ResponsibilitiesOversee monthly closes processPrepare internal & external financial statements and variance analysisPrepare regulatory filings (FOCUS reports, SIPC reports, etc.)Perform regulatory net capital computation and ensure compliance with regulatory guidanceResponsible for monthly account reconciliations reviewManage line of business incentive plansCoordinate various internal stakeholders (Operations, FP&A, business leaders) to ensure accurate reporting and adherence to regulatory guidanceReview intercompany management feesOther broker-dealer accounting responsibilities as assignedSupport external and internal audits as well as regulatory examsDevelop team financial talent and bench-strength and manage employee development and trainingParticipate in challenging project initiatives with the teamSupport automation and data transformation effortsIdentify and drive process efficienciesAbility to adhere to strict deadlines for monthly closes and regulatory reportingAbility to manage complex financial, reporting and regulatory matters or processesAbility to develop, establish, and operate financial policies and proceduresDue to the nature of this position, pass a non-registered fingerprint background check to qualify as a fingerprinted person under FINRACurrently has, or is in the process of obtaining, a Series 27 Securities License with the expectation that license will be obtained within six months of hireBasic QualificationsBachelor's degree in Accounting or military experienceAt least 3 years of Accounting experienceAt least 3 years of broker dealer experienceAt least 2 years of experience in people managementPreferred QualificationsMaster's degree in Finance or Accounting5+ years of securities industry experienceFinancial Industry Regulatory Authority Series License 7,10, 24, 27, or a combinationAt this time, Capital One will not sponsor a new applicant for employment authorization for this position. Chicago, IL: $132,800 - $151,600 for Manager, AccountingMcLean, VA: $146,100 - $166,700 for Manager, AccountingNew York, NY: $159,400 - $181,900 for Manager, AccountingPlano, TX: $132,800 - $151,600 for Manager, AccountingRichmond, VA: $132,800 - $151,600 for Manager, AccountingWilmington, DE: $132,800 - $151,600 for Manager, AccountingCandidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate's offer letter.