Entry-Level Bilingual Japanese/English Sales Assistant (Intl Trading) (CA/YM) Activ8 Recruitment & SolutionsEntry-Level Bilingual Japanese/English Sales Assistant (Intl Trading) (CA/YM)Charlotte, NC$55,000–$60,000 / yearFull timeAn international trading company is seeking an Entry-Level Bilingual Japanese/English Sales Assistant to join their team in Charlotte, North Carolina . A bachelor's degree, at least 1 year of office work/customer service experience, and the ability to speak, read, and write Japanese is required.
NewExecution Management & Trading Connectivity Manager AssetMark, Inc.Execution Management & Trading Connectivity ManagerCharlotte, NC$110,000–$130,000 / yearThe successful candidate will partner closely with cross-functional leaders to deliver a winning trading solution for clients across an array of venues to improve execution quality and drive down trading costs by building processes that are automated, resilient, and drive productivity. Serve as business owner for EMS, OMS integrations, FIX connectivity, Smart Order Routing, algorithm management, RFQ platforms, broker connectivity, and allocation workflows.
Trading and Operations Integration Application Strategist Allspring Global Investments Holdings, LLCTrading and Operations Integration Application StrategistCharlotte, North Carolina$120,000–$145,000 / yearFull timeOverview: We are seeking a highly analytical and solutions-oriented Application Strategist & Scrum Master with expertise in Bloomberg AIM trading application workflows and interfacing trading system applications such as TradeWeb, Market Axess, WSO Markit and others. The ideal candidate will demonstrate strong interpersonal, problem-solving, and critical thinking skills to analyze, optimize, and support workflows within the transaction lifecycle, ensuring alignment with business objectives and regulatory requirements.
Director, Fixed Income Municipal Bond Trading (Open To Location) Fifth Third BancorpDirector, Fixed Income Municipal Bond Trading (Open To Location)Charlotte, NCSKILLS FOR SUCCESS: Successful candidates will demonstrate a higher degree of proficiency (typically from 10 years of practical experience or advanced academic exposure) across the following areas: Strategic Leadership - Shape trading strategy and anticipate market trends to maintain competitive advantage. DOING THE RIGHT THING: Our employees take pride in doing the right thing for customers and colleagues as well as being accountable for risk by openly exchanging ideas and opinions, elevating concerns, and following policies and procedures that protect all our valuable assets -including you.
NewManager, Overlay Trading LPL FinancialManager, Overlay TradingCharlotte, ArizonaThe firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. As a leader in the financial advisor-mediated marketplace(6), LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans.
NewTrading & Value Chain Optimization Advisory Consultant Deloitte Touche Tohmatsu LtdTrading & Value Chain Optimization Advisory ConsultantCharlotte, NC$86,700–$170,900 / yearAs a Trading & VCO Advisory Consultant on the Enterprise Operations & Risk team, you will be responsible for: Support analysis across the commodity trade lifecycle (e.g., deal capture, scheduling/nomination, pricing, settlements) to help identify data, process, or control improvement opportunities within trading and risk operations. The wage range for this role takes into account the wide range of factors that are considered in making compensation decisions including but not limited to skill sets; experience and training; licensure and certifications; and other business and organizational needs.
Senior Associate\Associate Director, Trading Practices Compliance Barings Corp.Senior Associate\Associate Director, Trading Practices ComplianceCharlotte, NCResponsible for primarily assisting with surveillance and compliance monitoring related to best execution, cross trades, fair allocation, order management, market abuse, insider trading, and trade error review and remediation. Experience across a range of asset classes primarily including private lending, private investment funds, bank loans, derivatives, real estate investments, and corporate securities are required.
Associate Director, Trading Practices Compliance Barings LLCAssociate Director, Trading Practices ComplianceCharlotte, NCResponsible for primarily assisting with surveillance and compliance monitoring related to best execution, cross trades, fair allocation, order management, market abuse, insider trading, and trade error review and remediation. Experience across a range of asset classes primarily including private lending, private investment funds, bank loans, derivatives, real estate investments, and corporate securities are required.
NewTrading Analyst, Overlay Portfolio Management LPL Financial Holdings IncTrading Analyst, Overlay Portfolio ManagementFort Mill, SC$31.25–$52.04 / hourThe firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. As a leader in the financial advisor-mediated marketplace(6), LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans.
NewSenior Analyst, Overlay Trading LPL FinancialSenior Analyst, Overlay TradingCharlotte, ArizonaAs a leader in the financial advisor-mediated marketplace(6), LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses.
2027 Global Capital Markets Summer Intern - Sales & Trading U.S. Bancorp2027 Global Capital Markets Summer Intern - Sales & TradingCharlotte, NC$28.27–$37.69 / hourInterns work alongside experienced professionals, supporting live transactions and client deliverables, while participating in structured training, mentorship, and peer development programming. In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures.
NewExecution Management & Trading Connectivity Manager AssetMark Financial HoldingsExecution Management & Trading Connectivity ManagerCharlotte, North CarolinaThe successful candidate will partner closely with cross-functional leaders to deliver a winning trading solution for clients across an array of venues to improve execution quality and drive down trading costs by building processes that are automated, resilient, and drive productivity. Serve as business owner for EMS, OMS integrations, FIX connectivity, Smart Order Routing, algorithm management, RFQ platforms, broker connectivity, and allocation workflows.
Senior Scrum Master / Agile Project Manager – Front Office Derivatives Trading Technology 3600840 Axiom PathSenior Scrum Master / Agile Project Manager – Front Office Derivatives Trading Technology 3600840Charlotte, North CarolinaThe front office environment works closely with trading and business stakeholders, creating a fast-paced setting where Agile delivery, stakeholder facilitation, resilience, and capital markets fluency are essential. The organization is advancing its Agile maturity across multiple technology portfolios, including front office, equity portfolio management, and middle/back-office functions.
Trading Quality Analyst AssetMark, Inc.Trading Quality AnalystCharlotte, NC$90,000–$100,000 / yearKnowledge, Skills, Abilities: Practical understanding of trading workflows, including order generation, rebalancing, allocations, model or portfolio data, restrictions, exceptions, and operational controls. The Trading Quality Analyst will use practical knowledge of trading workflows to monitor operational quality, review exceptions, validate expected outcomes, and help improve reporting and controls.
Senior Associate\Associate Director, Trading Practices Compliance BaringsSenior Associate\Associate Director, Trading Practices ComplianceCharlotte, North CarolinaResponsible for primarily assisting with surveillance and compliance monitoring related to best execution, cross trades, fair allocation, order management, market abuse, insider trading, and trade error review and remediation. Experience across a range of asset classes primarily including private lending, private investment funds, bank loans, derivatives, real estate investments, and corporate securities are required.
Manager, Trading Systems Asset MarkManager, Trading SystemsCharlotte, NC$110,000–$130,000 / yearJob Description: The Job/What You'll Do: We are seeking a Manager, Trading Systems to serve as the business owner for assigned trading technology capabilities, ensuring trading systems are configured, governed, and operated to deliver consistent, scalable, and efficient business outcomes across the investment lifecycle. Working as a peer to Product Management, this role partners closely with Trading Leadership, Engineering, Portfolio Management, Operations, Compliance, Risk, and Technology to translate business strategy into production-ready technology capabilities.
Assistant General Counsel, VP - Institutional Derivatives and Trading Wells Fargo & CoAssistant General Counsel, VP - Institutional Derivatives and TradingCharlotte, NC$159,000–$305,000 / yearThey are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. About this role: Wells Fargo is seeking a Assistant General Counsel, VP to join the Corporate & Investment Banking (CIB) Markets Legal team, with a primary focus on repo and secured financing transactions supporting institutional fixed income businesses.
Senior Counsel, Institutional Derivatives & Trading Wells Fargo & CoSenior Counsel, Institutional Derivatives & TradingCharlotte, NC$139,000–$260,000 / yearThey are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. About this role: Wells Fargo is seeking a Senior Counsel to join the Corporate & Investment Banking (CIB) Markets Legal team, with a primary focus on repo and secured financing transactions supporting institutional fixed income businesses.
Trading Solutions Engineer Asset MarkTrading Solutions EngineerCharlotte, NC$85,000–$105,000 / yearAssess and identify client trading needs and manage the configuration, training, and setup for process for prospects, new clients, and existing clients including strategies, tax management needs, drift parameters, and rebalancing rules. Key responsibilities include trading pre-sales support, trading demonstrations, solution configuration in to existing parameters, trading onboarding support, and advanced trading supporting for existing clients.
Senior Cloud Architect - Capital Markets Sumitomo Mitsui Banking CorpSenior Cloud Architect - Capital MarketsCharlotte, NCYour mission is to build a highly resilient, scalable data pipeline that seamlessly feeds our Databricks analytics platform while ensuring zero disruption to critical upstream front-office desks and downstream financial systems. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui Brasileiro S.A., and Sumitomo Mitsui Finance and Leasing Co., Ltd.