45 Results for

Brokerage Jobs in North Carolina

Jobs

Charlotte, NC7 days ago

$135,000–$145,000

Determining compensation for this role (and others) at Vaco by Highspring depends upon a wide array of factors including but not limited to: the individual’s skill sets, experience and training; licensure and certification requirements; office location and other geographic considerations; other business and organizational needs. Determining compensation for this role (and others) at Vaco/Highspring depends upon a wide array of factors including but not limited to the individual’s skill sets, experience and training, licensure and certifications, office location and other geographic considerations, as well as other business and organizational needs.

Charlotte, NC7 days ago

$115,000–$130,000

Charlotte, NC7 days ago

$115,000–$120,000

Determining compensation for this role (and others) at Vaco by Highspring depends upon a wide array of factors including but not limited to: the individual’s skill sets, experience and training; licensure and certification requirements; office location and other geographic considerations; other business and organizational needs. Determining compensation for this role (and others) at Vaco/Highspring depends upon a wide array of factors including but not limited to the individual's skill sets, experience and training, licensure and certifications, office location and other geographic considerations, as well as other business and organizational needs.

Charlotte, NC7 days ago

$115,000–$120,000

Determining compensation for this role (and others) at Vaco by Highspring depends upon a wide array of factors including but not limited to: the individual’s skill sets, experience and training; licensure and certification requirements; office location and other geographic considerations; other business and organizational needs. Determining compensation for this role (and others) at Vaco/Highspring depends upon a wide array of factors including but not limited to the individual's skill sets, experience and training, licensure and certifications, office location and other geographic considerations, as well as other business and organizational needs.

Charlotte, NC30+ days ago

This role is responsible for leading brokerage operations, strengthening carrier and customer relationships, optimizing margin performance, and ensuring scalable, high-performing operational processes. The Director partners closely with executive leadership to execute brokerage strategy, drive operational efficiency, and support long-term growth within this business line.

New!

Charlotte, NC6 days ago

The Senior Category Manager - International Ocean, Air & Customs Brokerage is responsible for the global sourcing, category strategy, and supplier management of international ocean freight, air freight, and customs brokerage services supporting Honeywell Intelligrated's global project execution and aftermarket operations. As a trusted partner, we provide actionable solutions and innovation through our Aerospace Technologies, Building Automation, Energy and Sustainability Solutions, and Industrial Automation business segments - powered by our Honeywell Forge software - that help make the world smarter, safer and more sustainable.

New!

Charlotte, NC1 day ago

Grassroots growth of individual trucking, warehousing, and brokerage enterprises brought together under new entrepreneurial leadership is now aligned with the shared visions of excellence, supported by a talented staff and best-in-class assets, and the all-important ‘can-do’ spirit. The legacy that is today Wavepoint is a story of successfully creating and executing customer-driven solutions that align with ever-changing market conditions, born out of the demand for single-source logistics, both responsive and competitive.

Raleigh, North Carolina30+ days ago

Charlotte, NC18 days ago

Remote

If you're tired of working at one of the "big boys" where every shipper in the phone book has already been called 10 times, or at one of the "basement brokers" with underpaying comp plans and lack of operations support, Unicargo is where you can get your career path back on track! Minimum 2 years experience in B2B logistics sales, targeting customers who move FTL, LTL, Drayage, Intermodal, LCL, Ocean, Air, and Warehousing.

Charlotte, NC18 days ago

Remote

Unicargo is seeking experienced freight agents looking to move their book of business over to a global transportation company providing the ability to service all transportation modes for domestic and international - Truckload | LTL | Drayage | Intermodal | Ocean | Air | Warehousing | Customs. Unicargo is an ideal home for agents that are not getting the backend support they need, are looking to expand modal capabilities beyond basic domestic transportation, or who want to reduce their current workload and still make significant income.

Charlotte, North Carolina30+ days ago

Intern

Charlotte, NC18 days ago

Our commitment to excellence and customer satisfaction has earned us a loyal customer base, while our "reap what you sow" work culture ensures that employees thrive and grow within the company. UNICARGO LOGISTICS has been a trusted name in the logistics industry for over a decade, providing innovative freight solutions to clients all over the world.

New!

Raleigh, NC3 days ago

Full-time

Backed by over 25 years of experience and approximately $7.0 trillion in platform assets, Envestnet is trusted by over one third of financial advisors across leading banks, wealth managers, brokerages, and RIAs. Adherence to and application of Envestnet legal, compliance, risk, business continuity and administrative policy within the role and department(s) including the timely completion of training & awareness, affirmations and testing as requested.

Charlotte, North Carolina20 days ago

Differences in race, creed, color, religious beliefs, physical or mental capabilities, gender identity or expression, sexual orientation, and many other characteristics bring together varied perspectives and add value to the service we provide our clients, trading partners, and communities. • Coordinates with the broker to prepare documents, cover letters etc. to market renewal business and provides necessary administrative support in filing, printing, and archiving documents.

New!

Charlotte, NC6 days ago

Location - Atlanta and Charlotte Salary - $120k-$140k plus bonus Excellent benefits Minimum of 5 years of experience in international sea and air freight operations, with a significant focus on door-to-door services and a proven track recordin handling out-of-gauge and heavy-lift cargo Must have 3+ years of experience in a supervisory or team leadership role within the transportation industry. The role and primary responsibilities: End-to-End Freight Operations Management: Planning, coordinating, and executing international sea and air freight shipments, including door-to-door services, with a specialization in out-of-gauge and heavy lift cargo.

Raleigh, North Carolina12 days ago

The ideal candidate manages the full lifecycle of registered representative and investment adviser representative registrations, U4/U5 filings, and insurance licensing/renewals, and works directly with regulatory bodies on regulatory exams and inquiries. Responsibilities: Oversee and execute all FINRA, state securities, and insurance registrations, including processing Uniform Forms U-4 and U-5, Form BD, Form ADV, and various state forms for firm personnel; manage the licensing onboarding and offboarding process for employees and registered representatives.

New!

Charlotte, NC3 days ago

o Expertise in planning and executing OOG and heavy lift shipments, including knowledge of specialized equipment (e.g., flat racks, open tops, cranes, SPMTs), lashing and securing techniques, and route planning. Minimum of 5 years of experience in international sea and air freight operations, with a significant focus on door-to-door services and a proven trackrecord in handling OOG and heavy-lift cargo .

Charlotte, NC30+ days ago

$86,360–$101,600 Per Year

Work with the business and project teams on large scale projects relate to central clearing of US Treasuries, continued build out of sponsored repo, general collateral facility, collateral management upgrades, etc. In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures.

Charlotte, North Carolina23 days ago

$61,000–$250,000 Per Year

Northwestern Mutual is the marketing name for The Northwestern Mutual Life Insurance Company (NM) and its subsidiaries, including Northwestern Long Term Care Insurance Company (NLTC), Northwestern Mutual Investment Services, LLC(NMIS) (Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. As used here, “revenue” includes exclusively First Year and Renewal Commissions, Bonuses, Northwestern Mutual Investment Services, LLC and Northwestern Mutual Wealth Management Company commissions and fees, Strategic Employee Benefits Services commissions, and Expense Allowances.

New!

Raleigh, North Carolina2 days ago

$25.48–$34.13 Per Hour

What You'll Do: The New Business Consultant is instrumental to the success of regional sales offices by building partnerships with our financial professionals, accurately onboarding new client accounts, managing account openings and asset movement requests with broker-dealer, and serving as a point of contact between financial professionals, product partners, and custodians. Posting Window: We will accept applications for 3 full days following the Original Posting Date, after which the posting may remain open or be removed based upon applications received.

New!

Charlotte, NC6 days ago

AdministrativeGeneral duties such as printing, binding, scheduling meetings, greeting clients, conference room set up, office maintenance, broker IT support, making travel arrangements & front desk coverage as needed . Prepare deal documents including Request for Proposals, Letters of Intent, renewal letters, leasing status reports & customer & prospect correspondence, with direction from brokers and/or knowledge of company policies, procedures, and best practices .

New!

Charlotte3 days ago

$21–$22 Per Hour
Temporary
Contractor

This role is an excellent opportunity for recent finance or accounting graduates looking to gain hands-on experience in trade operations, brokerage transactions, and financial settlements. You will work closely with internal teams to process trade transactions, ensure settlement accuracy, and support financial advisors with key operational tasks.

Havelock, NC30+ days ago

2025 First Command Financial Services, Inc. is the parent company of First Command Brokerage Services, Inc. (Member SIPC, FINRA), First Command Advisory Services, Inc., First Command Insurance Services, Inc. and First Command Bank. Develop and implement sophisticated financial plans that integrate investment management, retirement income planning, tax strategies, insurance solutions, day-to-day finances, and estate considerations—tailored to the unique needs of military families.

Raleigh, NC30+ days ago

Exception Management and Remediation Planning: Analyze the client impact for each exception found primarily using SQL, and develop SQL based remediation scripts to resolve current and historical issues. Daily Batch Data Reconciliation: Execute daily cash, position, market value, and transaction reconciliations between custodial data feeds and the AdvisorEngine portfolio management system.

Charlotte, NC30+ days ago

In addition to managing transactions, this role also serves as a relationship owner for assigned PLACE teams, helping build trust, maintain service consistency, and ensure Blueprint remains a proactive and reliable partner within the team's business. The Escrow Officer plays a pivotal role in delivering a seamless, secure closing experience while acting as a dedicated escrow partner to assigned PLACE real estate teams.

Raleigh, North Carolina30+ days ago

Charlotte, NC7 days ago

Prepare deal documents including Request for Proposals, Letters of Intent, renewal letters, leasing statusreports & customer & prospect correspondence,with direction from brokers and/or knowledge of company policies, procedures, and best practices . General duties such as printing, binding, scheduling meetings, greeting clients, conference room set up,office maintenance,broker IT support, making travel arrangements& front desk coverage as needed .

Waynesville, North Carolina8 days ago

$32,146–$45,185 Per Year

The assistant helps ensure efficient daily operations, exceptional client service, and compliance with bank and broker‑dealer policies by managing administrative tasks, client documentation, scheduling, and internal coordination. Compliance Training: Participate in all required compliance training, including Bank Secrecy Act/anti-money laundering training, as well as internal and external training programs, online training, meetings, and seminars/conferences, etc.

Charlotte, NC30+ days ago

products, technology, legal, compliance, marketing, training, field implementation, etc.) and vendors, participate in the execution of projects aimed at developing investment products, ensuring compliance, enhancing the quality of the performance data, and improving the front-end experience. As a Senior Analyst on the Investment Performance team, you will serve a critical function in advancing initiatives within the broker dealers Advice & Wealth Management (AWM) segment, specifically those related to investment performance reporting.

Charlotte, NC30+ days ago

$90,000–$95,000

Execute and support annual compliance program requirements including financial document reviews, billing reviews, suitability reviews, third-party service provider due diligence, and annual risk assessments and reports. Execute regulatory compliance and supervisory tasks including email reviews, trade reviews, marketing reviews, document drafting, and regulatory filings via the FINRA Firm Gateway.

Charlotte, NC30+ days ago

Full-time

Aid the Advisors by building and maintaining client relationships through processing requests, resolving issues, and providing up-to-date information and assisting the Advisors with ongoing wealth planning for clients and referral source management and new lead generation. Chase is a leading financial services firm, helping nearly half of America's households and small businesses achieve their financial goals through a broad range of financial products.

Raleigh, North Carolina30+ days ago

Our ideal candidate has a strong, working knowledge of the compliance responsibilities of SEC-registered investment advisors including the requirements applicable to marketing and advertising materials and the development of policies, procedures and controls. You will work with the Director of Compliance to maintain and implement the compliance program for an established federally registered investment advisor (RIA) and registered broker-dealer, and drive adherence with applicable laws, regulations, and regulatory guidance.

Charlotte, NC30+ days ago

$80,000–$95,000

This role is ideal for a dynamic professional with a startup mentality, ready to build operations from the ground up—including obtaining the necessary company licensing and setting up compliant processes. We are seeking a proactive and experienced Licensed Customs Broker to lead the establishment of our new office in Charlotte, NC.

Charlotte, NC30+ days ago

Remote

The Manager of Transaction Management oversees all real estate transactions for House Buyers of America, managing both acquisition and disposition deals from contract through closing. Founded in 2001 and operating in 44 states, the company blends decades of real estate expertise with technology-driven operations to deliver speed, certainty, and consistent outcomes.

Charlotte, NC30+ days ago

Seeking experienced Data Engineers (10+ years) to support the design and development of a strategic data platform for Capital Markets and Nikko Securities Group. We are supporting a Digital Transformation initiative across the Americas Division to modernize technology and build a strategic, data-driven platform.

Charlotte, NC30+ days ago

As a result of this expansion, we are seeking experienced software Data engineers spread across Charlotte (N.C), Jersey City (N.J) and India, with 10+ years of relevant experience to support the design and development of a strategic data platform for *** Capital Markets and Nikko Securities Group. • These roles will be part of the Data Strategy team spanning across the *** Capital Markets and Nikko securities teams, *** Americas Division's broker-dealer and swap-dealer entities.

Charlotte, NC30+ days ago

As a result of this expansion, we are seeking experienced Business Analyst in Charlotte (N.C) with 10+ years of experience primarily in financial market data or reference data to support the design and development of a strategic data platform for *** Capital Markets and Nikko Securities Group. • Lead new projects from inception through go live, managing the project lifecycle across authoring project initiation documents, business requirements documents, status reports, leading front to back UAT across users and developers.

Charlotte, NC30+ days ago

Role Objectives Be part of the Data Strategy team supporting *** Capital Markets and Nikko Securities teams across the *** Americas Division's broker-dealer and swap-dealer entities. Lead and support the establishment of a reference data system for securities and pricing data, with future expansion into additional data domains.

Cary, NC30+ days ago

Full-time

Using a broad investment product and thought leadership platform along with cutting edge digital technology, you will be front and center representing our brand and interacting with our clients to offer the best investment solutions to meet their financial needs. Chase is a leading financial services firm, helping nearly half of America's households and small businesses achieve their financial goals through a broad range of financial products.

Charlotte, NC12 days ago

Remote

$70,000–$90,000 Per Year
Full-time

Please note: If this position is posted as either fully remote and/or hybrid, in accordance with company policy, individuals residing within a 50-mile radius of a branch location may be required to work onsite in a hybrid capacity as there may be occasions when on-site presence is necessary to meet specific business needs. This includes guiding team performance, ensuring compliance with established processes and procedures, maintaining service excellence, supporting staff development, and strengthening operational efficiency.

Raleigh, NC30 days ago

Full-time

The vast majority of the nation’s leading banks, the largest wealth management and brokerage firms, and over 500 of the largest RIAs rely on Envestnet’s wealth management platform and solutions to drive business growth, boost productivity, and deliver better financial outcomes for their clients. Previous exposure to other areas of investment management or capital markets, such as through previous work in trading, investment banking, consulting, asset management, hedge funds, or in another investing or finance capacity is not required but is a plus.

Charlotte, NC30+ days ago

$105,400–$124,000 Per Year

In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures. • Serve as a knowledgeable facilitator for Wealth banking and advisory teams across the Affluent and Private Wealth client segments to establish banking and advisory team norms, expectations and best practices.

Wilmington, NC30+ days ago

Stay in Control – Use your organizational skills to accurately document all the details, ensuring that everything from load fees to delivery updates are logged seamlessly for accurate billing. Fast-Paced Problem Solving – Analyze each load's progress, troubleshoot any issues with drivers, and resolve potential problems before they happen, keeping deliveries on track.

Resume Resources

Free Resume Templates Free Resume Builder

Get noticed by top employers!

Upload your resume to let employers know you're open to Brokerage job opportunities. Plus, receive relevant job recommendations in your inbox.

Create A Free Account

Brokerage Jobs in North Carolina

AVP - Cash Reconciliation Vaco LLC

Advisory Revenue Accounting Manager Vaco LLC

Accounting Manager - Advisory Revenue Vaco LLC

Accounting Manager - Corporate Accounting Vaco LLC

Director of Brokerage Confidential - Professional Services

Strategic Sourcing Specialist Principal - International Ocean, Air & Customs Brokerage Honeywell

Strategic Account Manager (Freight Brokerage) Wavepoint Warehousing, Inc.

Registered Brokerage Service Assistant First Citizens Bank

Sales Account Executive - Logistics Freight Brokerage UNICARGO LOGISTICS

1099 Freight Agent - Logistics Transportation Brokerage UNICARGO LOGISTICS

Internship - Real Estate Brokerage Matthews Real Estate Investment Services, Inc

Junior Sales Account Executive - Logistics Freight Brokerage UNICARGO LOGISTICS

Senior Legal Counsel Envestnet

Associate Underwriter Ryan Specialty Group

Operations Manager - International Air & Ocean FreightTAS

Senior Compliance Manager CAPTRUST

Operations Manager - International Air & Ocean FreightTAS LLC

Trade Settlement/Repo Work Lead - Wealth Operations U.S. Bank

Financial Advisor Northwestern Mutual

New Business Consultant Principal Financial Group

Sales Coordinator Jones Lang LaSalle IP

Trade Operations Analyst (Entry-Level) Company Confidential

Senior Financial Advisor – Experienced Professionals First Command Financial Services, Inc.

Portfolio Management Data Operations & Reconciliation Specialist (Contract) AdvisorEngine

Title Escrow Officer (Charlotte) PLACE Corporate Careers

Trading and Client Services Representative First Citizens Bank

Sales Coordinator JLL

UCA Administrative Assistant United Community Bank

Senior Analyst, Investment Performance Ameriprise

Investment Adviser Compliance Consultant Synergy RIA Compliance Solutions

J.P. Morgan Wealth Management - Private Client Investment Associate JPMorgan Chase Bank, N.A.

Compliance Analyst CAPTRUST

Licensed Customs Broker FreightTAS LLC

Manager, Transaction Management House Buyers of America

Data Engineer – Python Developer Veterans Sourcing Group

Azure Data Engineer Veterans Sourcing Group

Data Engineer Veterans Sourcing Group

Business Data Analyst Veterans Sourcing Group

Azure Data Engineer - Python Developer Veterans Sourcing Group

Data Engineer – Azure (Capital Markets) Veterans Sourcing Group

J.P. Morgan Wealth Management - Private Client Advisor - Cary, NC JPMorgan Chase Bank, N.A.

Operations Supervisor- Commercial Insurance (Remote) Insurance Office of America

QRG Investment Management Operations Specialist Envestnet

Facilitator U.S. Bank

After-hours Operations Specialist (Temporary) MegaCorp Logistics

Resume Resources