Working knowledge of the following rules and regulations is required, among others: SEC Rule 613: Consolidated Audit Trail (CAT), including order, trade and allocation event reporting, error correction and repair processes, and Customer and Account Information System (CAIS) reporting, including Firm Designated ID, transformed identifier and legal entity identifier requirements; Reg SHO. Institutional: Immerse yourself in the best-in-class institutional-grade technology, working alongside industry experts and gaining exposure to various asset classes, such as equities, options, fixed income securities, and advanced trading, research, and management technology.