16 Results for

Brokerage Jobs in Northeast, TN

Jobs

New!

Rockville, MD2 days ago

Full-time
Employee

JOB PURPOSE: This position will require a highly organized, detail-oriented individual to coordinate the administrative activities of our Realty department while assisting with the daily activities as directed and in coordination with the Corporate Marketing department. Supports all Realty and Corporate Marketing Management in various tasks.

New!

Bethesda, MD5 days ago

Headquartered in Bethesda, MD, we combine institutional-grade investment expertise with a quantitative process that is Built to Conquer Risk . Summary The Director of Internal Sales is responsible for building, developing, and leading a high-performing internal sales team that supports national distribution across mutual funds, ETFs, and SMAs. The ideal candidate has successfully led internal wholesalers before and understands how daily activity translates into advisor meetings, pipeline development, and measurable asset growth.

New!

Bethesda, MD5 days ago

$90,000–$115,000 Per Year

Headquartered in Bethesda, MD, we combine institutional-grade investment expertise with a quantitative process that is Built to Conquer Risk . Summary The Sales Enablement Associate owns the systems, workflows, and quality controls that power Potomac's sales execution and advisor engagement. This role is responsible for ensuring data integrity, revenue operations accuracy, advisor experience consistency, and high quality outbound execution across multiple platforms and regions.

Bethesda, MD12 days ago

Products & Solutions: Together with its subsidiaries, New York Life provides a range of products, including life insurance, annuities, long-term care insurance, disability income insurance, and investment products such as mutual funds through our broker-dealer, NYLIFE Securities LLC (member of FINRA and SIPC), a Licensed Insurance Agency, ensuring that the solutions you develop with clients can help them and their families achieve their financial goals. Digital Tools: Beyond this training and support, New York Life will equip you with the tools you need to succeed day-to-day, including experts on hand to answer your questions and a suite of digital sales, prospecting, and marketing tools that will help you attract and retain clients with web, social, and email content.

Baltimore, MD27 days ago

$30–$30 Per Hour
Temporary
Contractor
Full-time

Create Power BI data models, DAX measures, and visuals that deliver consistent metrics/KRIs for line teams and senior management; publish and govern content through enterprise workspaces. The ideal candidate brings in-depth expertise in Alteryx, UiPath, and Power BI, applied within financial operations, plus working knowledge of DTC workflows and industry utilities.

Baltimore, MD27 days ago

$28–$28 Per Hour
Temporary
Full-time

Create Power BI data models, DAX measures, and visuals that deliver consistent metrics/KRIs for line teams and senior management; publish and govern content through enterprise workspaces. * UiPath: Strong hands-on with Studio/Orchestrator; selectors, queues, REFramework, credential vaults; building resilient bots for web/desktop/API interactions.

Baltimore, MD20 days ago

$22–$22 Per Hour
Temporary
Full-time

Key Responsibilities C oordinate and approve the release of excess collateral and dividend payments Verify loan values in monitoring systems against original underwriting in case of shortfalls Notify branches and collaborate with financial advisors to resolve over-limit situations Provide documentation and information for federal, state, and internal audits Identify and mitigate regulatory risks in securities-based lending products Handle escalated issues from branches, sales desks, and other firm areas Partner with IT and other departments to enhance operational processes Required Qualifications B achelor’s degree in Business, Finance, or Economics (work experience in banking/finance may substitute) Experience in securities-based lending preferred Intermediate proficiency in Outlook, Word, and Excel Strong problem-solving and resolution skills Excellent organizational and time management abilities in high-pressure environments Professional oral and written communication skills Superior attention to detail Strong research, analytical, and math skills Ability to prioritize and manage multiple tasks simultaneously Preferred Qualifications Prior experience in brokerage or private banking opera tions Education: Bachelors Degree Job Summary We are seeking a detail-oriented Operations Analyst to join our Private Banking Operations team.

Quantico, VA9 days ago

2024 First Command Financial Services, Inc. parent of First Command Brokerage Services, Inc (Member SIPC, FINRA), First Command Advisory Services, Inc., First Command Insurance Services, Inc. and First Command Bank. That’s why we prioritize the hiring of veterans and military spouses to serve as First Command Financial Advisors, and why we are reaching out to the leaders here aboard MCB Quantico and TBS areas as we seek to fill this vital role in our organization.

Silver Spring, MD30+ days ago

Cetera Financial Group" refers to the network of retail independent broker-dealers encompassing, among others, Cetera Advisors, Cetera Advisor Networks, Cetera Financial Institutions,Cetera Financial Specialists, First Allied Securities and Summit Brokerage Services. Advisor support resources offered through Cetera include award-winning wealth management and advisory platforms, comprehensive broker-dealer and registered investment adviser services, practice management support and innovative technology.

Washington, DC23 days ago

Full-time

FINRA employees are required to disclose to FINRA all brokerage accounts that they maintain, and those in which they control trading or have a financial interest (including any trust account of which they are a trustee or beneficiary and all accounts of a spouse, domestic partner or minor child who lives with the employee) and to authorize their broker-dealers to provide FINRA with duplicate statements for all of those accounts. Additional insurance includes basic life, accidental death and dismemberment, supplemental life, spouse/domestic partner and dependent life, and spouse/domestic partner and dependent accidental death and dismemberment, short- and long-term disability, long-term care, business travel accident, disability and legal.

New!

Annapolis, Maryland6 days ago

$61,000–$250,000 Per Year

Northwestern Mutual is the marketing name for The Northwestern Mutual Life Insurance Company (NM) and its subsidiaries, including Northwestern Long Term Care Insurance Company (NLTC), Northwestern Mutual Investment Services, LLC(NMIS) (Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. As used here, “revenue” includes exclusively First Year and Renewal Commissions, Bonuses, Northwestern Mutual Investment Services, LLC and Northwestern Mutual Wealth Management Company commissions and fees, Strategic Employee Benefits Services commissions, and Expense Allowances.

Rockville, MD30+ days ago

Full-time

Additionally serves as a central resource for EFS including, but not limited to, the following areas: Budget and Headcount Management: Oversees EFS budget and expense management functions, including the development and tracking of operational budgets, analysis of budget variances, headcount and resource allocations, and research and implementation of cost savings measures, to ensure budget spend is aligned with EFS and FINRA strategic goals. FINRA employees are required to disclose to FINRA all brokerage accounts that they maintain, and those in which they control trading or have a financial interest (including any trust account of which they are a trustee or beneficiary and all accounts of a spouse, domestic partner or minor child who lives with the employee) and to authorize their broker-dealers to provide FINRA with duplicate statements for all of those accounts.

New!

Baltimore, MD2 days ago

Remote

$144,000–$261,000 Per Year

Qualifications Required: Bachelor's degree or the equivalent combination of education and relevant experience AND 10+ years of total relevant work experience FINRA series 7 and 66 licenses Preferred: Strong relationships with Wires, Independents, and Regional Broker Dealers Working knowledge of Broker/Dealer product platforms CFA, CFP, CIMA, or MBA FINRA Requirements FINRA licenses are required and will be supported for this role. $144,000.00 - $261,000.00 for the location of: Maryland, Colorado, Washington and remote workers $144,000.00 - $261,000.00 for the location of: Washington, D.C. $144,000.00 - $261,000.00 for the location of: New York, California Placement within the range provided above is based on the individual’s relevant experience and skills for the role.

Rockville, MD30+ days ago

Full-time

Washington, DC30+ days ago

$100,000–$300,000 Per Year

We've built a platform that goes far beyond the traditional brokerage model: proven systems, world-class mentorship, powerful marketing engines, and wealth-building opportunities through our partnership with GRID Capital Partners. Agents who fully engage in our systems and coaching typically earn $100,000–$300,000+ annually, depending on production, team structure, and lead mix.

Annapolis, MD30+ days ago

Remote

Responsibilities : + Executes the Company’s efforts on strategic corporate transactions (transactions: $1B), including all M&A activity and financings, and develop strategy and lead certain workstreams (transactions: $100M+) related thereto. + Assist in supporting the Corporate Secretary function, including with respect to securities law filings, corporate governance and Board and Committee meetings, in each case, related to M&A and financing activities.

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Brokerage Jobs in Northeast, TN

Jobs

Brokerage Coordinator - Rockville, MDDRB Homes

Director of Internal SalesPotomac

Sales Enablement AssociatePotomac

Entry Level Financial ProfessionalNew York Life - Washington DC - Virginia- Maryland

Operations AnalystUS Tech Solutions, Inc.

Automation & Analytics EngineerCompunnel, Inc.

Financial AnalystCompunnel, Inc.

Financial AdvisorFirst Command Financial Services, Inc.

Sales Support AssociateFosters

Lead Meeting PlannerFINRA

Financial AdvisorNorthwestern Mutual

Director, EFS Strategic OperationsFINRA

Regional Investment Consultant - Pacific Northwest (Portland) - US IntermediariesT. Rowe Price

Associate Principal Content Manager, Qualifications & ExamsFINRA

Real Estate AgentThe CAZA Group

Senior Corporate Counsel - Governance and SecuritiesXerox

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