3,015 Results for

Risk and Compliance Jobs in Planetarium, NY

Jobs

Regulatory and Compliance, ERISA - Senior Vice President iCapital

Greenwich, CT

$190,000–$230,000 / year

The Senior Vice President of ERISA Compliance is responsible for leading iCapitals enterprise-wide compliance program relating to the Employee Retirement Income Security Act of 1974 (ERISA), Department of Labor (DOL) regulations, prohibited transaction exemptions, and Qualified Professional Asset Manager (QPAM) compliance requirements. This role serves as the primary subject matter expert for ERISA-related regulatory obligations impacting iCapitals registered investment advisers, collective investment trusts (CITs), retirement-focused investment products, and retirement-plan clients.

1 day ago

Sales and Distribution Compliance - Senior Vice President iCapital

Greenwich, CT

$190,000–$225,000 / year

This role plays a critical leadership function in ensuring adherence to FINRA rules, SEC regulations, and other applicable laws governing broker‑dealer activities, with particular emphasis on the distribution of alternative investments, structured investments, and annuity products. Employees also receive a comprehensive benefits package that includes an employer matched retirement plan, generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling, parental leave, and unlimited paid time off (PTO).

1 day ago

Associate, Enterprise Risk Goldman Sachs & Co. LLC

New York, NY

$127,000–$140,000 / year

Demonstrating exceptional verbal, written, and interpersonal communication skills to influence critical decisions pertaining to climate strategy and risk management; and possessing a comprehensive understanding of both traditional financial risk disciplines (e.g., credit, market, operational, liquidity risk) and non-financial risk disciplines (e.g., reputational risk, strategic risk), including their intersection with climate-related risks. Successfully managing multiple concurrent assignments with competing priorities, consistently delivering high-quality deliverables within established deadlines; and possessing knowledge of carbon-intensive sectors (e.g., energy, power, auto manufacturing) and their unique challenges in the transition to a low-carbon economy and applying this knowledge in evaluating and developing viable decarbonization pathways.

30+ days ago

Compliance Officer The Rybak Firm PLLC

New York, NY

Reqs: LLM or JD & 2 yrs exp as above or as a Legal Assoc or Paralegal in a rel positn involving legal research/factual investigatn/ review of legal or regulatory docs/procedural compliance & litigation support. Under guidance/supervisn of attorneys, audit & analyze claim files/billing records/med docs/ policy materials/litigatn submissns to eval compliance.

30+ days ago

Business Analyst - Digital Assets Stonex Group

New York, NY

$70,000–$100,000 / year

Institutional: Immerse yourself in the best-in-class institutional-grade technology, working alongside industry experts and gaining exposure to various asset classes, such as equities, options, fixed income securities, and advanced trading, research, and management technology. This role will serve as a key liaison between Sales, Compliance, Operations, Risk, Legal, and external clients to ensure timely and efficient onboarding of new relationships across digital asset trading, custody, financing, and related products.

1 day ago

2027 Risk and Compliance Services Winter Intern - Financial & Regulatory Risk Services TAG EisnerAmper, LLC (Inactive)

Iselin, NJ

Perform testing of controls, including entity level controls, process/activity level controls, and general computing controls (e.g., information security, program development, program change, computer operations, business continuity planning), to confirm control objectives are being met. Our clients are enterprises as diverse as sophisticated financial institutions and start-ups, global public firms and middle-market companies, as well as high net worth individuals, family offices, not-for-profit organizations, and entrepreneurial ventures across a variety of industries.

30 days ago

2027 Risk and Compliance Services Winter Intern - Business Risk Services EisnerAmper

Iselin, New York

18 days ago

2027 Risk And Compliance Services Winter Intern - Business Risk Services EisnerAmper

Iselin, NJ

29 days ago

Information Governance Risk and Compliance Analyst Fried Frank Business Services Opportunities

New York, NY

$110,000–$125,000 / year

Serve as technical respondent for client audits, security questionnaires, and regulatory inquiries, mapping requests to implemented controls and assembling the evidence; familiarity with control frameworks (ISO, SOC 2, NIST) helps, though the emphasis is technical testing over certification work. Practical familiarity with Microsoft 365, Entra ID, Active Directory, and permissions models across approved information repositories, plus audit logging on those platforms and the ability to collaborate cross-functionally.

30+ days ago

Senior Data Analyst, Risk Management and Compliance Paul Hastings LLP

New York, NY

Qualifications: Bachelor's degree in Mathematics, Statistics, Business Analytics, Computer Science, Information Management, Business, or related field, or equivalent experience preferred; 5-7 years of data analysis experience, including senior or lead analyst responsibilities; Law Firm or professional services experience strongly preferred; Advanced proficiency in Power BI, SQL, SSAS, VBA, and Microsoft Excel; Access and PowerPoint experience a plus; Experience with systems like Intapp Open, Intapp Walls, iManage, 3E, SQL/MySQL/PL-SQL/T-SQL, and ETL or programming frameworks preferred; and. Proficiencies: Strong communication skills, including the ability to explain data concepts to technical and business audiences; Advanced analytical, problem-solving, and data interpretation skills; Ability to manage multiple priorities independently, use sound judgment, and meet deadlines; and.

30+ days ago

Compliance and Risk Analyst V Pyramid Consulting, Inc

New York, NY

$65–$70 / hour
Quick Apply

Nice to have: CIPM (Certified Information Privacy Manager), CIPT (Certified Information Privacy Technologist), CISSP (Certified Information Systems Security Professional), CISM (Certified Information Security Manager), CRISC (Certified in Risk and Information Systems Control), CDPSE (Certified Data Privacy Solutions Engineer), ISO 27001 Lead Implementer / Lead Auditor, AI/Privacy-related certifications (e.g., Certified AI Governance Professional or equivalent). By applying to our jobs you agree to receive calls, AI-generated calls, text messages, or emails from Pyramid Consulting, Inc. and its affiliates, and contracted partners.

3 days ago

Vice President, Governance, Risk, and Compliance (GRC) Versant Media

Englewood Cliffs, NEW JERSEY

$220,000–$260,000
Full time

Key areas of focus for the VP, GRC include managing the organization’s governance program, risk management and trending lifecycle, compliance and policy management, corporate audit liaison functions and leading cybersecurity assurance responsible for risk evaluation and remediation. The Vice President, Governance, Risk, and Compliance (GRC) will be a key senior leader within the new Versant Cyber organization and will make an impact by leveraging their technical experience with strong business acumen to build and expand on core capabilities while modernizing the team’s approach to risk.

5 days ago

Director of Governance, Risk, and Compliance Elise A.I. Technologies Corp.

New York City, NY

$200,000–$275,000 / year

You will work cross-functionally with Security Engineering, Legal, and business stakeholders to operationalize compliance efforts, support audits, and manage the GRC team to respond to customer and vendor due diligence requests. Own and lead the companys GRC program, setting strategic direction across frameworks including SOC 1, SOC 2, PCI, HITRUST, and HIPAA.

30+ days ago

Director Of Governance, Risk, And Compliance Elise A.I. Technologies Corp

New York City, NY

$200,000–$275,000 / year

You will work cross-functionally with Security Engineering, Legal, and business stakeholders to operationalize compliance efforts, support audits, and manage the GRC team to respond to customer and vendor due diligence requests. Own and lead the company's GRC program, setting strategic direction across frameworks including SOC 1, SOC 2, PCI, HITRUST, and HIPAA.

26 days ago

Compliance and Risk Analyst V Pyramid, Inc

New York, NY

$65–$70 / hour
Full time

3 days ago

IT Risk and Compliance Analyst Huge LLC

Remote

$80,000–$90,000 / year

Exactly where a prospective employee will be paid within this range will depend on, among other factors, the actual salary ranges for current and former employees who are either currently filling a similar role or did in the past; the candidate's depth of experience and qualifications; the level of specialization the role requires; budgetary considerations; the market demand for that role and the local market conditions that exist where the employee will be based. With more than 1,000 design and technology experts working in hub cities around the world, including Bogotá, Chicago, Ho Chi Minh City, London, Los Angeles, Medellín, New York, San Francisco, and Washington, DC, we partner with some of the world's most ambitious brands, including Google, NBCU, PepsiCo, Vail Resorts, Atlantic Health, and Candescent.

28 days ago

Applications Engineer, Risk and Compliance Systems Paul Hastings LLP

New York, NY

Proficiencies: Possess strong communication, organization, customer service, and collaboration skills; Knowledge of cloud systems including features, integrations, and release management; Knowledge of system integrations including APIs, web services, FTP, and relational databases; Ability to work with project management on tasks and tools such as Confluence and JIRA; Familiarity with security best practices and procedures; Familiarity with data governance best practices and procedures; and. Qualifications: At least 5 years experience in risk and compliance, data governance, and general counsel business processes required; At least 3 years of information technology experience preferred; At least 3 years' experience working with and supporting enterprise platforms preferred; At least 3 years management level engagement and customer service preferred; and.

30+ days ago

Governance, Risk, and Compliance Associate or Senior Associate - Asset Management Consulting Weaver And Tidwell LLP

New York, NY

$72,500–$90,000 / year

Weaver's Governance, Risk, and Compliance (GRC) practice is seeking a motivated and detail-oriented experienced Associate or Senior Associate to join our growing Asset Management Consulting (AMC) team. This role offers a unique opportunity to work with a dynamic group of professionals focused on delivering high-quality compliance and risk management solutions to clients in the asset management industry.

30+ days ago

Assistant/Associate General Counsel for Risk and Compliance Barnard College

New York City, New York

$160,000–$180,000 / year

Assistant/Associate General Counsel for Risk and ComplianceBarnard’s Office of the General Counsel is looking for a proactive and organized attorney to join a high-performing and collaborative team as an Assistant/Associate General Counsel for Risk and Compliance. This role ensures effective governance, enterprise risk management, and policy development and implementation to mitigate legal and financial risks while advancing institutional priorities.

30+ days ago

Governance, Risk, and Compliance Manager or Senior Manager - Asset Management Consulting Weaver And Tidwell LLP

New York, NY

$100,000–$185,000 / year

Take a leadership role with staff and clients in directing engagements by actively managing the engagement responsibilities, including drafting engagement letters, providing status to the client and/or engagement team as appropriate, managing actual hours incurred versus budgeted hours, and billing clients. Consistently demonstrate ability to assume project management responsibilities including the ability for the supervision of 2-4 staff on multiple concurring projects and ensuring the engagement tasks and objectives are completed accurately and completely and that staff are appropriately utilized.

19 days ago

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Risk and Compliance Jobs in Planetarium, NY

Regulatory and Compliance, ERISA - Senior Vice President iCapital

Sales and Distribution Compliance - Senior Vice President iCapital

Associate, Enterprise Risk Goldman Sachs & Co. LLC

Compliance Officer The Rybak Firm PLLC

Business Analyst - Digital Assets Stonex Group

2027 Risk and Compliance Services Winter Intern - Financial & Regulatory Risk Services TAG EisnerAmper, LLC (Inactive)

2027 Risk and Compliance Services Winter Intern - Business Risk Services EisnerAmper

2027 Risk And Compliance Services Winter Intern - Business Risk Services EisnerAmper

Information Governance Risk and Compliance Analyst Fried Frank Business Services Opportunities

Senior Data Analyst, Risk Management and Compliance Paul Hastings LLP

Compliance and Risk Analyst V Pyramid Consulting, Inc

Vice President, Governance, Risk, and Compliance (GRC) Versant Media

Director of Governance, Risk, and Compliance Elise A.I. Technologies Corp.

Director Of Governance, Risk, And Compliance Elise A.I. Technologies Corp

Compliance and Risk Analyst V Pyramid, Inc

IT Risk and Compliance Analyst Huge LLC

Applications Engineer, Risk and Compliance Systems Paul Hastings LLP

Governance, Risk, and Compliance Associate or Senior Associate - Asset Management Consulting Weaver And Tidwell LLP

Assistant/Associate General Counsel for Risk and Compliance Barnard College

Governance, Risk, and Compliance Manager or Senior Manager - Asset Management Consulting Weaver And Tidwell LLP

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