Brokerage Risk, Senior Technical Analyst Robinhood Markets IncBrokerage Risk, Senior Technical AnalystLake Mary, FL$128,000–$150,000 / yearAs Senior Technical Risk Analyst, you will be responsible for executing the various components of the brokerage risk management programs including technical risk assessments, issues management, governance, and automation support on control and process improvements. Technical Risk Assessment (TRA): Own the end-to-end orchestration of technical risk assessments, including scheduling, facilitating discussions with senior engineers, tracking blockers, managing engineering follow-up, and ensuring launch sign-off.
Compliance Specialist (Brokerage) StratifyIQCompliance Specialist (Brokerage)Orlando, FLWe are seeking an experienced Compliance Specialist to oversee compliance operations for multiple real estate brokerages across the U.S. This role ensures adherence to federal, state, and brokerage-level regulations while working across different compliance tools and systems. The ideal candidate has 5+ years of real estate brokerage compliance experience and is comfortable operating in multi-brokerage, multi-state environments.
Brokerage Compliance Operations Associate Robinhood Markets IncBrokerage Compliance Operations AssociateLake Mary, FL$31–$37 / hourRobinhood Financial ("RHF") is Robinhood's retail broker/dealer, and the Registration Team within RHF Compliance focuses on supporting firm and individual broker/dealer licensing & registration for RHF and for Robinhood Securities, Robinhood's clearing broker/dealer. The team is responsible for onboarding new broker/dealer registrants and associated persons, helping with disclosures and reporting for individuals and the firm, and providing guidance and support for representatives.
Brokerage Registered Client Service Associate - Lake Mary, Florida Truist Financial CorpBrokerage Registered Client Service Associate - Lake Mary, FloridaLake Mary, FLGeneral Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. Exceptional telephone skills and the ability to appropriately interact with clients of all experience levels regarding securities transactions and brokerage accounts.
Brokerage Registered Client Service Associate - Winter Park, FL Truist Financial CorpBrokerage Registered Client Service Associate - Winter Park, FLWinter Park, FLGeneral Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. Exceptional telephone skills and the ability to appropriately interact with clients of all experience levels regarding securities transactions and brokerage accounts.
Centralized Brokerage Registered Client Service Associate Truist Financial CorpCentralized Brokerage Registered Client Service AssociateOrlando, FLDemonstrated experience in a call center or brokerage office environment, preferably focusing on outbound sales calls.\n \nGeneral Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. This includes administrative and operational support, business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable.\n \nESSENTIAL DUTIES AND RESPONSIBILITIES\n \nFollowing is a summary of the essential functions for this job.
Investment Client Care Brokerage Services Representative Truist Financial CorpInvestment Client Care Brokerage Services RepresentativeOrlando, FLGeneral Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. Brokerage Service Representatives are a part of Investment Client Care (ICC) which acts as the service support team for Self-Directed, Centralized Advisor Center (CAC) assigned and Signature Advantage brokerage clients via phone.
Brokerage Registered Client Service Associate - Lake Mary, Florida Truist BankBrokerage Registered Client Service Associate - Lake Mary, FloridaLake Mary, FloridaGeneral Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. Assist Financial Advisors in servicing clients including preparing financial plans, conducting investment research and completing client trades and transactions.
Senior Operations Analyst - Options Clearing TD BankSenior Operations Analyst - Options ClearingLake Mary, FloridaTD Securities is a diversified financial services firm offering investment banking services, equity and credit research, sales and trading, prime brokerage, global clearing, commission management services and actively managed alternative investment products. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.
Securities Operations Manager Hub International LtdSecurities Operations ManagerWinter Park, FLThe ideal candidate will have 3+ years of experience in the financial services industry allowing for a strong understanding of broker/dealer operations and financial services products, including but not limited to: equities, bonds, options, mutual funds, annuities, insurance, and managed accounts. ABOUT HUB INTERNATIONAL: HUB International Limited ("HUB") is one of the largest global insurance and employee benefits broker, providing a broad array of property, casualty, risk management, life and health, employee benefits, investment and wealth management products and services.
Securities Operations Manager Hub International InsuranceSecurities Operations ManagerWinter Park, FloridaThe ideal candidate will have 3+ years of experience in the financial services industry allowing for a strong understanding of broker/dealer operations and financial services products, including but not limited to: equities, bonds, options, mutual funds, annuities, insurance, and managed accounts . HUB International Limited (“HUB”) is one of the largest global insurance and employee benefits broker, providing a broad array of property, casualty, risk management, life and health, employee benefits, investment and wealth management products and services.
Operations Analyst, International Trade Settlements TD BankOperations Analyst, International Trade SettlementsLake Mary, FloridaTD Cowen is a diversified financial services firm offering investment banking services, equity and credit research, sales and trading, prime brokerage, global clearing, commission management services and actively managed alternative investment products. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.
Sales Enablement and Change Management Lead First Horizon CorpSales Enablement and Change Management LeadOrlando, FLHeadquartered in Memphis, TN, the banking subsidiary First Horizon Bank operates in 12 states across the southern U.S. The Company and its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking services. This leader will be responsible for leading change management efforts for CRM modernization, quality improvement initiatives, sales tools and training rollout, and driving adoption and consistency of common sales practices across the lines of business and footprint.
Senior Operations Analyst - Options Clearing The Toronto-Dominion BankSenior Operations Analyst - Options ClearingLake Mary, FL$60,000–$115,000 / yearTD Securities is a diversified financial services firm offering investment banking services, equity and credit research, sales and trading, prime brokerage, global clearing, commission management services and actively managed alternative investment products. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.
Operations Analyst, International Trade Settlements The Toronto-Dominion BankOperations Analyst, International Trade SettlementsLake Mary, FL$60,000–$115,000 / yearTD Cowen is a diversified financial services firm offering investment banking services, equity and credit research, sales and trading, prime brokerage, global clearing, commission management services and actively managed alternative investment products. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.
Operations Supervisor Pathmark TransportationOperations SupervisorDavenport, FloridaEnsure exceptional customers service by meeting key performance indicators ( order fill rate accuracy, unannounced inspections, inventory accuracy, etc.) for assigned are of responsibility. Our Corporate Culture allows for free communication between employees and management while putting trust into a the hands of the management team to uphold the morals and goals of the owner.
Senior Specialist, Client Operations The Bank of New York Mellon CorpSenior Specialist, Client OperationsLake Mary, FLIn this role, youll make an impact in the following ways: Supports clients in addressing and resolving complex operational and technical issues and ensuring requests are executed. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.
RVP, MH Operations Sun Communities IncRVP, MH OperationsOrlando, FLThe Regional Vice President of MH Operations provides leadership and oversight for a portfolio of manufactured housing communities within an assigned region, driving operational performance, sales growth, and financial results. Creates marketing programs with a detailed marketing strategy that includes timetables, roles and responsibilities of team members, and projected expenses; Implements marketing and advertising plans.