157 Results for

Brokerage Jobs in Queens, NY

Jobs

New York, NY13 days ago

$100,000–$144,000

Legal Entity Reporting; Sub-ledger and legal entity reporting and support FCM (Futures Commission Merchant) or SBSD (Security-Based Swap Dealer) entities. Employee pay is based on factors like relevant education, qualifications, certifications, experience, skills, seniority, location, performance, union contract and business needs.

New York City, NY20 days ago

$40–$50 Per Hour
Temporary
Contractor
Full-time

The main responsibilities of a Middle Office in Equity Trading Support fall within the scope of providing support for Strategic Equity Trading, Equity Investment Solutions, and Global Repo and Indexing activities. 3- Tracking, calculation, and validation of events impacting the lifecycle of a structured product (coupons, Corporate Actions, early partial closure, early exercise, maturity, notional changes, etc.).

New York, NY14 days ago

$130,000–$160,000

Employee pay is based on factors like relevant education, qualifications, certifications, experience, skills, seniority, location, performance, union contract and business needs. By clicking “Apply Today” you agree to receive calls, AI-generated calls, text messages or emails from Kforce and its affiliates, and service providers.

New York, NY7 days ago

$72–$75 Per Hour

This role sits at the intersection of trading, clearing, risk, and operations, and requires strong Python expertise, experience with financial systems, and a practical understanding of regulatory and compliance-driven environments. Work in a small, fast-moving team, owning end-to-end development of internal tools while collaborating closely with trading, risk, operations, and infrastructure teams.

New!

Jersey City, NJToday

Full-time

They provide consumers, corporations, governments and institutions with financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Work with PMO (program management office) on Book of Work, JIRA sizing with help of development teams, attend prioritization calls with operations and business stakeholders per project need.

Jersey City, NJ30+ days ago

$100,000–$145,000

stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). As an SEC registered FINRA member, we provide retail investors access to both U.S. and Asian securities markets, ensuring your investment journey is backed by expertise.

New York, New York19 days ago

Our experienced brokers are specialized in property, casualty, professional lines, transportation and workers' compensation, providing creative solutions to retail brokerage firms. Differences in race, creed, color, religious beliefs, physical or mental capabilities, gender identity or expression, sexual orientation, and many other characteristics bring together varied perspectives and add value to the service we provide our clients, trading partners, and communities.

New York, NY30+ days ago

$50,000–$60,000

The ideal candidate will work closely with the property manager and brokerage manager, contribute to marketing initiatives, and provide administrative support to headquarters as needed. A dedicated group of professionals that provide property management, real estate consulting, leasing management, cleaning and brokerage services.

Jersey City, NJ28 days ago

Full-time

As a Prime Brokerage Margin-Client Service Operations Associate within JPMorgan Chase, you will play a pivotal role in managing the operations of the pre- and post-trading life cycle across all asset classes. JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P.

NY, NY30+ days ago

$150,000

This role is critical in assessing and mitigating counterparty and institutional client risk across equity, options, and fixed income markets, with a particular focus on Portfolio Margin, Prime Brokerage, Repo, and Securities Lending exposure. Growing broker dealer client is seeking a highly analytical and detail-oriented Credit & Market Risk Analyst to join their Risk Management team.

Jersey City, NJ30 days ago

Full-time

Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management. As a Director of Software Engineering at JPMorganChase within the Corporate and Investment Bank Prime Brokerage Technology, you lead multiple technical areas, manage the activities of multiple departments, and collaborate across technical domains.

New York, NY30+ days ago

Remote

$80,000–$100,000

Join a well-established international logistics firm seeking a seasoned Customs Brokerage Department Managerto lead and manage a high-performing team of four. This is a fully remote position, ideal for a candidate with strong leadership experience in customs brokerage and hands-on entry processing.

New York, NY30+ days ago

We are looking for a Partnerships Director, Brokerage, to join a Series A financial technology organization focused on developing technology-driven programs that improve the distribution of insurance products. With the platform, brokers can deliver stronger products, better economics, and an improved experience to their affinity group clients, while earning more competitive commissions.

New York, NY30+ days ago

$161,500–$207,000 Per Year

JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

Jamaica, NY30+ days ago

$85,000–$125,000

The Import Manager directs and manages the activities of the import department within a branch, ensuring all import activities—both transportation and customs brokerage—are in compliance with regulatory requirements. A Customs Broker’s License is required in small and medium-sized branches where the Import Manager directly oversees CHB functions.

SPRINGFIELD GARDENS, NY30+ days ago

Remote

Prepares customs entries and forwards freight to designated locations including interface with international and domestic carriers, overseas offices, and importers. Follows up on documentation discrepancy issues which requires the ability to troubleshoot and communicate effectively, both verbally and in writing with customers and foreign origins.

New!

Saddle Brook, NJ6 days ago

As of December 31, 2025, the Company had 1,808 investment sales and financing professionals in more than 80 offices who provide investment brokerage and financing services to sellers and buyers of commercial real estate. Marcus & Millichap, Inc. is a leading national real estate services firm specializing in commercial real estate investment sales, financing services, research and advisory services.

SPRINGFIELD GARDENS, NY30+ days ago

This position uses import/export regulations to classify products and determines eligibility for various regulatory programs involved in international imports and exports. Substantiates classification decisions using General Rules of Interpretation (GROI), Explanatory Notes, CROSS (Customs Rulings Online Search System) and other resources.

New York City, NY30+ days ago

The successful candidate will collaborate with cross-functional teams, stakeholders, and senior management to drive projects forward and deliver solutions that enhance our wealth management and brokerage services. We need: A senior Project Manager with experience leading Wealth Management and/or Broker dealer projects (Not investment Banking) in a Banking or Financial services environment.

New York, NY8 days ago

$150,000–$185,000

Marex is a seeking a Broker-Dealer Compliance Advisor (focusing on Equity Options) who is meant to be a subject matter expert in U.S. Broker-Dealer regulation providing compliance advisory services, with a strong background on Equities and Listed Options trading activities, as well as knowledge of various regulatory reporting requirements. The depth of knowledge amongst its teams and divisions provides its customers with clear advantage, and its technology-led service provides access to all major exchanges, order-flow management via screen, voice and DMA, plus award-winning data, insights, and analytics.

Saddle Brook, NJ14 days ago

$50,000–$60,000 Per Year

With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services. This salary range is specific to the State of New Jersey and takes into account the wide range of factors that are considered in making salary decisions including but not limited to your skills, qualifications, experience, licensure and certifications, and other business and organizational needs.

New!

Lincroft, NJ4 days ago

Remote

Full-time

As of 12/31/2025, the World Investment Advisors network of advisors and firms collectively provides support to over $70 billion in assets across a variety of channels including investment management and retirement plan consulting services. We believe our employees can best serve our clients and advisors in an atmosphere where individuals are treated fairly, where professional growth is fostered and encouraged, and where a healthy balance between work and home life is respected and preserved.

NY, NY30+ days ago

$125,000

Prepare and review SEC Rule 17a-5 FOCUS reports and supplemental regulatory filings (SIS, SLS, OBS, SSOI, Custody, Schedule I). This role is responsible for broker-dealer regulatory reporting compliance, with a focus on net capital, customer reserve, and FOCUS reporting.

New York, NY19 days ago

Remote

Full-time

Since its founding in 2017, Prometheum has leveraged its deep expertise in securities law, blockchain and trading to create a compliant ecosystem for digital asset securities that enables all investors to seamlessly invest in digital assets securities. We continue to grow and are looking for hardworking hungry individuals that can contribute to our already great fintech company culture as we traverse new and exciting areas that require a thirst for solving complicated problems.

New York, NY30+ days ago

$150,000–$210,000

The depth of knowledge amongst its teams and divisions provides its customers with clear advantage, and its technology-led service provides access to all major exchanges, order-flow management via screen, voice and DMA, plus award-winning data, insights, and analytics. The Group provides access to the world's major commodity markets, covering a broad range of clients that include some of the largest commodity producers, consumers and traders, banks, hedge funds and asset managers.

New!

Jericho, NYToday

$55,000–$65,000 Per Year

With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services. This salary range is specific to the State of New York and takes into account the wide range of factors that are considered in making salary decisions including but not limited to your skills, qualifications, experience, licensure and certifications, and other business and organizational needs.

New York, New York30+ days ago

Remote

$200,000–$340,000 Per Year

Advanced knowledge of the Investment Advisers Act of 1940, the Investment Company Act of 1940, the Securities Act of 1933, and Securities Exchange Act of 1934 is required, with knowledge of bank non-deposit investment product requirements, OCC Regulation 9, and ERISA regulations. Advance compliance programs that focus on regulatory requirements across applicable regulatory regimes, including: the Investment Advisers Act of 1940, the Investment Company Act of 1940, the Securities Act of 1933, Securities Exchange Act of 1934, and OCC Regulation 9.

Jersey City, NJ29 days ago

Full-time

Your expertise will be utilized cross-functionally to promote the adoption and implementation of technical methodologies within diverse teams, helping the firm maintain its leadership in industry trends, best practices, and technological advancements. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

New York, New York30+ days ago

$150,000–$190,000 Per Year

With 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread across five continents, we’re a Fortune-100, Nasdaq-listed provider, connecting clients to the global markets – focusing on innovation, human connection, and providing world-class products and services to all types of investors. In addition to leading the oversight of the SBSD compliance program, the Senior Compliance Officer will provide the CCO, management and the Board with periodic updates, ensure adequate policies and procedures are in place, administer the firm’s training program, coordinate and oversee regulatory exams and requests and assist with the annual CCO report.

New York, NY30+ days ago

$110,000–$140,000

stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). As the Store Manager of our NYC Brand Store, you will lead the most visible in-person experience for our brand—connecting investors with powerful trading tools, market insights, and financial education.

Jersey City, NJ30+ days ago

$95,000–$120,000 Per Year

As a Payments Sales Associate within the Non-Banking Financial Institutions Group, specifically focusing on the Broker Dealers sales segments, you will assist Payments Sales Managers (PSM's) in managing cross-functional/regional deals. JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P.

New York, NY30+ days ago

Full-time

Minimum experience required: 6+ Years of experience in collateral monitoring, lending operations, or securities-related functions (SBL, margin lending, brokerage operations, private banking operations, or similar). Demonstrates a strong ability to build and maintain effective relationships with stakeholders by communicating clearly, engaging in proactive collaboration, and leveraging cross functional insights.

Jersey City, NJ30+ days ago

$120,000–$160,000

Jericho, NY30+ days ago

$50,000–$60,000 Per Year

With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services. This salary range is specific to the State of New York and takes into account the wide range of factors that are considered in making salary decisions including but not limited to your skills, qualifications, experience, licensure and certifications, and other business and organizational needs.

New York, NY14 days ago

$90,000–$125,000 Per Year

With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services. Understanding of wealth management and investment advisory products, including “wrap fee” separate account programs, private and registered investment funds, as well as the regulatory landscape of investment advisers and broker-dealers.

New York, NY24 days ago

Full-time

Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management. JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P.

Jersey City, NJ30+ days ago

$120,000–$160,000

Jersey City, NJ30+ days ago

$70,000–$110,000

This role is central to providing white-glove service for account onboarding, asset transfers, and ongoing relationship management, with a focus on understanding client needs, addressing concerns, and executing retention strategies for at-risk clients. The ideal candidate is a proactive and consultative professional with deep platform expertise, dedicated to building long-term trust with our most valuable clients and ensuring a superior service experience at every touchpoint.

New York, NY14 days ago

$150,000–$170,000 Per Year

Inc. (“Oppenheimer”) is a leading middle-market investment bank and full service broker-dealer, With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services. Our Investment Banking Team is committed to providing in-depth industry knowledge and delivering creative, market-based strategies to clients in all major industries, with a specific focus on Consumer and Retail, Energy, Financial Institutions, Healthcare, Industrial Growth and Services, Rental Services, Technology, Media and Communications as well as Transportation and Logistics.

Jersey City, NJ30+ days ago

$90,000–$130,000

stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). For deeper insights into our entities and affiliates, explore ore futuclearing.com or moomoo.ccom/us to discover the future of investing with confidence and innovation.

New York, NY26 days ago

$100,000–$150,000 Per Year

Leading global financial institution delivering a broad range of banking, capital markets, and advisory services to corporations, financial sponsors, and institutional clients worldwide. Responsible for executing risk-based audit activities across banking, broker‑dealer, and derivatives-related operations, with a focus on control design, operating effectiveness, and issue remediation.

Jersey City, NJ30+ days ago

$145,000–$180,000

New York, NY30+ days ago

$100,000

Ensures accurate and timely reporting to regulators including Client (TRACE), SEC, and MSRB by monitoring trade data, resolving exceptions, and maintaining reporting controls. Requirements: 3+ years of fixed income operations or regulatory reporting experience;strong knowledge of TRACE and trade lifecycle;excellent attention to detail and communication skills.

New!

New York, NY2 days ago

$50–$200

We serve fund managers, family offices, investors, and operators across private markets by integrating deal flow, analytical talent, portfolio support, investor relations, training, and placement into a single platform. Once verified, analysts can begin earning immediately by supporting deal execution and portfolio-level analysis across the Initio Sphere network.

New!

New York, NY2 days ago

$50–$200

Once verified, analysts can immediately begin earning income by supporting live capital allocation, fundraising, and investment evaluation efforts across our network. Former investment banking, institutional asset management, private equity, capital advisory, or senior consulting professionals with 5+ years of experience working with institutional investors.

New York, New York30+ days ago

KBW has established itself as a leading independent authority in the depositories, insurance companies, broker-dealers, mortgage banks, asset management companies, securities exchange, and specialty finance sectors. What We're Looking For: Accurately coding account numbers and commission charges on trades assists with processing trade allocations via the Fidessa Trading System with DTCC and CTM Interfaces.

New York, NY27 days ago

$100,000–$150,000 Per Year
Full-time

Client DetailsLeading global financial institution delivering a broad range of banking, capital markets, and advisory services to corporations, financial sponsors, and institutional clients worldwide. Responsible for executing risk-based audit activities across banking, broker‑dealer, and derivatives-related operations, with a focus on control design, operating effectiveness, and issue remediation.

New York, NY11 days ago

With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services. This salary range is specific to the City of New York and takes into account the wide range of factors that are considered in making salary decisions including but not limited to your skills, qualifications, experience, licensure and certifications, and other business and organizational needs.

New York, NY14 days ago

$190,000–$220,000 Per Year

New!

New York, NY6 days ago

$170,000–$190,000 Per Year

With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services. Our Investment Banking Team is committed to providing in-depth industry knowledge and delivering creative, market-based strategies to clients in all major industries, with a specific focus on Consumer and Retail, Energy, Financial Institutions, Healthcare, Industrial Growth and Services, Industrials, as well as Technology, Media and Communications.

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Brokerage Jobs in Queens, NY

Jobs

Senior Accountant Hybrid - Broker DealerKforce Inc.

Equity Middle Office OperationsAlliance Sourcing Network,Inc.

Senior Accountant - Investment BankKforce Inc.

Software Developer - Financial SystemsECLARO

Business Analyst Reference DataRMS Computer Corporation

Director of Brokerage Operationsmoomoo

Brokerage Operations CoordinatorRyan Specialty Group

Property & Brokerage Associate (Korean Bilingual)Cesna Recruitment

Prime Brokerage Margin-Client Service OperationsJPMorgan Chase Bank, N.A.

VP - Prime Brokerage RiskPhaxis

Director of Software Engineering - Prime Brokerage / OptionsJPMorgan Chase Bank, N.A.

Customs Brokerage ManagerFreightTAS LLC

Partnerships Director, BrokerageSavvy Talent

Risk Management - Counterparty Prime Brokerage Coverage - Vice PresidentJPMorgan Chase

Licensed Customs Brokerage Import ManagerFreightTAS LLC

Customs Brokerage Rep III: Mon-Fri: 9 am - 6:30 pm EST (Remote)UPS

Administrative Assistant (Brokerage Administrator)Marcus & Millichap

Sr Customs Brokerage Rep. M-F 9am-6pmUPS

Project Manager/Wealth Management or Broker DealerSyntricate Technologies Inc

Compliance Officer, Broker-Dealer Advisor (Equity Options) VN2750Marex

Branch Operations Specialist (Saddlebrook, NJ)Oppenheimer & Co. Inc.

Securities Compliance PrincipalWorld Insurance Associates, LLC.

Broker Dealer Regulatory ReportingPhaxis

Product ManagerPrometheum

Product Manager - Post Trade Operations - VN2502Marex

Senior Branch Operations Specialist (Jericho, NY)Oppenheimer & Co. Inc.

Head of Wealth Management Compliance City National BankCity National Bank

Director of Software Engineering - CIB Broker Dealer PlatformJPMorgan Chase Bank, N.A.

Security Based Swap Dealer Senior Compliance OfficerStoneX Group

Financial Brand Branch Managermoomoo

Broker Dealers Payments Sales AssociateJPMorgan Chase

Securities Based Lending - Collateral Monitoring LeadFlagstar Bank, N.A.

Vice President, Compliance Manager(AML)moomoo

Registered Client Service Associate (Jericho, NY)Oppenheimer & Co. Inc.

Marketing Compliance OfficerOppenheimer & Co. Inc.

Securities Financing Product Development - Vice PresidentJPMorgan Chase Bank, N.A.

Vice President, Trading Surveillance Compliancemoomoo

Premier Client Service Specialist (Bilingual)moomoo

Investment Banking Associate – Global Fund Placement & AdvisoryOppenheimer & Co. Inc.

Crypto Wallet Operations Specialistmoomoo

AVP, Internal AuditMichael Page

Director, Compliance (AML)moomoo

Fixed Income Regulatory Operations AVPPhaxis

Portfolio & Deal AnalystInitio Capital

Institutional Capital AnalystInitio Capital

Operations Capital Markets Specialist IIStifel

AVP, Internal AuditMichael Page International

2027 Equity Research Summer InternshipOppenheimer & Co. Inc.

Investment Banking ECM Director / VPOppenheimer & Co. Inc.

Investment Banking Associate - Consumer and RetailOppenheimer & Co. Inc.

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