income investments, or a closely related field, with a demonstrated record of progressive responsibility and sustained success.

2 days ago

VP Medical Director Northwestern Mutual

Franklin, WI

We are seeking a Vice President, Medical Director for our medical organization, to serve as a senior medical authority who will bridge clinical medicine with risk management. We are committed to creating and maintaining an environment in which each employee can contribute creative ideas, seek challenges, assume leadership and continue to focus on meeting and exceeding business and personal objectives.

1 day ago

Manager, Privileged Access Management (PAM) Northwestern Mutual

Milwaukee, WI

You will work as an engineering leader responsible for strategy, delivery, and operation of our enterprise PAM Program—driving automation of Elevated Privilege (EP) discovery and vaulting, managing EP access requests and certifications, non-human identity (NHI) governance and management, and delivering zero standing privilege and just-in-time access at scale. Talent development and Planning -Develops direct reports’ skills based on organizational objectives, evaluates skill gaps, and manages succession planning to develop more capable direct reports, diverse, strong teams and better organizational performance in an equitable and inclusive manner.

Today

Enterprise Insights Specialist (Research Operations & Knowledge Management Strategy) Northwestern Mutual

Whitefish Bay, WI

$70,320–$105,480 / year

Ultimately, you will instill a rigorous discipline around intake and knowledge management to ensure every strategic decision is backed by the organization’s collective intelligence, mitigating risk and driving sustainable competitive advantage. See Northwestern Mutual Privacy Policy at https://www.northwesternmutual.com/online-privacy-statement/ and SonicJobs Privacy Policy at https://www.sonicjobs.com/us/privacy-policy and Terms of Use at https://www.sonicjobs.com/us/terms-conditions.

30+ days ago

Contract, Licensing & Registration Senior Analyst Northwestern Mutual

Brookfield, WI

$21.77–$32.66 / hour

This role serves as a key partner to field offices, compliance partners, and home office business areas by providing expert analysis, guidance, and customer support throughout the contracting and registration lifecycle. Cross Functional Partnering & Planning - Facilitates collaboration, communication, coordination, and planning with individuals and teams from different functions within the organization, and who have different areas of expertise, to achieve common goals.

30+ days ago

Assistant Director, Privileged Access Management (PAM) Northwestern Mutual

Milwaukee, WI

$160,000–$240,000 / year

You will work as an engineering leader responsible for strategy, delivery, and operation of our enterprise PAM Program—driving automation of Elevated Privilege (EP) discovery and vaulting, managing EP access requests and certifications, non-human identity (NHI) governance and management, and delivering zero standing privilege and just-in-time access at scale. Own the end-to-end PAM program: non-human identity and agentic AI security frameworks and access control, secrets lifecycle management, service account certifications, PAM tooling capability development and deployment, and reporting.

30+ days ago

Wealth Advisor - PNC Wealth Management PNC Financial Services Group

Waukesha, WI

In addition, PNC generally provides the following paid time off, depending on your eligibility: maternity and/or parental leave; up to 11 paid holidays each year; 9 occasional absence days each year, unless otherwise required by law; between 15 to 25 vacation days each year, depending on career level; and years of service. PNC Employees take pride in our reputation and to continue building upon that we expect our employees to be: Customer Focused - Knowledgeable of the values and practices that align customer needs and satisfaction as primary considerations in all business decisions and able to leverage that information in creating customized customer solutions.

2 days ago

Quality Analyst - Banking documentation BC Forward

Milwaukee, WI

$22–$24.75 / hour
Full time
Quick Apply

With delivery centers and offices across North America and India, we take pride in building long-term relationships and delivering excellence through innovation, collaboration, and integrity. BCforward is a leading global IT consulting and workforce solutions firm providing services and support to Fortune 500 and government clients.

8 days ago

Specialist, Risk And Compliance Services (Onboarding) Deloitte

Milwaukee, WI

$63,000–$116,000 / year

The wage range for this role takes into account the wide range of factors that are considered in making compensation decisions including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs. Our purpose comes through in our work with clients that enables impact and value in their organizations, as well as through our own investments, commitments, and actions across areas that help drive positive outcomes for our communities.

9 days ago

Associate, Risk And Compliance Services - Confidentiality & Privacy Technology Assessment Deloitte

Milwaukee, WI

$51,900–$95,500 / year

As an Associate, Risk Compliance (Confidentiality & Privacy) on the Confidentiality & Privacy - Technology Assessment team, you will be responsible for: Conducting confidentiality and privacy impact assessments for technologies by evaluating system controls against established criteria, identifying gaps, documenting findings, and monitoring remediation activities. The wage range for this role takes into account the wide range of factors that are considered in making compensation decisions including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs.

30+ days ago

Lead Analyst, Business Continuity & Disaster Recovery (Governance, Risk and Compliance) Burlington Stores Inc

Wauwatosa, WI

$95,000–$125,000 / year

It leads business impact analysis to identify critical processes, translates those priorities into application tiering and recovery requirements, and ensures continuity and recovery capabilities are clearly defined, consistently applied, and validated through testing. In addition, this role drives program execution - leading key BCDR initiatives, managing timelines and dependencies, and delivering clear reporting to leadership on program maturity, risks, and remediation progress.

30+ days ago

Manager, Governance Risk and Compliance Harley-Davidson Inc

Milwaukee, WI

$138,100–$220,900 / year

The position serves as a key interface among internal and external compliance bodies, auditors, technology teams, and business functions to ensure HDI's IT general control environment is documented and operating effectively, and that information risks are reported to management for decision-making and action when necessary. Strong leadership, organization, communication, and process management skills; ability to lead and manage high-performing teams, and an ability to develop a continuous improvement mentality in all operational activities.

30+ days ago

Manager, Governance Risk and Compliance (Milwaukee, WI, US) Harley-Davidson

Milwaukee, WI

$138,100–$220,900 / year

The position serves as a key interface among internal and external compliance bodies, auditors, technology teams, and business functions to ensure HDI’s IT general control environment is documented and operating effectively, and that information risks are reported to management for decision-making and action when necessary. Strong leadership, organization, communication, and process management skills; ability to lead and manage high-performing teams, and an ability to develop a continuous improvement mentality in all operational activities.

30+ days ago

Associate, Risk and Compliance Services - Confidentiality & Privacy Technology Assessment Deloitte Touche Tohmatsu Ltd

Milwaukee, WI

$51,900–$95,500 / year

30+ days ago

Specialist Manager, Risk and Compliance Services (Personal Consultation) Deloitte Touche Tohmatsu Ltd

Milwaukee, WI

$93,000–$171,300 / year

Interpreting and applying American Institute of Certified Public Accountants (AICPA), Securities and Exchange Commission (SEC), and Public Company Accounting Oversight Board (PCAOB) independence rules, as well as Deloitte US Firms independence policies, while identifying process improvement opportunities with team members. The Personal Consultation team within Independence & Conflicts Network (ICN) performs a critical consultation and risk-management function for the Deloitte US Firms, protecting Deloitte from conflicts of interest and keeping the Deloitte US Firms independent, objective, and impartial, in fact and appearance.

30+ days ago

Specialist, Risk and Compliance Services (Onboarding) Deloitte Touche Tohmatsu Ltd

Milwaukee, WI

$63,000–$116,000 / year

30+ days ago

Specialist, Risk and Compliance Services (DESC) Deloitte Touche Tohmatsu Ltd

Milwaukee, WI

$63,000–$116,000 / year

Drafting internal correspondence aimed at growing awareness of the auditor independence rules and implications of new U.S. Securities and Exchange Commission (SEC), Public Company Accounting Oversight Board (PCAOB), and American Institute of Certified Public Accountants (AICPA) rulings. This compensation range is specific to {insert location} and takes into account the wide range of factors that are considered in making compensation decisions including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs.

30+ days ago

Services Associate, Risk & Compliance (Tracking & Trading/Broker Data Import Program) Deloitte Touche Tohmatsu Ltd

Milwaukee, WI

$51,900–$95,500 / year

The Independence & Conflicts Network (ICN) team performs a critical consultative, quality-assurance and risk management function for the Deloitte US Firms, helping the organization remain unbiased and free from conflicts-of-interest, in fact and appearance, when providing service to attest/audit clients. As a Services Associate, Risk & Compliance (Tracking & Trading/Broker Data Import Program) on the Independence & Conflicts Network team, you will: Work closely with outside brokerage firms and Deloitte professionals to support brokerage account compliance activities.

30+ days ago

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Risk and Compliance Jobs in Milwaukee, WI

Compliance Sr. Specialist Northwestern Mutual

Investment Compliance Consultant Northwestern Mutual

Leveraged Finance Research Director Northwestern Mutual

VP Medical Director Northwestern Mutual

Manager, Privileged Access Management (PAM) Northwestern Mutual

Enterprise Insights Specialist (Research Operations & Knowledge Management Strategy) Northwestern Mutual

Contract, Licensing & Registration Senior Analyst Northwestern Mutual

Assistant Director, Privileged Access Management (PAM) Northwestern Mutual

Wealth Advisor - PNC Wealth Management PNC Financial Services Group

Quality Analyst - Banking documentation BC Forward

Specialist, Risk And Compliance Services (Onboarding) Deloitte

Associate, Risk And Compliance Services - Confidentiality & Privacy Technology Assessment Deloitte

Lead Analyst, Business Continuity & Disaster Recovery (Governance, Risk and Compliance) Burlington Stores Inc

Manager, Governance Risk and Compliance Harley-Davidson Inc

Manager, Governance Risk and Compliance (Milwaukee, WI, US) Harley-Davidson

Associate, Risk and Compliance Services - Confidentiality & Privacy Technology Assessment Deloitte Touche Tohmatsu Ltd

Specialist Manager, Risk and Compliance Services (Personal Consultation) Deloitte Touche Tohmatsu Ltd

Specialist, Risk and Compliance Services (Onboarding) Deloitte Touche Tohmatsu Ltd

Specialist, Risk and Compliance Services (DESC) Deloitte Touche Tohmatsu Ltd

Services Associate, Risk & Compliance (Tracking & Trading/Broker Data Import Program) Deloitte Touche Tohmatsu Ltd

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