Saint Louis, MO30+ days ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures. • Serve as a knowledgeable facilitator for Wealth banking and advisory teams across the Affluent and Private Wealth client segments to establish banking and advisory team norms, expectations and best practices.