BNYNewVice President, Corporate Trust Transaction Manager BNYVice President, Corporate Trust Transaction ManagerNew York, NY$69,000–$133,000In this role, you’ll make an impact in the following ways: Negotiate contract terms with clients and their legal team, by partnering with BNY counsel and internal parties, to identify and mitigate potential contractual, operational, and regulatory risks to ensure contracts (such as Bond Indentures, Paying Agent/Escrow agreements) meet BNY’s risk appetite. The Vice President, Corporate Trust Transaction Manager plays a pivotal role within the Corporate Trust division, focusing on identifying, assessing, and mitigating risks associated with contract negotiations related to bond issuances.
moomooDirector of Brokerage Operations moomooDirector of Brokerage OperationsJersey City, NJ$100,000–$145,000stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). As an SEC registered FINRA member, we provide retail investors access to both U.S. and Asian securities markets, ensuring your investment journey is backed by expertise.
Ryan Specialty GroupBrokerage Operations Coordinator Ryan Specialty GroupBrokerage Operations CoordinatorNew York, New YorkOur experienced brokers are specialized in property, casualty, professional lines, transportation and workers' compensation, providing creative solutions to retail brokerage firms. Differences in race, creed, color, religious beliefs, physical or mental capabilities, gender identity or expression, sexual orientation, and many other characteristics bring together varied perspectives and add value to the service we provide our clients, trading partners, and communities.
Cesna RecruitmentProperty & Brokerage Associate (Korean Bilingual) Cesna RecruitmentProperty & Brokerage Associate (Korean Bilingual)New York, NY$50,000–$60,000The ideal candidate will work closely with the property manager and brokerage manager, contribute to marketing initiatives, and provide administrative support to headquarters as needed. A dedicated group of professionals that provide property management, real estate consulting, leasing management, cleaning and brokerage services.
Morgan StanleyInternal Audit Vice President - Institutional Equities (Prime Brokerage) Division Morgan StanleyInternal Audit Vice President - Institutional Equities (Prime Brokerage) DivisionNew York, NY$135,000–$202,500 / yearOur values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. What you'll bring to the role: In-depth understanding of the operation of the equity markets, financial instruments and strategies, business drivers specific to the line of business, with a preference on Prime Brokerage and the associated regulatory environment.
JPMorgan Chase Bank, N.A.Prime Brokerage Margin-Client Service Operations JPMorgan Chase Bank, N.A.Prime Brokerage Margin-Client Service OperationsJersey City, NJFull timeAs a Prime Brokerage Margin-Client Service Operations Associate within JPMorgan Chase, you will play a pivotal role in managing the operations of the pre- and post-trading life cycle across all asset classes. JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P.
Truist Financial CorpBrokerage Client Service Associate - Greenwich, CT Truist Financial CorpBrokerage Client Service Associate - Greenwich, CTGreenwich, CT$65,000–$80,000 / yearGeneral Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more per week are eligible for benefits, though eligibility for specific benefits may be determined by the division of Truist offering the position. Exceptional telephone skills and the ability to appropriately interact with clients of all experience levels regarding securities transactions and brokerage accounts.
Aon CorporationNewC&I Northeast Casualty Brokerage Leader Aon CorporationC&I Northeast Casualty Brokerage LeaderNew York, New York$242,700–$315,500 / yearVarious other types of leaves of absence; paid sick leave as provided under state and local paid sick leave laws, short-term disability and optional long-term disability, health savings account, health care and dependent care reimbursement accounts, employee and dependent life insurance and supplemental life and AD&D insurance; optional personal insurance policies, adoption assistance, tuition assistance, commuter benefits, and an employee assistance program that includes free counseling sessions. Management responsibilities, including leading and developing a team through coaching, training, and regular performance feedback, collaborating with cross-functional teams to drive business objectives, and overseeing daily operations to ensure achievement of department goals.
JPMorgan Chase Bank, N.A.Director of Software Engineering - Prime Brokerage / Options JPMorgan Chase Bank, N.A.Director of Software Engineering - Prime Brokerage / OptionsJersey City, NJFull timeOur history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management. As a Director of Software Engineering at JPMorganChase within the Corporate and Investment Bank Prime Brokerage Technology, you lead multiple technical areas, manage the activities of multiple departments, and collaborate across technical domains.
FreightTAS LLCCustoms Brokerage Manager FreightTAS LLCCustoms Brokerage ManagerGREAT NCK PLZ, NYRemote$80,000–$100,000Join a well-established international logistics firm seeking a seasoned Customs Brokerage Department Managerto lead and manage a high-performing team of four. This is a fully remote position, ideal for a candidate with strong leadership experience in customs brokerage and hands-on entry processing.
UPSCustoms Brokerage Rep III: Mon-Fri: 9 am - 6:30 pm EST (Remote) UPSCustoms Brokerage Rep III: Mon-Fri: 9 am - 6:30 pm EST (Remote)SPRINGFIELD GARDENS, NYRemotePrepares customs entries and forwards freight to designated locations including interface with international and domestic carriers, overseas offices, and importers. Follows up on documentation discrepancy issues which requires the ability to troubleshoot and communicate effectively, both verbally and in writing with customers and foreign origins.
FreightTAS LLCLicensed Customs Brokerage Import Manager FreightTAS LLCLicensed Customs Brokerage Import ManagerJamaica, NY$85,000–$125,000The Import Manager directs and manages the activities of the import department within a branch, ensuring all import activities—both transportation and customs brokerage—are in compliance with regulatory requirements. A Customs Broker’s License is required in small and medium-sized branches where the Import Manager directly oversees CHB functions.
ClifyXNewBA with Brokerage Back Office ClifyXBA with Brokerage Back OfficeNewark, NJ$95,000–$110,000 / yearWork independently and bring thought leadership to bear in order to identify root cause of the issue. Construct problem statement to include problem description, those affected and benefits of solving the problem, and implications of not doing so.
UPSSr Customs Brokerage Rep. M-F 9am-6pm UPSSr Customs Brokerage Rep. M-F 9am-6pmSPRINGFIELD GARDENS, NYThis position uses import/export regulations to classify products and determines eligibility for various regulatory programs involved in international imports and exports. Substantiates classification decisions using General Rules of Interpretation (GROI), Explanatory Notes, CROSS (Customs Rulings Online Search System) and other resources.
Flagstar Bank, N.A.Securities Based Lending - Collateral Monitoring Lead Flagstar Bank, N.A.Securities Based Lending - Collateral Monitoring LeadNew York, NYFull timeMinimum experience required: 6+ Years of experience in collateral monitoring, lending operations, or securities-related functions (SBL, margin lending, brokerage operations, private banking operations, or similar). Demonstrates a strong ability to build and maintain effective relationships with stakeholders by communicating clearly, engaging in proactive collaboration, and leveraging cross functional insights.
BNP Paribas SADirector - Head of AMER Securities & Prime Transaction Processing BNP Paribas SADirector - Head of AMER Securities & Prime Transaction ProcessingJersey City, NJThe Head of AMER Securities & Prime Transaction Processing is responsible for the functional regional management of Securities & Prime Transaction Processing Staff based out of the Americas, local management of Securities & Prime Transaction Processing staff based in the US, and oversight of Securities & Prime Transaction Processing production activities traded out of the Americas that have been nearshored & offshored or centrally managed. We employ talented individuals from a wide variety of backgrounds, locally and globally, and are inspired by our employees who help us in cultivating a diverse, equitable and inclusive workplace through initiatives such as our Diversity, Equity & Inclusion (DEI) Leadership Forum and Employee Resource Group (ERG) communities.
Maersk (a.k.a A P Moller)NewCHB Operations Leader Maersk (a.k.a A P Moller)CHB Operations LeaderNew York, NY$70,000–$80,000 / yearKey Responsibilities:* Lead and manage a team of CHB associates, including workload allocation, coaching, performance management, and development* Oversee end-to-end import customs brokerage operations, ensuring timely and compliant processing of shipments* Develop strong understanding of client import programs, including product classifications, regulatory requirements, and service expectations* Act as primary escalation point for complex operational or customer issues, ensuring timely resolution* Monitor and drive performance against KPIs, service levels, and operational targets, taking corrective actions as needed* Ensure accuracy in financial processes including billing, accruals, and accounts receivable follow-up* Collaborate with internal teams (compliance, IT, product, and operations) to optimize service delivery and address process gaps* Ensure full compliance with CBP regulations and all applicable federal and agency requirements. What We Are Looking For:Operational leadership & service delivery focus: we are looking for someone who can lead day-to-day customs operations with a strong focus on service quality, team performance, and consistent delivery against KPIs.* 3-6 years of experience in customs brokerage, logistics, or transportation, with 1-3 years in a leadership or supervisory role* Strong understanding of U.S. import regulations, customs compliance, and brokerage operations* Proven ability to lead, coach, and develop teams in a fast-paced operational environment* Strong analytical, organizational, and problem-solving skills with a focus on operational performance and quality* Effective communication and stakeholder management skills across multiple levels of the organization.
Oppenheimer & Co. Inc.Branch Operations Specialist (Saddlebrook, NJ) Oppenheimer & Co. Inc.Branch Operations Specialist (Saddlebrook, NJ)Saddle Brook, NJ$50,000–$60,000 / yearWith roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services. This salary range is specific to the State of New Jersey and takes into account the wide range of factors that are considered in making salary decisions including but not limited to your skills, qualifications, experience, licensure and certifications, and other business and organizational needs.
Oppenheimer Holdings IncBranch Operations Specialist (Saddlebrook, NJ) Oppenheimer Holdings IncBranch Operations Specialist (Saddlebrook, NJ)Saddle Brook, NJ$50,000–$60,000 / yearWith roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services. This salary range is specific to the State of New Jersey and takes into account the wide range of factors that are considered in making salary decisions including but not limited to your skills, qualifications, experience, licensure and certifications, and other business and organizational needs.
JPMorgan Chase Bank, N.A.Investment Sales & Trading Business Manager Senior Associate JPMorgan Chase Bank, N.A.Investment Sales & Trading Business Manager Senior AssociateNew York, NYFull timewill not provide any assistance or sign any documentation in support of any other form of immigration sponsorship or benefit, including optional practical training (OPT) or curricular practical training (CPT).JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
The OrchardNewSales Enablement Manager The OrchardSales Enablement ManagerNew York, NY$90,000–$110,000 / yearWe'd Love to Hear From You if You Have:At least 3+ years of experience in sales operations, revenue operations, or brokerage operations within real estate, mortgage, or a comparable high-velocity sales environment. Orchard has reimagined the end-to-end experience of buying and selling, from innovative home search tools to find the perfect home to the ability to buy a new home before selling your current one.
Ryan Specialty GroupBroker Assistant Ryan Specialty GroupBroker AssistantNew York, New YorkOur experienced brokers are specialized in property, casualty, professional lines, transportation and workers' compensation, providing creative solutions to retail brokerage firms. Differences in race, creed, color, religious beliefs, physical or mental capabilities, gender identity or expression, sexual orientation, and many other characteristics bring together varied perspectives and add value to the service we provide our clients, trading partners, and communities.
ApTaskOperations Support ApTaskOperations SupportJersey City, NJ$29–$29 / hourThe ideal candidate demonstrates strong attention to detail, can manage tasks with a high level of accuracy, and is effective at collaborating with cross-functional teams to deliver a seamless client experience, during a sensitive time. Key Responsibilities:Evaluate estate-related and customer account documentation such as death certificates, will, Letters Testamentary, Letters of Administration and other court issued documents to ensure proper handling and transference of client assets.
NNN Properties, LLCTransaction Coordinator - (New York) NNN Properties, LLCTransaction Coordinator - (New York)New York, NY$65,000–$70,000 / yearSURMOUNT Brokerage (formerly NNN Pro), the market leading commercial real estate net lease investment sales team in the country, is seeking a detail-oriented Transaction Coordinator to support our deal pipeline from listing through close. Collect and confirm receipt of all required closing documents: settlement statements, invoices, wire confirmations or check copies, FIRPTAs (where applicable), referral agreements, and external vendor invoices and W-9s.
moomooFinancial Brand Branch Manager moomooFinancial Brand Branch ManagerNew York, NY$110,000–$140,000stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). As the Store Manager of our NYC Brand Store, you will lead the most visible in-person experience for our brand—connecting investors with powerful trading tools, market insights, and financial education.
Insight Performance IncNewWealth Operations Manager Insight Performance IncWealth Operations ManagerMelville, NY$90,000–$110,000 / yearOneDigital complies with all criminal history inquiry [or 'ban the box'] laws in California, Connecticut, Colorado, Hawaii, Illinois, Maine, Maryland, Massachusetts, Minnesota, New Jersey, New Mexico, Oregon, Rhode Island, Vermont and Washington. Collaborate with custodians, brokerage firms, financial institutions, and internal corporate teams to process client transactions, resolve discrepancies, and manage account-related inquiries.
JPMorgan Chase Bank, N.A.Securities Financing Product Development - Vice President JPMorgan Chase Bank, N.A.Securities Financing Product Development - Vice PresidentNew York, NYFull timeOur history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management. JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P.
Oppenheimer & Co. Inc.NewAccount Service Representative Oppenheimer & Co. Inc.Account Service RepresentativeNew York, NY$55,000–$65,000 / yearWith roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services. This salary range is specific to the City of New York and takes into account the wide range of factors that are considered in making salary decisions including but not limited to your skills, qualifications, experience, licensure and certifications, and other business and organizational needs.
Oppenheimer & Co. Inc.Senior Branch Operations Manager (Chrysler East, NY) Oppenheimer & Co. Inc.Senior Branch Operations Manager (Chrysler East, NY)New York, NY$85,000–$150,000 / yearWith roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services. This salary range is specific to the City of New York and takes into account the wide range of factors that are considered in making salary decisions including but not limited to your skills, qualifications, experience, licensure and certifications, and other business and organizational needs.
Oppenheimer & Co. Inc.Senior Branch Operations Specialist (Jericho, NY) Oppenheimer & Co. Inc.Senior Branch Operations Specialist (Jericho, NY)Jericho, NY$55,000–$65,000 / yearWith roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services. This salary range is specific to the State of New York and takes into account the wide range of factors that are considered in making salary decisions including but not limited to your skills, qualifications, experience, licensure and certifications, and other business and organizational needs.
moomooPremier Client Service Specialist (Bilingual) moomooPremier Client Service Specialist (Bilingual)Jersey City, NJ$70,000–$110,000This role is central to providing white-glove service for account onboarding, asset transfers, and ongoing relationship management, with a focus on understanding client needs, addressing concerns, and executing retention strategies for at-risk clients. The ideal candidate is a proactive and consultative professional with deep platform expertise, dedicated to building long-term trust with our most valuable clients and ensuring a superior service experience at every touchpoint.
Career Launch AITransaction Operations Analyst Career Launch AITransaction Operations AnalystNew York, NY$140,000–$185,000Actual openings may vary based on employer type (asset managers, investment banks, private equity firms, custodians, fund administrators, fintech platforms, or financial services firms), transaction type, and asset class focus. It is intended to help job seekers understand the responsibilities and qualifications typically associated with early-career roles focused on transaction processing, operational oversight, and post-trade or post-deal support.
Marcus & Millichap IncNewSenior Financial Analyst, AI & Financial Analytics Marcus & Millichap IncSenior Financial Analyst, AI & Financial AnalyticsManhattan, NY$38.46–$52.89 / hourMarcus & Millichap, the nation's leading commercial real estate investment brokerage firm, is seeking a Senior Financial Analyst, AI & Financial Analytics to support a high-performing brokerage team in the New York City office. Marcus & Millichap, Inc. is a leading national real estate services firm specializing in commercial real estate investment sales, financing services, research and advisory services.
moomooCrypto Wallet Operations Specialist moomooCrypto Wallet Operations SpecialistJersey City, NJ$90,000–$130,000stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). For deeper insights into our entities and affiliates, explore ore futuclearing.com or moomoo.ccom/us to discover the future of investing with confidence and innovation.
Stratford Solutions Inc.Customs Broker Manager Stratford Solutions Inc.Customs Broker ManagerSecaucus, NJ$120,000–$130,000 / yearThis individual will serve as the Primary Permit Holder for the Brokerage, ensuring full regulatory compliance with U.S. Customs and Border Protection (CBP) requirements and maintaining operational integrity across all customs activities. The ideal candidate will bring strong leadership capabilities, deep regulatory knowledge, and hands-on operational expertise in customs clearance.
Stratford Solutions Inc.Licensed Customs Broker Manager (Primary Permit Holder) Stratford Solutions Inc.Licensed Customs Broker Manager (Primary Permit Holder)Secaucus, NJ$120,000–$130,000 / yearThis individual will serve as the Primary Permit Holder for the Brokerage, ensuring full regulatory compliance with U.S. Customs and Border Protection (CBP) requirements and maintaining operational integrity across all customs activities. The ideal candidate will bring strong leadership capabilities, deep regulatory knowledge, and hands-on operational expertise in customs clearance.
MarexEquity Operations Support - VN2785 MarexEquity Operations Support - VN2785New York, NY$75,000–$90,000The depth of knowledge amongst its teams and divisions provides its customers with clear advantage, and its technology-led service provides access to all major exchanges, order-flow management via screen, voice and DMA, plus award-winning data, insights and analytics. The Group provides access to the world's major commodity markets, covering a broad range of clients that include some of the largest commodity producers, consumers and traders, banks, hedge funds and asset managers.
JPMorgan Chase Bank, N.A.Securitized Products Group - RMBS Transaction Manager - Associate JPMorgan Chase Bank, N.A.Securitized Products Group - RMBS Transaction Manager - AssociateNew York, NYFull timeAs a Transaction Manager in the Securitized Products Group, you will oversee the purchase and sale of closed residential mortgage loans, working closely with traders, bankers, legal teams, and external partners. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
Bayview Asset ManagementSenior Associate, Commercial Closing Bayview Asset ManagementSenior Associate, Commercial ClosingNew York, New York$125,000–$160,000 / year
JPMorgan Chase Bank, N.A.Equities Operations Risk Advisor JPMorgan Chase Bank, N.A.Equities Operations Risk AdvisorNew York, NYFull timeDevelop a detailed understanding of the Risk Management Framework at JPMorganChase, including testing approaches and reporting on the effectiveness of controls across a broad range of risk stripes. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
FMR LLCManager - Global Financial Controls CoE FMR LLCManager - Global Financial Controls CoEJersey City, NJ$80,000–$153,000 / yearSpecifically, the GFC-CoE evaluates financial controls through integrated reviews of key business units, including Workplace Investing, Institutional Wealth & Retail Brokerage, Fund, and Brokerage Operations & Technology, Asset Management, Corporate Services, Fidelity Insurance Group, International sites (India & Ireland), and advisory reviews over strategic initiatives. Note Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment, and retirement-related financial activities, and the rules and regulations of numerous self-regulatory organizations, including FINRA.
Interactive Brokers Group IncTechnical Operations Specialist TOPS Interactive Brokers Group IncTechnical Operations Specialist TOPSGreenwich, CTTo offer the finest online trading experience in the world, Interactive Brokers TOPS team monitors and provides global operational support for our applications, systems, and other critical business technology 24/7/365. Daily company lunch allowance provided and a fully stocked kitchen with healthy options for breakfast and snack.
Deloitte Touche Tohmatsu LtdNewManager - Capital Markets Operations and Technology Deloitte Touche Tohmatsu LtdManager - Capital Markets Operations and TechnologyJericho, NY$151,800–$265,600 / yearUnderstand the impact of key technology trends and workforce changes impacting our clients through engagement with innovative and emergent technologies, including cloud computing, big data and analytics, process automation, artificial intelligence / machine learning, and other digital strategies. A minimum of 8+ years working in the financial services or consulting industry related to any of the following Financial Services/capital markets industries: investment banking, broker-dealer, prime brokerage, wealth management, or related technology service provider.
Futu Securities International (Hong Kong) LtdCrypto Wallet Operations Specialist Futu Securities International (Hong Kong) LtdCrypto Wallet Operations SpecialistJersey City, NJstands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage - all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). We're seeking a forward-thinking Crypto Wallet Operations Specialist who will: • Take ownership of critical custody and wallet operational functions as we advance from a simple product launch to a broader, more dynamic product suite.
JPMorgan Chase Bank, N.A.Operations Automation Senior Associate JPMorgan Chase Bank, N.A.Operations Automation Senior AssociateJersey City, NJFull timeExperience working in large, distributed teams with work experience in Testing, Software Engineering & Securities Services domain involving Trade & Settlements; Asset Servicing; Cash & FX; Reconciliation & Reporting. As an Operations Automation Senior Associate within the Securities Services Operations team, you have proven track record of having worked in Change roles and delivered on Transformation programs successfully.
The Depository Trust & Clearing CorpAssociate Director IT Security Engineering The Depository Trust & Clearing CorpAssociate Director IT Security EngineeringJersey City, NJTalents Needed for Success: • 8+ years in Cybersecurity, IT, Risk Management, Governance, or related field • 5+ years in cybersecurity compliance, risk, or audit within financial services (banking, fintech, brokerage, etc.) • 3+ years directly managing small technical teams in large enterprise environments, preferably in the financial sector • Proven expertise with CIS, NYDFS, FFIEC, SOX, PCI-DSS, and NIST CSF/800-53 • Hands-on experience with compliance monitoring of servers, workstations, databases, storage solutions, network devices, SaaS services, and cloud infrastructure • Hands-on experience with HPNA, Qualys, Guardium, and similar compliance monitoring tools • Understanding of security controls (IAM, encryption, SIEM, vulnerability management) • Creating and reporting useful compliance metrics • Proficiency in audit response and regulatory reporting • Strong leadership, communication, and stakeholder management abilities • Focus on compliance/risk • Experience with cloud compliance (AWS/Azure/GCP) in regulated environments • Knowledge of data privacy laws (GDPR, CCPA) • Certifications - CISSP, CISM, CRISC, CISA, or similar. The Impact you will have in this role: The purpose of Security Compliance Engineering team is to provide best in class and versatile security compliance monitoring services to the enterprise monitoring technologies like Operating Systems, Network, Storage, Databases etc. in cloud (AWS, Azure) as well as in on-premise data centers.
eTeam Inc.Finance Operations Support eTeam Inc.Finance Operations SupportJersey City, NJKey Responsibilities: -Evaluate estate-related and customer account documentation such as death certificates, will, Letters Testamentary, Letters of Administration and other court issued documents to ensure proper handling and transference of client assets. The ideal candidate demonstrates strong attention to detail, can manage tasks with a high level of accuracy, and is effective at collaborating with cross-functional teams to deliver a seamless client experience, during a sensitive time.
CresaNewSenior Transaction Manager CresaSenior Transaction ManagerNew York, NY$125,000–$140,000 / yearDevelops a wide range of considerations and relevant documents, including but not limited to project initiation forms (PIFs), market comparable reports, Broker Opinions of Value (BOVs), Requests for Proposals (RFPs), location comparison packages, letters of intent, and broker's opinions of value. This role manages internal and external resources and other stakeholders in the execution of lease renewals, new site acquisitions, disposal of excess space through subleasing, sale, and alternative transaction strategies.
The Toronto-Dominion BankTrade Surveillance Associate - Equities/Exchange Traded Products (Compliance) - TD Securities (US) The Toronto-Dominion BankTrade Surveillance Associate - Equities/Exchange Traded Products (Compliance) - TD Securities (US)New York, NY$100,000–$135,000 / yearParticipate fully as a member of the team, support a positive work environment that promotes service to the business, quality, innovation and teamwork and ensure timely communication and/or escalation of issues • Network with other colleagues in Global Surveillance and the wider Compliance teams and showcase presence • Provide coverage to other colleagues for surveillance modules covered during cross training sessions • Volunteer to present cases/escalations during monthly meeting and team members should participate in the discussion • Gain an understanding of new trade surveillance modules and surveillance tools • Keep current on emerging trends/ developments and enhance knowledge of the business, related tools and techniques • Keep others informed and up to date about the status / progress of projects and / or all relevant or useful information related to day-to-day activities • Contribute to the success of the team by willingly assisting others in the completion and performance of work activities; provide training, coaching and/or guidance as appropriate • Contribute to a fair, positive and equitable environment that supports a diverse workforce • Act as a brand ambassador for your business area/function and the bank, both internally and/or externally. • Familiarize with key stakeholders including the front office teams as well as the support functions including Technology and Operations • Build relationships with Compliance Advisory team by working closely with them on regulatory requests and alert escalations • Co-ordinate requests to and from, business (Compliance) partners and coordinate tracking and reporting of Compliance function initiatives and programs • Prepare summaries, communications, reports and presentations for management, regulators, and other internal and external stakeholders • Proactively identify matters requiring additional review, escalation, and liaise with appropriate staff to resolve, as appropriate.
AccessWaveInsurance Account Manager AccessWaveInsurance Account ManagerRed Bank, NJ$65,000–$85,000 / yearAccessWave is a dynamic community designed for private business owners, principals, and C-level executives seeking actionable insights from seasoned leaders who have faced similar challenges. Assist clients with the insurance application process by gathering required documentation, reviewing completed forms for accuracy, and submitting applications to carriers for approval.