Jersey City, NJ30+ days ago
Specifically, the GFC-CoE evaluates financial controls through integrated reviews of key business units, including Workplace Investing, Institutional Wealth & Retail Brokerage, Fund, and Brokerage Operations & Technology, Asset Management, Corporate Services, Fidelity Insurance Group, International sites (India & Ireland), and advisory reviews over strategic initiatives. Note Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment, and retirement-related financial activities, and the rules and regulations of numerous self-regulatory organizations, including FINRA.