Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities Markets Financial Industry Regulatory Authority, Inc.Senior Principal Investigator, Crypto Asset Investigations - Tokenized Securities MarketsNew York, NYThe Senior Principal Investigator in Crypto Asset Investigations (CAI) conducts high-complexity investigations into crypto asset activities of FINRA member firms and their associated persons; provides subject matter expertise to Regulatory Operations staff on crypto asset matters and initiatives; assists in the development and delivery of crypto asset training for FINRA staff and the securities industry; and assist in external engagements and intelligence sharing initiatives to raise awareness of emerging and priority threats related to crypto asset and blockchain technology, and highlight related challenges and effective practices. FINRA employees are required to disclose to FINRA all brokerage accounts that they maintain, and those in which they control trading or have a financial interest (including any trust account of which they are a trustee or beneficiary and all accounts of a spouse, domestic partner or minor child who lives with the employee) and to authorize their broker-dealers to provide FINRA with duplicate statements for all of those accounts.
Associate - Global Markets Advisory and Contract Execution, Securities Funding Documentation Team The Toronto-Dominion BankAssociate - Global Markets Advisory and Contract Execution, Securities Funding Documentation TeamNew York, NYThe Associate - Global Markets Documentation is responsible for providing best-of-class service to clients of TD Securities and internal business partners by preparing and negotiating legal documentation with global counterparties for trading products such as derivatives, foreign exchange and commodity products, i.e. ISDA Master Agreements, physical commodity agreements, and related credit support documentation. Ensure that the Bank is adequately protected in all dealings by preparing and negotiating capital markets agreements, including ISDA Master Agreements, related credit support documentation, prime brokerage agreements, master confirmation agreements, energy and metals agreements, repo and securities lending agreements, and other bespoke capital markets agreements.
Senior Marketing Strategic Partnership Manager moomooSenior Marketing Strategic Partnership ManagerJersey City, NJ$96,000–$132,000 / yearCollaborate with internal teams, including marketing, product, compliance, brokerage, legal, integrated marketing, brand & content, and clearing, to ensure successful execution of partnership initiatives. As a Senior Strategic Partnerships Manager at moomoo, you will lead the development and execution of B2B2C partnership strategies across both existing and new customer acquisition channels.
NewDirector, Operations & Settlement Management, Aon Securities Aon PlcDirector, Operations & Settlement Management, Aon SecuritiesNew York, NY$180,000–$220,000 / yearTechnical Knowledge Strong understanding of: U.S. Debt Capital Markets Corporate Bonds Private Placements Structured Finance Transactions Rule 144A Offerings Section 4(a)(2) Transactions DTC Settlement Processes Euroclear Settlement Processes CUSIP and ISIN Administration Paying Agent and Trustee Functions Securities Funding and Cash Settlement Trade Support and Post-Trade Operations Broker-Dealer Regulatory Requirements Education Bachelor's degree or equivalent experience in finance, Economics, Accounting, Business, or related field. Various other types of leaves of absence; paid sick leave as provided under state and local paid sick leave laws, short-term disability and optional long-term disability, health savings account, health care and dependent care reimbursement accounts, employee and dependent life insurance and supplemental life and AD&D insurance; optional personal insurance policies, adoption assistance, tuition assistance, commuter benefits, and an employee assistance program that includes free counseling sessions.
Regional Designated Broker - Southeast Territory Lead Zillow IncRegional Designated Broker - Southeast Territory LeadNY$40–$63.80 / hourThis role operates in close partnership with other Industry Affairs teams including Strategic Operations, Industry Operations, and Brokerage Operations to ensure alignment, speed, and execution quality across markets. Zillow is seeking a Regional Designated Broker - Southeast Territory Lead (FL, GA, SC, NC, TN, AL, MS) to oversee brokerage operations across a defined multi-state region aligned to high-volume MLS markets.
Regional Designated Broker - Mid-Atlantic Territory Lead Zillow IncRegional Designated Broker - Mid-Atlantic Territory LeadNY$40–$63.80 / hourZillow is seeking a Regional Designated Broker - Mid-Atlantic Territory Lead (VA, MD, DC, PA, DE, OH, KY, WV) to oversee brokerage operations across a defined multi-state region aligned to high-volume MLS markets. This role operates in close partnership with other Industry Affairs teams including Strategic Operations, Industry Operations, and Brokerage Operations to ensure alignment, speed, and execution quality across markets.
Regional Designated Broker - South Central Territory Lead Zillow IncRegional Designated Broker - South Central Territory LeadNY$40–$63.80 / hourZillow is seeking a Regional Designated Broker - South Central Territory Lead (TX, LA, OK, AR) to oversee brokerage operations across a defined multi-state region aligned to high-volume MLS markets. This role operates in close partnership with other Industry Affairs teams including Strategic Operations, Industry Operations, and Brokerage Operations to ensure alignment, speed, and execution quality across markets.
NewData & Trade Operations Analyst SGA Inc.Data & Trade Operations AnalystNew York, NY$43–$47 / hourThe successful candidate will be responsible for analyzing, validating, and transforming data; identifying data-quality issues; developing SQL queries to investigate and resolve problems; and supporting business and operational processes related to financial transactions. The successful analyst will become a subject-matter expert in the team's data and trade processes, independently investigate complex data issues, develop effective SQL-based solutions, and identify opportunities to improve operational efficiency and data quality.
Senior Vice President Prime Margin Market Operations Hybrid Citigroup IncSenior Vice President Prime Margin Market Operations HybridJersey City, NJ$163,600–$245,400 / yearWe support an extensive range of Capital Markets products and services including Fixed Income (FX, Rates, Credit, Muni, Cash and Derivatives) where Citi is consistently a dominant top 3 player in the market, Equity (Cash, Derivatives, Prime Brokerage, Futures, Listed Derivatives, Clearing and Foreign Exchange Prime Brokerage) where Citi has a significant growth program to continue to build out its capabilities and services; and Syndicates where we support both FI and EQ new issues and IPOs. We are a dynamic, global, and diverse Organization, with a presence in over 60 Countries; covering all post execution Operations teams including product aligned Middle Office groups, Settlements, Margin, Asset Servicing, Listed Derivative, Clearing & Commodities Operations.
Senior Marketing Strategic Partnership Manager Futu SecuritiesSenior Marketing Strategic Partnership ManagerJersey City, NJCollaborate with internal teams, including marketing, product, compliance, brokerage, legal, integrated marketing, brand & content, and clearing, to ensure successful execution of partnership initiatives. Job Summary: As a Senior Strategic Partnerships Manager at moomoo, you will lead the development and execution of B2B2C partnership strategies across both existing and new customer acquisition channels.
NewReal Estate Broker TuringReal Estate BrokerNew York, New YorkRemote$100–$150Turing supports customers in two ways: first, by accelerating frontier research with high-quality data, advanced training pipelines, plus top AI researchers who specialize in coding, reasoning, STEM, multilinguality, multimodality, and agents; and second, by applying that expertise to help enterprises transform AI from proof of concept into proprietary intelligence with systems that perform reliably, deliver measurable impact, and drive lasting results on the P&L. Turing is looking for candidates with strong experience in real estate brokerage, deal negotiation, and contract management, particularly at the level expected for licensed brokers or brokerage managers overseeing property sales and agent teams.
Trading Systems Operations Engineer Madison-DavisTrading Systems Operations EngineerStamford, CTExperience in financial services, ideally within trading, investment management, hedge fund, prop trading, market making, brokerage, or capital markets technology. Monitor trading systems, production applications, infrastructure components, and data workflows to ensure reliability and performance.
VP, Lead Software Engineer LPL Financial ServicesVP, Lead Software EngineerNew York, NY$170,800–$284,600 / yearThe firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. This role provides leadership across more than 20 application teams and partners closely with Product, Operations, Architecture, Security, Data, Infrastructure, Compliance, and senior leadership stakeholders to deliver scalable, secure, and resilient technology solutions that support enterprise priorities.
Software Engineer II Interactive Brokers Group Inc.Software Engineer IIGreenwich, CTWellness screenings and assessments, health coaches and counseling services through an Employee Assistance Program (EAP)Daily company lunch allowance provided and a fully stocked kitchen with healthy options for breakfast and snackCorporate events including team outings, dinners, volunteer activities and company sports teamsEducation reimbursement and learning opportunities. Strong knowledge of object-oriented concepts, n-tier applicationsKnowledge of relational database concepts (Oracle is a plus).Hands-on experience with server-side programming, ideally with Java/JEE or C++, message-oriented systems, RESTful web services, and microservices.
Sr Software Engineer Interactive Brokers Group Inc.Sr Software EngineerGreenwich, CTWellness screenings and assessments, health coaches and counseling services through an Employee Assistance Program (EAP)Daily company lunch allowance provided and a fully stocked kitchen with healthy options for breakfast and snackCorporate events including team outings, dinners, volunteer activities and company sports teamsEducation reimbursement and learning opportunities. Strong knowledge of object-oriented concepts, n-tier applicationsKnowledge of relational database concepts (Oracle is a plus).Hands-on experience with server-side programming, ideally with Java/JEE or C++, message-oriented systems, RESTful web services, and microservices.
Software Engineer III Interactive Brokers Group IncSoftware Engineer IIIGreenwich, CTThese applications support Funds and banking software handling client cash, brokerage operations, securities borrowing and lending, clearing operations including regulatory reporting, trade settlement and reconciliation, corporate action processing, client statements, reference data systems, and IPO processing, to name just a few. In addition, we also continuously work on our fully integrated internal development and operational tools used to handle functions such as software releases, job scheduling, service location and security frameworks, and build management tools.
Listed Clearing Specialist Nesco Resource, LLCListed Clearing SpecialistNew York, NY$40–$50 / hourCollaborate with internal business units, affiliates, Front Office, auditors, and regulators to support clearing operations, reporting, controls, and process improvement initiatives. Oversee the daily operations of outsourced/offshore support teams to ensure accurate and timely processing of listed clearing transactions.
VP, Data Products & Solutions Compass IncVP, Data Products & SolutionsNew York City, NYYou will own the full product vision, strategy, and P&L across two distinct portfolios: Internal Enablement - tools that fuel FP&A, recruiting, brokerage operations, and agent productivity - and External Commercial Products - monetized data pipelines via API for institutional buyers and hedge funds, proprietary AI training datasets, and authoritative economic research models. Turn complex, high-volume datasets into clean, self-explanatory visual experiences that deliver instant clarity to boardroom executives, top-producing agents, and institutional buyers alike - insights that tell their story without requiring a user manual.
Senior Branch Operations Specialist (Jericho, NY) Oppenheimer & Co. Inc.Senior Branch Operations Specialist (Jericho, NY)Jericho, NY$55,000–$65,000 / yearWith roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services. This salary range is specific to the State of New York and takes into account the wide range of factors that are considered in making salary decisions including but not limited to your skills, qualifications, experience, licensure and certifications, and other business and organizational needs.
Associate Director, Senior Business Analyst – Settlement & Clearing Technology Royal Bank of CanadaAssociate Director, Senior Business Analyst – Settlement & Clearing TechnologyJersey City, New JerseyExperience with specific settlement or clearing platforms involved in prime brokerage operations, exposure to regulatory requirements affecting prime brokerage operations, knowledge of collateral management systems, and experience with process automation or RPA initiatives would strengthen candidacy. Agile Methodology, Business Data Analysis, Business Process Modeling, Commercial Acumen, Communication, Critical Thinking, Decision Making, Group Problem Solving, Interpersonal Relationship Management, Requirements Analysis Additional Job Details .