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Risk and Compliance Jobs in Sunnyside, NY

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Investigations, Compliance & Privacy Director AlixPartners LLP

New York, NY

$180,000–$400,000 / year

The ideal candidate brings a distinguished track mitigating risk related to money laundering, OFAC/sanctions, securities fraud, ACH and digital-asset fraud, and cyber-enabled financial crime, alongside demonstrated experience building and leading multidisciplinary teams. Lead complex domestic and cross-border investigations involving financial fraud, securities misconduct, insider trading, market manipulation, money laundering, asset misappropriation, corruption, identity theft, account takeover, ACH fraud, digital-asset fraud, and other forms of platform or enterprise abuse.

30+ days ago

Investigations, Compliance & Privacy, Senior Vice President AlixPartners LLP

New York, NY

$135,000–$210,000 / year

Support complex domestic and cross-border investigations involving financial fraud, securities misconduct, insider trading, market manipulation, money laundering, asset misappropriation, corruption, identity theft, account takeover, ACH fraud, digital-asset fraud, and other forms of platform or enterprise abuse. The ideal candidate brings a track record of mitigating risk related to money laundering, OFAC/sanctions, securities fraud, ACH and digital-asset fraud, and cyber-enabled financial crime, alongside experience working in multidisciplinary teams.

5 days ago

Portfolio Oversight Analyst - Investment Compliance Artisan Partners

New York, NY

$100,000–$150,000 / year

Day-to-day, the Analyst will help code client investment guidelines into the firm's order management systems, partner with the trading desks on investment compliance and portfolio administration matters, and apply judgment and business expertise to recommend and implement solutions. The Analyst will join a team responsible for administering and enhancing the firm's trading controls and ensuring compliance with investment management agreements, investment guidelines, and global regulatory limits, which is central to the firm's operational risk framework.

30+ days ago

Enterprise Financial Risk Capital Risk Sr. Specialist Bank of America Corp

New York, NY

$84,200–$133,900 / year

Responsibilities:Assists in establishing and overseeing the risk management governance structure for the Line of Business (LOB)Assists in conducting execution of risk framework activities including monitoring and testing of controls and risk management processes for the LOBLiaisons with businesses to understand market trends and impacts on portfolio, using knowledge of stress testing and its applicability to risk categoriesEnsures adherence to the policies and procedures established by the companySupports the management of risk requests, breach remediations and providing risk effective challenges for front line unitsEnterprise Financial Risk (EFR) OverviewEnterprise Financial Risk (EFR) seeks to deliver effective independent risk management of the activities and processes associated with managing the Company's capital, liquidity and interest rate risks, including price risk in the CFO managed securities portfolio. Role may require querying databases and/or building risk management dashboardsStrong business-centric mindset with ability to utilize sound business judgment and tailor approach to drive optimal business outcomesSkills:Analytical ThinkingCredit and Risk AssessmentCritical ThinkingPortfolio AnalysisDecision MakingOral CommunicationsPresentation SkillsTechnical DocumentationWritten CommunicationsActive ListeningIssue ManagementLiquidity ManagementMonitoring, Surveillance, and TestingRegulatory ComplianceShift:1st shift (United States of America)Hours Per Week: 40 Learn more about this role Apply × To proceed with your application, you must be at least 18 years of age.

30+ days ago

AVP Third Party Risk Monitoring & Due Diligence Madison-Davis

New York, NY

Quick Apply

Own end-to-end ongoing monitoring of third and fourth party risks across cybersecurity (BitSight) and enterprise risk domains (Supply Wisdom) including weekly alert reviews, trend and impact analysis, ransomware and vulnerability assessments, fourth-party incident reporting, and composite risk-rating evaluations across Macro-Economic, Financial, Geo-Political, Infrastructure, Business, Legal, Security & Compliance, Scalability, and ESG domains. The role combines rigorous ongoing monitoring with due diligence assessment execution, stakeholder engagement, and audit-ready documentation making it an ideal fit for a detail-oriented third party risk management professional with 5+ years of TPRM, IT audit, or risk assessment experience who thrives in a regulated financial services environment and is comfortable translating complex technical risks into clear business language for senior stakeholders.

19 days ago

Cybersecurity Analyst VISTRADA

New York, NY

$60,000–$80,000 / year

This role helps clients identify cybersecurity related improvements, conduct cybersecurity risk assessments, conduct cybersecurity scans and testing, document cybersecurity related policies and procedures, and respond to cybersecurity related issues. With more than 500+ people successfully serving clients today, our teams operate with a breadth of expertise bringing Big 4 consulting, agency, and Fortune 500 company experiences to clients.

30+ days ago

Analyst II, Financial Crimes Compliance - Investigations Fiserv

Berkeley Heights, New Jersey

Identify potential instances of money laundering, terrorist financing, or other suspicious conduct, determining appropriate next steps which may include preparing Suspicious Activity Reports (SARs) and/or Currency Transaction Reports (CTRs) as warranted. As an Analyst II, Financial Crimes Compliance - Investigations, you will support investigations related to the Bank Secrecy Act (BSA), anti-money laundering (AML), fraud, and other financial crime risks.

30+ days ago

Marketing Compliance Analyst/Associate Apollo Management Holdings

New York City, New York

$100,000–$120,000 / year

Review and approve marketing materials, investor communications, websites, social media content, thought leadership, quarterly letters, webcasts, and other external communications to ensure compliance with applicable regulatory requirements and firm policies. Through Athene, our retirement services business, we specialize in helping clients achieve financial security by providing a suite of retirement savings products and acting as a solutions provider to institutions.

23 days ago

VP - AI Security & Risk Manager RennerBrown

New York, NY

$150,000–$175,000 / year
Quick Apply

Vendor AI Evaluation & Third-Party Risk Lead security and risk assessments of vendors introducing AI capabilities into existing or new platforms, including evaluating model transparency, data handling practices, and auditability. The role requires a practitioner who can operate at both a strategic and technical level: fluent in AI architecture and threat modeling while equally capable of communicating risk clearly to senior leadership and regulators.

30+ days ago

Futures & Derivatives Clearing Ops In-Business Risk & Control Hybrid Citigroup Inc

Jersey City, NJ

$98,960–$148,440 / year

In that capacity, Markets Operations support all post trade functions in a wide range of asset classes including Fixed Income (Foreign Exchange, Rates, Credit, Municipal Products, Cash & Derivatives); Equities (Cash Derivatives); Futures and Derivatives Clearing, FX Prime Brokerage; and Syndicates (Fixed Income and Banking). Our client franchise is excellent, having been named 2026 Derivatives Client Clearing House of the Year by Risk.net and 2026 Client Clearing Provider of the Year by Futures and Operations World.

30+ days ago

Senior Director Global Compliance and Strategy Dassault Systemes SE

New York, NY

$157,500–$210,000 / year

About the Team: The Senior Director, Global Compliance & Strategy sets the strategic direction for regulatory affairs and quality management system (QMS) functions across Medidata's life sciences technology platform, and partners with executive leadership to shape how compliance informs Medidata's broader business strategy. A key part of this role is proactive horizon scanning; monitoring regulatory agencies, proposed rulemakings, and industry guidance to identify changes that may affect our platform, customers, or operations before they arrive and proactively working with business teams to implement necessary changes.

30+ days ago

Security & Compliance Lead Maigrate

Lawrence, New York

$160,000–$200,000 / year

Our products run on large language models, which creates new questions around what data reaches a model, how providers handle that data, what gets logged, how long it is retained, and how AI systems are monitored in production. There is no formal on-call rotation, but as the security owner, you will be expected to lead the response to significant security incidents when they occur, including outside normal business hours when necessary.

30+ days ago

VP Compliance - Trade Surveillance, Fixed Income The Toronto-Dominion Bank

New York, NY

$140,000–$180,000 / year

Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition. Job Description: Preferred Qualifications: The TD Securities US Compliance team is looking for a Vice President candidate to join the trade surveillance team, specializing in and possessing broad knowledge in Fixed Income, Commodities, Options and Futures products.

30+ days ago

Underwriter, Alternative Risk Fortegra Financial

Iselin, NJ

$90,000–$100,000 / year

Job Posting Disclaimer: Fortegra has recently been made aware of unauthorized communications regarding career opportunities by individuals not associated with Fortegra or our recruitment team. If you receive a message from someone posing as a Fortegra recruiter via text message, WhatsApp, Telegram or other messaging platform, please report it as phishing and block the sender.

30+ days ago

Learning & Development Lead, Risk Ops Finco Services Inc

New York, NY

$95,000–$130,000 / year

Design, build, and maintain training content for disputes operations across formats including onboarding modules, procedural guides, regulatory compliance training, and targeted refreshers for both BPO and internal teams. Own training coverage for Risk Operations beyond disputes; assess the current state of training across non-disputes risk functions, identify gaps, and build toward a consistent program as those areas mature.

30+ days ago

Senior Director, Global Compliance and Strategy Medidata Solutions Inc

New York, NY

$157,500–$210,000 / year

30+ days ago

Legal & Compliance Department - L2 Financial Intelligence Unit Associate/AVP Bank of China Limited, New York Branch

New York, New York

$42,000–$150,000 / year
Full time

Conduct continuing preliminary reviews (compile, review/analyze wire transactional data, differentiate continuing and non-continuing activities); Project work which may include assisting with system testing (UAT) and/or various anti-money laundering (AML) initiatives; Communication of apparent anomalies, conduct special investigations and responding to management queries. Overview: The Level 2 Investigations Team Associate / AVP (Investigations Analyst) is responsible for (but not limited to) identifying, investigating and reporting suspicious activity and/or mitigating risks in a timely manner, as further defined in the current Case Investigations and SAR filing Team procedures.

30+ days ago

Legal & Compliance Department - L2 Financial Intelligence Unit Associate/AVP Bank of China

New York, New York

$42,000–$150,000 / year
Full time

30+ days ago

Embedded Risk Associate Director The Depository Trust & Clearing Corp

Jersey City, NJ

In this role, the Risk Manager challenges management''s assessment of internal control effectiveness by ensuring management''s adherence to Control testing framework, Issue management framework (including self-identified issues), and Identified issues resulting from audits or regulatory exams, and partners with management on risk response strategies (mitigate, control, accept, remediate, etc.) to ensure the strategies sufficiently address identified risks, whether internal or external. Lead and coordinate Risk and Control Self-Assessments (RCSAs) for assigned businesses, partnering with Risk Family SMEs and Aligned Risk Management to assess risk applicability, inherent risk, control effectiveness and residual risk; challenge ratings and supporting rationale and drive assessments through business-owner review and approval.

21 days ago

Vice President, Safety & Compliance Wonder Group

New York, New York

$290,000–$318,500 / year

You will serve as the senior authority for Wonder’s company-wide food safety and quality programs, while partnering closely with Operations, Supply Chain, Culinary, Technology, Legal, Finance, and senior leadership to ensure compliance and operational excellence across our growing footprint. We also offer a choice of medical, dental, and vision plans, company paid short and long term disability coverage, paid time off including flexible time off for exempt employees, paid vacation for non-exempt employees, and paid sick leave in compliance with applicable law in addition to paid parental leave, discounted meals and exclusive perks across the Wonder family of brands.

23 days ago

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Risk and Compliance Jobs in Sunnyside, NY

Investigations, Compliance & Privacy Director AlixPartners LLP

Investigations, Compliance & Privacy, Senior Vice President AlixPartners LLP

Portfolio Oversight Analyst - Investment Compliance Artisan Partners

Enterprise Financial Risk Capital Risk Sr. Specialist Bank of America Corp

AVP Third Party Risk Monitoring & Due Diligence Madison-Davis

Cybersecurity Analyst VISTRADA

Analyst II, Financial Crimes Compliance - Investigations Fiserv

Marketing Compliance Analyst/Associate Apollo Management Holdings

VP - AI Security & Risk Manager RennerBrown

Futures & Derivatives Clearing Ops In-Business Risk & Control Hybrid Citigroup Inc

Senior Director Global Compliance and Strategy Dassault Systemes SE

Security & Compliance Lead Maigrate

VP Compliance - Trade Surveillance, Fixed Income The Toronto-Dominion Bank

Underwriter, Alternative Risk Fortegra Financial

Learning & Development Lead, Risk Ops Finco Services Inc

Senior Director, Global Compliance and Strategy Medidata Solutions Inc

Legal & Compliance Department - L2 Financial Intelligence Unit Associate/AVP Bank of China Limited, New York Branch

Legal & Compliance Department - L2 Financial Intelligence Unit Associate/AVP Bank of China

Embedded Risk Associate Director The Depository Trust & Clearing Corp

Vice President, Safety & Compliance Wonder Group

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