Assist in oversight of Wealth Management, Institutional Services and Institutional broker dealer testing for state, federal, domestic, and possibly international regulator relationships and examinations including the Federal Reserve, OCC, SEC, DOL, FINRA, CFPB, State of New York, and/or the State of Delaware, as applicable. Education/Experience Required: Bachelor's Degree in related field PLUS 6 years' experience in compliance, legal, audit, risk, or other relevant function, OR in lieu of degree, a combined minimum of 10 years higher education and/or work experience, including 6 years in compliance, legal, audit, risk or other relevant function.