2,690 Results for

Risk Compliance Jobs in Uptown, NJ

Jobs

New!

New York, NY4 days ago

$70–$80 Per Hour

As AI adoption continues to expand across the business, our Governance, Risk & Compliance team plays a critical role in helping teams evaluate, document, and manage AI use cases in a practical, thoughtful, and compliant way. The contractor will be expected to make an immediate impact by improving AI use case intake, strengthening risk review workflows, maintaining clear documentation, and helping align AI activities with evolving legal, regulatory, privacy, security, and compliance expectations.

New York, NY30+ days ago

$105,000 Per Year

Support the TPRM framework to ensure alignment with organizational objectives and regulatory requirements, with primary responsibility for tracking of end to end third party risk assessment process, which includes risk reviews, documenting findings in the risk register, coordinating follow-ups with the third parties and the business unit owners, and facilitating the collaboration and documentation of the related risk acceptance with the business unit owner.• • Collaborate with business unit owners to communicate findings, develop risk mitigation strategies, and provide insights that support the TPRM Framework.• Support ongoing monitoring and risk-remediation activities by assisting in tracking vendor exceptions and issues, updating risk profiles, and documenting remediation steps.•

New York, NY23 days ago

$200,000 Per Year
Full-time

Financial Risk Oversight• Provide second-line oversight of key financial risks, including capital, liquidity, interest rate, credit, and funding risks, while overseeing KRIs and risk metrics to ensure alignment with risk appetite, consistent reporting, and timely escalation of threshold breaches.• Strategic Risk Oversight• Oversee and independently challenge strategic risks arising from business initiatives, growth plans, funding strategies, external dependencies, and changing market conditions, ensuring risks are identified early and incorporated into decision-making.•

New York, NY17 days ago

$163,010 Per Year
Full-time

Lead the first-line control environment within lending by ensuring lending business lines maintain effective, well-documented, and sustainable controls that support compliance with regulations and lending policy, while enabling loan production, sound operations, consistent member treatment, and readiness for internal audits and regulatory examinations. Regardless of seniority or role, uphold UNFCU’s mission, core values, and guiding principles by providing an exceptional service experience to colleagues and members alike through consistent demonstration of our service excellence behaviors.

New!

Jersey City, NJ3 days ago

Remote

$99,000–$176,000 Per Year

CRR also serves as an internal advisor to lending units and credit administration / risk management to identify, recommend and effect process changes regarding credit risk management activities, regulatory issues related to credit risk, credit policy, and general credit underwriting guidelines; identifies current or potential problems regarding the assessment of credit risk and the administration of Bank credit/loan exposure; analyzes and monitors the quality of various retail and commercial credits that represent the wide range of credit products offered by the Bank.

Performs risk based independent reviews of all types of CNB loan portfolios (including quality assurance document and underwriting reviews) to identify current or potential problems, as well as positive elements, regarding the assessment of credit risk and the administration of Bank credit/loan exposure.

Secaucus, NJ15 days ago

Remote

$80,000–$153,000

p>Asset Management Risk, part of Fidelity’s Risk organization and aligned with Asset Management’s Compliance Risk and Business Operations Group (CRBO), provides guidance to management and business units by proactively identifying and monitoring risks to protect the interests of the firm, its clients, and associates.

Please be advised that Fidelity’s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others.

New!

New York, NY3 days ago

Remote

$85,000–$145,000 Per Year

li>Functions as an internal consultant to colleagues throughout City National Bank (CNB) related to operational compliance issues and concerns, utilizing their internal and external organizational agility to ascertain and deliver sound interpretation and advice.

Benefits and Perks

At City National, we strive to be the best at whatever we do, including the benefits and perks we offer our colleagues including:

Comprehensive healthcare coverage, including Medical, Dental and Vision plans, available the first of the month following start date.

New!

New York, NY3 days ago

Remote

$200,000–$340,000 Per Year

li>Advanced knowledge of the Investment Advisers Act of 1940, the Investment Company Act of 1940, the Securities Act of 1933, and Securities Exchange Act of 1934 is required, with knowledge of bank non-deposit investment product requirements, OCC Regulation 9, and ERISA regulations.

Advance compliance programs that focus on regulatory requirements across applicable regulatory regimes, including: the Investment Advisers Act of 1940, the Investment Company Act of 1940, the Securities Act of 1933, Securities Exchange Act of 1934, and OCC Regulation 9.

New!

Brooklyn, NY4 days ago

$275,000–$300,000 Per Year

Information collected and processed as part of your Jobot candidate profile, and any job applications, resumes, or other information you choose to submit is subject to Jobot's Privacy Policy, as well as the Jobot California Worker Privacy Notice and Jobot Notice Regarding Automated Employment Decision Tools which are available at jobot.com/legal. Reporting to the CEO and ownership group, the CFO is responsible for financial reporting, controls, systems, compliance, and team leadership to support company growth and performance.

New York, New York11 days ago

$90,390–$100,000 Per Year
Full-time
Employee

Use analysis tools to query data repositories and generate reports; compile reports to help GAMLS management make business decisions by identifying trends and patterns in stored operational data found in data warehouses or isolated business databases. • Continuously expand knowledge of UNFCU data management systems, maintain documentation, stay current on BSA industry trends, and provide guidance to end users on available self-service tools.

Iselin, NJ16 days ago

$112,320–$137,280 Per Year
Contractor

As a Regultory Compliance Consultant in the Financial Services industry, you will lead and manage legal projects, ensuring successful delivery within scope, budget, and timeline. This temporary role is an excellent opportunity to contribute your expertise in project management to a fast-paced and challenging environment.

Parsippany-Troy Hills, NJ18 days ago

$130,000–$145,000 Per Year
Full-time

The Global Customs Compliance Manager will oversee and ensure adherence to international trade regulations, focusing on customs compliance and trade facilitation within the industrial and manufacturing industry. Collaborate with internal departments, including logistics and supply chain, to streamline processes and ensure regulatory compliance.

New!

New York, NY2 days ago

$135,000–$140,000

p> Determining compensation for this role (and others) at Vaco by Highspring depends upon a wide array of factors including but not limited to:

the individual’s skill sets, experience and training;
licensure and certification requirements;
office location and other geographic considerations;
other business and organizational needs.
Canadian residents may access our policies in English here and in French here.

New!

Rutherford, NJ2 days ago

strong>Position Overview:

Will be responsible for Development and Testing of Data Integration Workflows (ETL Packages, Stored Procedures, UDF, Ad Hoc-Queries), Test Plans and Test Cases using Microsoft Technologies such as SSIS, SSAS and SQL Server Database, as well as company-wide Document Management.
Leadership (if applicable): Motivates employees to exercise their talents to the fullest and holds them accountable for their best efforts; provides support to develop potential skills for improved individual growth and trains and empowers subordinates effectively.

Jersey City, NJ30+ days ago

Full-time
Employee

Position Overview:The Employee Relations Analyst is responsible for managing and resolving complex employee relations issues, conducting thorough investigations, and ensuring compliance with company policies and employment laws. This role partners closely with HR leadership to foster a positive work environment, mitigate risk, and drive fair and consistent practices across the organization.

NJ30+ days ago

$225,000–$275,000 Per Year

All Blackstone employees, including but not limited to recruiting personnel and hiring managers, are required to abide by this policy.\n \nIf you need a reasonable accommodation to complete your application, please contact Human Resources at 212-583-5000 (US), +44 (0)20 7451 4000 (EMEA) or +852 3656 8600 (APAC).\n \nDepending on the position, you may be required to obtain certain securities licenses if you are in a client facing role and/or if you are engaged in the following:\n\n Attending client meetings where you are discussing Blackstone products and/or and client questions; \n \n\n Marketing Blackstone funds to new or existing clients; \n \n\n Supervising or training securities licensed employees; \n \n\n Structuring or creating Blackstone funds/products; and\n \n\n Advising on marketing plans prepared by a sales team or developing and/or contributing information for marketing materials. \n \n\n \nPreferred Qualifications:\n\n Experience building compliance or risk functions\n \n\n Familiarity with GRC platforms\n \n\n Familiarity providing compliance or risk support for the implementation of privacy, AI or other governance platforms\n \n\n CIPP, CISM or similar certifications\n \n\n \nThe duties and responsibilities described here are not exhaustive and additional assignments, duties, or responsibilities may be required of this position.

New York, NY30+ days ago
$154,375–$193,125 Per Year
146473BRNew Jersey, New YorkUSAInfosys Limited Principal - Business ConsultingITL USA Bridgewater, NJ, New York, NYOthers (Please specify in the Requisition notes)Process|Consulting processes|Technology Consulting process FS/ 2LOD Compliance Testing/ Monitoring - Risk and Compliance - Principal, Business Consulting154375193125Infosys Consulting is the global management and technology consulting practice of Infosys, a global leader in technology services and consulting. Our dynamically growing consultancy offers our consultants: Ability to design and implement end-to-end solutions at scale A flat organization structure with direct access to our senior-most leaders An entrepreneurial environment full of bright, highly motivated consultants Opportunities for motivated consultants to impact local communities The ability to design your career and drive your professional learning and development * A truly global culture We have offices in over 20 countries.

New York, NY11 days ago
$145,000–$185,000
It is provided to help job seekers understand the responsibilities and qualifications typically associated with early-career risk management roles. This job description represents a sample Risk Management Analyst position commonly found through the Career Launch AI Talent Network.

New!
New York, NY4 days ago
$75–$80 Per Hour
strong>Why Should You Apply?
Health Benefits.
Referral Program.

New York City, NY21 days ago
$100,000–$150,000 Per Year
p>You will work cross-functionally with Security Engineering, Legal, and business stakeholders to operationalize compliance efforts, support audits, and respond to customer and vendor due diligence requests.
Healthcare: We make it easy to schedule appointments, complete intake forms, and we help patients communicate with providers, so everyone can focus on health instead of paperwork.

New York, NY30+ days ago
$161,600–$202,000 Per Year
p>A notice to Headway applicants: To protect yourself against phishing and recruitment fraud, please note that Headway only accepts applications through our official careers page at https://headway.co/careers.
You'll join the Security team and work across four pillars: security certifications (HITRUST, SOC 2, PCI-DSS, HIPAA), third-party risk management, security awareness training, and technical risk management.

New!
NY2 days ago
Remote
$120,000–$140,000 Per Year
You'll help assess and manage IT and cybersecurity risks, support audit readiness, strengthen security controls, and partner across the business to ensure compliance with internal policies and regulatory requirements. We're looking for a Security Risk and Compliance Analyst to join our Information Security team and support the strength, security, and compliance of our enterprise systems and operations.

New York, NY30+ days ago
$116,875–$148,125 Per Year
146472BRNew Jersey, New YorkUSAInfosys Limited Senior Associate - Business ConsultingITL USA Bridgewater, NJ, New York, NYOthers (Please specify in the Requisition notes)Process|Consulting processes|Technology Consulting process FS/ 2LOD Compliance Testing/ Monitoring - Risk and Compliance - Senior Consultant, Business Consulting116875148125Infosys Consulting is the global management and technology consulting practice of Infosys, a global leader in technology services and consulting. Our dynamically growing consultancy offers our consultants: Ability to design and implement end-to-end solutions at scale A flat organization structure with direct access to our senior-most leaders An entrepreneurial environment full of bright, highly motivated consultants Opportunities for motivated consultants to impact local communities The ability to design your career and drive your professional learning and development * A truly global culture We have offices in over 20 countries.

New York City, New York30+ days ago
This role manages the compliance and audit strategy, leads internal and external audits end-to-end, advises senior leadership on key risk trends and remediation priorities, and builds scalable monitoring, documentation, and training programs to ensure ongoing adherence to investor, program, and enterprise requirements.
Partner cross‐functionally and across CPC’s entities, businesses and functions to continuously evolve a compliance program that ensures:

New!
New York, NY3 days ago
$75–$80 Per Hour
Experience evaluating AI risks such as data leakage, confidential data exposure, privacy impact, intellectual property concerns, hallucination or accuracy risk, bias, automated decision-making, transparency, vendor dependency, and human oversight. Review AI-enabled tools, platforms, vendors, and processes for risks related to confidential data, sensitive data, automated decision-making, transparency, human oversight, intellectual property, bias, accuracy, and regulatory obligations.

Woodbridge Township, NJ28 days ago
$129,600–$158,400 Per Year
Contractor
ProfileA successful Compliance Risk Management & Testing Consultant should have:A strong understanding of compliance testing and risk management processes within the financial services industry. The Compliance Risk Management & Testing Consultant will play a key role in ensuring adherence to regulatory requirements within the financial services industry.

NY7 days ago
CBRE serves clients through four business segments: Advisory (leasing, sales, debt origination, mortgage serving, valuations); Building Operations & Experience (facilities management, property management, flex space & experience); Project Management (program management, project management, cost consulting); Real Estate Investments (investment management, development).
Build strong cross-functional relationships across Procurement, Operations, Legal, Sustainability, Enterprise Risk Management, Internal Audit, and business leadership teams to drive accountability and program maturity.

Jersey City, NJ30 days ago
$66–$71.07 Per Hour
In terms of professional development, Everforth Apex hosts an on-demand training program, provides access to certification prep and a library of technical and leadership courses/books/seminars once you have 6+ months of tenure, and certification discounts and other perks to associations that include CompTIA and IIBA. Everforth Apex also offers a HSA (Health Savings Account on the HDHP plan), a SupportLinc Employee Assistance Program (EAP) with up to 8 free counseling sessions, a corporate discount savings program and other discounts.

NY28 days ago
$80,000–$100,000 Per Year
You will serve as a workforce compliance expert in the field and a trusted strategic partner to our core sales teams, playing a key role in positioning Harri as a system of record for workforce risk mitigation, regulatory adherence, and operational governance. Your responsibilities will include: Compliance-Led Revenue Generation: Drive net new and expansion revenue by targeting high-risk operators and executing compliance-led sales and structured cross-sell motions across enterprise segments.

New York, NY30+ days ago
$77,000–$202,000 Per Year
Industry/Sector Not Applicable Specialism Cybersecurity & Privacy Management Level Senior Associate Job Description & Summary At PwC, our people in risk and compliance focus on maintaining regulatory compliance and managing risks for clients, providing advice, and solutions. PwC does not intend to hire experienced or entry level job seekers who will need, now or in the future, PwC sponsorship through the H-1B lottery, except as set forth within the following policy: https://pwc.to/H-1B-Lottery-Policy.

NY30+ days ago
$99,000–$232,000 Per Year
Responsibilities Lead and manage strategy, transformation and engineering projects and teams Design and architect AI-enabled solutions and transformations for cybersecurity organizations and functions Innovate and enhance processes by integrating AI and machine learning capabilities Engage with clients at senior levels to drive success and provide strategic guidance Design and implement enterprise-wide cyber risk governance frameworks Develop thorough business risk scenarios and create AI-powered cyber threat models Provide industry-leading practices in AI-driven cyber risk management Architect agentic automations to scale cybersecurity capabilities What You Must Have Bachelor's Degree At least 5 years of experience in cybersecurity and/or AI/ML engineering What Sets You Apart Master's Degree in software development, AI/ML engineering, or another relevant technical field preferred A minimum of 2 years of Team Management experience A minimum of 1 year of experience in designing and implementing agentic and/or generative AI systems Demonstrated knowledge of AI services in AWS or GCP, especially Google Vertex AI SDK and Amazon Bedrock/AWS Boto3 Knowledge of Python and leading AI frameworks (e.g., LangChain) Professional certifications such as CISSP (Certified Information Systems Security Professional), CISM (Certified Information Security Manager), or CRISC (Certified in Risk and Information Systems Control), Google AI Professional Certificate, AWS Certified AI Practitioner, Solution Architect-type certificates from AWS and/or Google, AWS Certified Security - Specialty, AWS Certified Generative AI Developer - Professional, AWS Security Engineer Experience in designing and implementing enterprise-wide cyber risk management controls Technology sales enablement experience, especially cybersecurity solutions Travel Requirements Up to 60% Job Posting End Date The salary range for this position is: $99,000 - $232,000.
Industry/Sector Not Applicable Specialism Cybersecurity & Privacy Management Level Manager Job Description & Summary At PwC, our people in risk and compliance focus on maintaining regulatory compliance and managing risks for clients, providing advice, and solutions.

NY30+ days ago
$124,000–$280,000 Per Year
Responsibilities Lead and manage strategy, transformation and engineering projects and teams Design and architect AI-enabled solutions and transformations for cybersecurity organizations and functions Innovate and enhance processes by integrating AI and machine learning capabilities Engage with clients at senior levels to drive success and provide strategic guidance Design and implement enterprise-wide cyber risk governance frameworks Develop thorough business risk scenarios and create AI-powered cyber threat models Provide industry-leading practices in AI-driven cyber risk management Architect agentic automations to scale cybersecurity capabilities What You Must Have Bachelor's Degree At least 7 years of experience in software development and/or AI/ML engineering What Sets You Apart Master's Degree in software development, AI/ML engineering, or another relevant technical field preferred A minimum of 5 years of team management experience A minimum of 1 year of experience in designing and implementing agentic and/or generative AI systems Demonstrated knowledge of AI services in AWS or GCP, especially Google Vertex AI SDK and Amazon Bedrock/AWS Boto3 Master's Degree in a relevant field (e.g., Computer Science, Engineering, Cybersecurity) Knowledge of Python and leading AI frameworks (e.g., LangChain) Professional certifications such as CISSP (Certified Information Systems Security Professional), CISM (Certified Information Security Manager), or CRISC (Certified in Risk and Information Systems Control), Google AI Professional Certificate, AWS Certified AI Practitioner, Solution Architect-type certificates from AWS and/or Google, AWS Certified Security - Specialty, AWS Certified Generative AI Developer - Professional, AWS Security Engineer Experience in designing and implementing enterprise-wide cyber risk management controls * Technology sales enablement experience, especially cybersecurity solutions Travel Requirements Up to 60% Job Posting End Date The salary range for this position is: $124,000 - $280,000.
Industry/Sector Not Applicable Specialism Cybersecurity & Privacy Management Level Senior Manager Job Description & Summary At PwC, our people in risk and compliance focus on maintaining regulatory compliance and managing risks for clients, providing advice, and solutions.

New York, New York30+ days ago
p/>
This role will lead one of the company’s key strategic transformation programs, supported by a dedicated cross-department project team and co-lead and provide regular strategic updates to the Executive Committee, escalating key risks, decisions, and resource needs to accelerate execution.
Driving Tool and Method Development: Collaborate with relevant internal teams (e.g., operations, supply chain, IT) to identify, develop, and implement innovative tools and processes that enhance our ability to accurately quantify, track, and analyze our environmental footprint.

Bethpage, NY30+ days ago
$28.99–$34.06 Per Hour
Some of our recent recognitions include Certified Great Place to Work 2024-2025, America's Greatest Midsize Workplaces 2025, Quantum Workplace Employee Voice Award 2024, and Fortune's Best Workplaces in Financial Services & Insurance 2024. The FLOD Corporate Risk & Compliance Specialist will report to the AVP, FLOD Corporate Risk & Compliance and provides support to the Human Resources (HR), HCMS, Support Services, Member Experience (MX), Learning & Development (L&D), Organizational Development (OD), Compliance/Legal, and Fraud teams with their Risk and Compliance responsibilities.

NY23 days ago
Remote
$85,000–$115,000 Per Year
2+ years of experience in audit, compliance, IT, information security or other related field, assessing, developing or implementing various IT controls, as it relates to access management, change management and IT operations. As a member of that team, you will work across the organization to design, implement and support the IT general controls (ITGC) framework, lead remediation efforts and identify emerging IT risks.

NY20 days ago
$147,000–$260,700 Per Year
The Director of Risk & Compliance establishes and scales the risk and compliance strategy for Assurance Digital, including leading a centralized certification program that ensures technology is governed, inspection ready, and fit for use in assurance engagements. Operating at the intersection of assurance, technology, and regulation, this role defines the Risk & Compliance operating model, embeds requirements across the product lifecycle, and influences risk based decisions that support audit quality and regulatory confidence at scale.

New York, New York30+ days ago
We recently raised a $250 million Series E round led by Andreessen Horowitz to accelerate this mission. It’s not often that you can get in on the ground floor of a funded (unicorn!) startup that’s scaling so fast.

New York City, NY30+ days ago
$190,000–$215,000 Per Year
As our GRC Manager, you''ll partner with Legal, Engineering, Product, Sales, Operations, and leadership to develop a comprehensive GRC framework that protects Sigma''s interests, supports our strategic objectives, and builds stakeholder trust. Sigma provides a spreadsheet interface, SQL and Python editors, visual builders, and native AI to help teams turn live data into interactive applications, analysis, reports, and embedded experiences.

New York City, NY30+ days ago
$275,000–$325,000 Per Year
The Head of Legal, Risk & Compliance builds and owns DataCT's legal operations, enterprise risk framework, compliance program, audit program, and regulatory engagement strategy, while advising the DataCT Board and the CT Plan Operating Committee on matters of independence, fiduciary conduct, and regulatory obligation. The role is the principal legal and compliance partner to the Chief Administration Officer and is responsible for protecting the independence of the Administrator function, managing related-party considerations with DataCT subcontractors (including DataBP LLC), and ensuring full compliance with the governance framework of the CT Plan.

New York, NY15 days ago
$65–$75 Per Hour
The contractor will be expected to make an immediate impact by improving AI use case intake, strengthening risk review workflows, maintaining clear documentation, and helping align AI activities with evolving legal, regulatory, privacy, security, and compliance expectations.
Experience evaluating AI risks such as data leakage, confidential data exposure, privacy impact, intellectual property concerns, hallucination or accuracy risk, bias, automated decision-making, transparency, vendor dependency, and human oversight.

New York, NY30+ days ago
Full-time
SUMMARYACBD1 is a front office function serving Japanese corporate clients in the U.S. The Compliance and Risk Management Unit, part of the Planning Team within ACBD1, is responsible for a wide range of compliance matters and risk management initiatives. Coordination Hub: Representing ACBD1 in cross-functional risk management frameworks—including Operational, Reputational, and Liquidity Risk (excluding Credit Risk).

NY30+ days ago
$175,000–$195,000 Per Year
ul>
This role will lead one of the company's key strategic transformation programs, supported by a dedicated cross-department project team and co-lead and provide regular strategic updates to the Executive Committee, escalating key risks, decisions, and resource needs to accelerate execution.
Driving Tool and Method Development: Collaborate with relevant internal teams (e.g., operations, supply chain, IT) to identify, develop, and implement innovative tools and processes that enhance our ability to accurately quantify, track, and analyze our environmental footprint.

Jersey City, NJ30+ days ago
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the worlds most prominent corporate, institutional and government clients under the J.P. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities.

New York, NY30+ days ago
$99,000–$232,000 Per Year
As a Manager you supervise, develop, and coach teams, manage client service accounts, and drive assigned client engagement workstreams by supervising teams and independently solving and analyzing complex problems to develop exceptional deliverables. PwC does not intend to hire experienced or entry level job seekers who will need, now or in the future, PwC sponsorship through the H-1B lottery, except as set forth within the following policy: https://pwc.to/H-1B-Lottery-Policy.

New York, New York30+ days ago
$175,000–$195,000 Per Year
Position Summary: The Associate Director, Application Risk & Compliance, provides strategic oversight and defines the validation and risk management frameworks required to ensure the security, data privacy, and integrity of the NYU enterprise application ecosystem in alignment with best practices and NYU’s Global Information Security Program. New York University considers factors such as (but not limited to) scope and responsibilities of the position, candidate's work experience, education/training, key skills, internal peer equity, as well as, market and organizational considerations when extending an offer.

NY15 days ago
$116,875–$148,125 Per Year
p>149219BRNew YorkUSAInfosys Limited Senior Associate - Business ConsultingITL USA New York, NY Other DomainProcess|Consulting processes|Technology Consulting process FS/ Senior Consultant - Business Consulting (Risk and Compliance) - Risk & Compliance116875148125About Us:
Infosys Consulting is the global management and technology consulting practice of Infosys, a global leader in technology services and consulting.
Strong command of regulatory and control frameworks relevant to US FIs: NIST CSF/800-53, ISO 27001, SOC 2, SOX 404, GLBA, NYDFS 500, FFIEC, PCI DSS, and SWIFT CSCF; understanding of model risk management and data governance.

Jersey City, NJ10 days ago
You will also lead the team's use of generative artificial intelligence, large language models, and other technology to enhance oversight of our areas of coverage, including Operations, Liquidity, Sales and Distribution, Client Service, RFP team, Employee Compliance, Broker Dealer and CTO/CTA activities.
Required qualifications, capabilities, and skills:
7 years plus of experience in asset management, broker-dealer, or investment adviser environments, or in related compliance, legal, audit, risk, controls, or sales roles.

Greenwich, CT21 days ago
p>We are seeking Software Engineers to join a Risk, Compliance, and Legal Technology team responsible for designing, building, deploying, and supporting business-critical applications. Successful candidates will gain exposure to complex business processes, enterprise data platforms, workflow automation, and emerging technologies.

NY7 days ago
$154,000–$209,000 Per Year
li>Reviewing and monitoring the activities of the Security Incident Response and Business Continuity Management teams to ensure that the information security controls are used effectively during the complete life cycle of business continuity and disaster recovery response.
Coordinating external audit engagements with 3PAO, ISO/SOC auditors, PCI DSS QSA firms and other security assessors, including coordinating responses and remediation efforts.

28 days ago
Remote
$103,800–$173,300 Per Year
A Fortune 500 company with a presence in 21 countries, Assurant supports the advancement of the connected world by partnering with the world's leading brands to develop innovative solutions and deliver an enhanced customer experience through mobile device solutions, extended service contracts, vehicle protection services, renters insurance, lender-placed insurance products, and other specialty products.
The position oversees day-to-day compliance operations, including identifying and closing enterprise risk and control gaps, and establishing monitoring and reporting processes using key cybersecurity and compliance metrics aligned to frameworks and regulations such as ISO 27001, NIST, PCI DSS, HIPAA, and SOX.

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Risk Compliance Jobs in Uptown, NJ

AI Risk & Compliance Analyst Jobot

Senior Third Party Risk Management Analyst United Nations Federal Credit Union

VP Financial and Strategic Risk Management United Nations Federal Credit Union

AVP Lending Risk and Governance United Nations Federal Credit Union

Senior Credit Risk Review Officer City National Bank

Digital Assets Risk Manager - Crypto & Blockchain Fidelity Investments

Compliance Specialist Senior Wealth Management City National Bank

Head of Wealth Management Compliance City National Bank City National Bank

CFO Jobot

Global AMLS Data Analyst United Nations Federal Credit Union

Regultory Compliance Consultant Page Group

Global Customs Compliance Manager Page Group

Regional Procurement Lead Vaco LLC

Data Engineer ECLARO

Employee Relations Analyst Eclaro

Legal & Compliance - Data Compliance & Risk, SVP Blackstone Inc

FS/ 2LOD Compliance Testing/ Monitoring - Risk &Compliance - Principal Infosys Ltd

Risk & Compliance Analyst Initio Capital

AI Risk & Compliance Analyst ICONMA, LLC

Governance, Compliance, and Risk Analyst Elise A.I. Technologies Corp.

Senior Governance, Risk, Compliance GRC Analyst Therapymatch, Inc.

Security Risk & Compliance Analyst Alera Group Inc

FS/ 2LOD Compliance Testing/ Monitoring - Risk and Compliance - Sr Con Infosys Ltd

Compliance and Audit Manager (Enterprise Risk & Investor Compliance) The Community Preservation Corporation

AI Risk & Compliance Analyst Iconma

Compliance Risk Management & Testing Consultant Michael Page International

Senior Manager, Human Rights & Third-Party Risk Compliance CBRE Group Inc

IT Risk & Compliance Analyst StratAcuity Staffing Partners Inc

Account Executive - Risk & Compliance Harri US LLC

Cyber Strategy, Risk & Compliance - Senior Associate PricewaterhouseCoopers LLP

Cyber Strategy, Risk & Compliance - AI Engineering for Cybersecurity - Manager PricewaterhouseCoopers LLP

Cyber Strategy, Risk & Compliance - AI Engineering for Cybersecurity - Senior Manager PricewaterhouseCoopers LLP

Director, Risk & Compliance Richemont North America

First Line of Defense (FLOD) Corporate Risk and Compliance Specialist Bethpage Federal Credit Union

IT Risk & Compliance Analyst Angi Inc

Director, Assurance Digital - Risk & Compliance RSM US LLP

Governance, Compliance, and Risk Analyst EliseAI

Governance, Risk & Compliance GRC Manager Sigma Computing Inc

Head of Legal, Risk & Compliance DataCT LLC

AI Risk & Compliance Analyst Everest Consultants, Inc.

Risk and Compliance Analyst / Associate (Japanese bilingual) Mizuho Bank Ltd.

Director, Risk & Compliance Compagnie Financiere Richemont SA

Risk Management & Compliance - Planning & Analysis Reporting, Automation & Analytics - Associate JPMorgan Chase & Co

Risk & Compliance - Pharma/Med Devices, Manager PricewaterhouseCoopers LLP

Associate Director, Application Risk and Compliance New York University

FS/Sr. Consultant - Business Consulting (R&C) - Risk & Compliance Infosys Ltd

Compliance - Risk Management Oversight Program Lead - Vice President JPMorgan Chase & Co

Risk Compliance Engineering Associate/Analyst Summit Tech Partners

Director, Governance Risk and Compliance Anthology Inc

Manager, Information Risk & Compliance Assurant Inc

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