36 Results for

Brokerage Jobs in Tampa, FL

Jobs

Tampa, Florida18 days ago

Differences in race, creed, color, religious beliefs, physical or mental capabilities, gender identity or expression, sexual orientation, and many other characteristics bring together varied perspectives and add value to the service we provide our clients, trading partners, and communities. Our experienced brokers are specialized in property, casualty, professional lines, transportation and workers' compensation, providing creative solutions to retail brokerage firms.

New!

St. Petersburg, FL2 days ago

$68,000–$73,000 Per Year

We celebrate diversity in our workplace and we hire the most qualified candidates without regard for age, ethnicity, gender, gender identity or expression, language differences, nationality or national origin, family or marital status, physical, mental, and developmental abilities (or the perception of a disability), genetic information, race, religion or belief, sexual orientation, skin color, social or economic class, education, work and behavioral styles, political affiliation, military service, caste, or any other characteristic protected by law. Must become proficient with the following systems: NetX360+, Wealthscape, Front-End Imaging (FEI), Salesforce (contact management and imaging workflow systems), eQuipt and other assigned back-office functions.

St. Petersburg, FL30+ days ago

$45,000–$47,000 Per Year

We celebrate diversity in our workplace and we hire the most qualified candidates without regard for age, ethnicity, gender, gender identity or expression, language differences, nationality or national origin, family or marital status, physical, mental, and developmental abilities (or the perception of a disability), genetic information, race, religion or belief, sexual orientation, skin color, social or economic class, education, work and behavioral styles, political affiliation, military service, caste, or any other characteristic protected by law. Review, process and follow up on various brokerage account requests including IRA/RMD distributions, journals between brokerage accounts, ACH/EFT, federal fund wires, research, check deposit adjustments, and other cash and asset processing.

St. Petersburg, FL30+ days ago

$48,000–$52,000 Per Year

We celebrate diversity in our workplace and we hire the most qualified candidates without regard for age, ethnicity, gender, gender identity or expression, language differences, nationality or national origin, family or marital status, physical, mental, and developmental abilities (or the perception of a disability), genetic information, race, religion or belief, sexual orientation, skin color, social or economic class, education, work and behavioral styles, political affiliation, military service, caste, or any other characteristic protected by law. Review, process and follow up on various brokerage account requests including IRA/RMD distributions, journals between brokerage accounts, ACH/EFT, federal fund wires, research, check deposit adjustments, and other cash and asset processing.

St. Petersburg, FL30+ days ago

$60–$75 Per Hour
Temporary

ResponsibilitiesPerform end‑to‑end reconciliations for broker‑dealer accounts using IntelliMatch Research and resolve breaks, discrepancies, and unmatched itemsPartner with operations, accounting, and technology teams to remediate issuesSupport process documentation and workflow improvementsEnsure compliance with internal controls and industry regulations QualificationsBachelor’s degree or higher in accounting, finance, or other related fields 3+ years of relevant financial services experience Qualified applicants must reside in the continental U.S. Must be legally authorized to work in the United States now and in the future. New York Pay Transparency Pursuant to the pay transparency laws of New York State and other local ordinances within the state including (but not limited to) New York City, the salary range displayed is for the New York markets.

St. Petersburg, FL30+ days ago

We celebrate diversity in our workplace and we hire the most qualified candidates without regard for age, ethnicity, gender, gender identity or expression, language differences, nationality or national origin, family or marital status, physical, mental, and developmental abilities (or the perception of a disability), genetic information, race, religion or belief, sexual orientation, skin color, social or economic class, education, work and behavioral styles, political affiliation, military service, caste, or any other characteristic protected by law. Creates representative summaries detailing negative trends including high rates of variable annuity replacements, mutual fund B-share and C-share concerns, high rates of mutual fund switching, alternative investment liquidity issues, etc.

St. Petersburg, FL23 days ago

$43,000–$48,000 Per Year

Prior Experience or Exposure Including: Financial Services, Investment Advisory, Billing, Accounting, Customer Service, Advisor Support, Client Support, Operations Support, Account Management, Broker-Dealer, Financial Advisor, Support Representative, Customer Service Representative, Back Office Operations. We celebrate diversity in our workplace and we hire the most qualified candidates without regard for age, ethnicity, gender, gender identity or expression, language differences, nationality or national origin, family or marital status, physical, mental, and developmental abilities (or the perception of a disability), genetic information, race, religion or belief, sexual orientation, skin color, social or economic class, education, work and behavioral styles, political affiliation, military service, caste, or any other characteristic protected by law.

Tampa, FL30+ days ago

Full-time

As a Client Service AssociateI in our Securities Services Custody Client Facing team, you will provide Institutional investors access to markets globally for settlements, safekeeping and asset servicing of securities, along with ancillary services such as Foreign Exchange collateral, derivatives lifecycle management, bank loans, and Liquidity Solutions. Custody Operations is a cross product team covering trade instruction capture, settlement; fail management, cash instruction capture, projections, overdrafts, asset servicing instruction capture, dividends, foreign exchange, collateral, derivatives lifecycle management and bank loans for large institutional clients.

St. Petersburg, FL18 days ago

Works on delegated and collaborative projects with all departments and upper management to include the tracking of said projects to ensure completeness (i.e. Outside Business Activity Questionnaire, Annual Compliance Meetings, Firm Element Continuing Education, Annual Representative Renewals, etc.). We celebrate diversity in our workplace and we hire the most qualified candidates without regard for age, ethnicity, gender, gender identity or expression, language differences, nationality or national origin, family or marital status, physical, mental, and developmental abilities (or the perception of a disability), genetic information, race, religion or belief, sexual orientation, skin color, social or economic class, education, work and behavioral styles, political affiliation, military service, caste, or any other characteristic protected by law.

Tampa, FL30+ days ago

Full-time

You'll manage events of moderate complexity, covering a wide range of Securities Services products and working with stakeholders across Asset Managers, Hedge Funds, Private Equity Funds, Pension Funds, Government Sponsored Enterprises, Banks, Broker Dealers, and Insurance Companies. Working knowledge of multiple Securities Services products (Custody, Fund Accounting, Fund Admin, Hedge Funds Servicing, Investment Analytics, Compliance, ETFs, IMOS, Private Equity and Real Estate Services, Securities Lending, Trading Services, Data Analytics).

Tampa, FL30+ days ago

Full-time

Carrier GPS Tracking ComplianceEnsure carriers are properly set up and actively using required tracking tools (ELD / app-based tracking). Documentation & Billing SupportReview accessorial requests from carriers (detention, layover, TONU, etc.) validate charges before forwarding to accounting or account management .

New!

St. Petersburg, FL2 days ago

$90,000–$105,000 Per Year

We celebrate diversity in our workplace and we hire the most qualified candidates without regard for age, ethnicity, gender, gender identity or expression, language differences, nationality or national origin, family or marital status, physical, mental, and developmental abilities (or the perception of a disability), genetic information, race, religion or belief, sexual orientation, skin color, social or economic class, education, work and behavioral styles, political affiliation, military service, caste, or any other characteristic protected by law. Creates representative summaries detailing negative trends including high rates of variable annuity replacements, mutual fund B-share and C-share concerns, high rates of mutual fund switching, alternative investment liquidity issues, etc.

Tampa, FL7 days ago

Carrier GPS Tracking Compliance Ensure carriers are properly set up and actively using required tracking tools (ELD / app-based tracking) . You'll be responsible for real-time shipment visibility, proactive communication, and post-delivery documentation, working closely with both carriers and internal team members.

Clearwater, Florida30+ days ago

$60,000–$90,000 Per Year

Own the member client experience by efficiently handling sales and service, identifying sales and executing opportunities, making referrals to internal business partners, and delivering holistic solutions to enhance member relationships. Additionally, this role establishes a strong partnership with retail branch managers and internal and external referral sources to acquire new member clients.

St. Petersburg, FL30+ days ago

Remote

$80,000–$85,000 Per Year

We celebrate diversity in our workplace and we hire the most qualified candidates without regard for age, ethnicity, gender, gender identity or expression, language differences, nationality or national origin, family or marital status, physical, mental, and developmental abilities (or the perception of a disability), genetic information, race, religion or belief, sexual orientation, skin color, social or economic class, education, work and behavioral styles, political affiliation, military service, caste, or any other characteristic protected by law. Knowledge of the retail brokerage business, fee based advisory business and common investment products including mutual funds, variable annuities, alternative investments, stocks, and bonds.

Tampa, FL30+ days ago

With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services. The primary responsibilities include servicing clients, marketing, scheduling, prioritizing meetings, managing database, general organizational support, as well as client interaction.

Tampa, FL30+ days ago

Full-time

You will support both new and incremental client events for Securities Services, serving a wide range of clients including Asset Managers, Hedge Funds, Private Equity Funds, Pension Funds, Government Sponsored Enterprises, Banks, Broker Dealers, and Insurance Companies. Working knowledge of multiple Securities Services products such as Custody, Fund Accounting, Fund Admin, Hedge Funds Servicing, Investment Analytics, Compliance, ETFs, IMOS, Private Equity and Real Estate Services, Securities Lending, Trading Services, and Data Analytics.

St. Petersburg, FL30+ days ago

$75,000–$95,000 Per Year

We celebrate diversity in our workplace and we hire the most qualified candidates without regard for age, ethnicity, gender, gender identity or expression, language differences, nationality or national origin, family or marital status, physical, mental, and developmental abilities (or the perception of a disability), genetic information, race, religion or belief, sexual orientation, skin color, social or economic class, education, work and behavioral styles, political affiliation, military service, caste, or any other characteristic protected by law. Solid understanding of the retail brokerage business and common investment products including mutual funds, variable annuities, alternative investments, equities, and fixed income products.

Tampa, Florida24 days ago

$61,000–$250,000 Per Year

Northwestern Mutual is the marketing name for The Northwestern Mutual Life Insurance Company (NM) and its subsidiaries, including Northwestern Long Term Care Insurance Company (NLTC), Northwestern Mutual Investment Services, LLC(NMIS) (Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank. As used here, “revenue” includes exclusively First Year and Renewal Commissions, Bonuses, Northwestern Mutual Investment Services, LLC and Northwestern Mutual Wealth Management Company commissions and fees, Strategic Employee Benefits Services commissions, and Expense Allowances.

Tampa, Florida30+ days ago

The Client Operations Analyst works directly with our Asset Management Sales and Client Service Relationship Managers, international institutional clients and consultants, international custodians, and various internal groups to on-board and maintain accounts for international institutional investors. Overview: The Fisher Investments Institutional Group (FIIG) provides asset management to a diverse client base of investors, including corporate, pension funds, insurance and financial institutions, healthcare organizations, governments and more.

Tampa, FL30+ days ago

Full-time

As a Compliance Risk Management Lead Vice President within the Risk Management and Compliance organization, you will assist in the development and maintenance of a strong compliance culture by working closely with the business, Legal, Risk, and Audit functions to provide compliance oversight of the business and expertise on regulatory compliance matters. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

Tampa, FL10 days ago

As of December 31, 2025, the Company had 1,808 investment sales and financing professionals in more than 80 offices who provide investment brokerage and financing services to sellers and buyers of commercial real estate. Marcus & Millichap, Inc. is a leading national real estate services firm specializing in commercial real estate investment sales, financing services, research and advisory services.

St. Petersburg, FL30+ days ago

Remote

$65,000–$75,000 Per Year

We celebrate diversity in our workplace and we hire the most qualified candidates without regard for age, ethnicity, gender, gender identity or expression, language differences, nationality or national origin, family or marital status, physical, mental, and developmental abilities (or the perception of a disability), genetic information, race, religion or belief, sexual orientation, skin color, social or economic class, education, work and behavioral styles, political affiliation, military service, caste, or any other characteristic protected by law. Knowledge of the retail brokerage business, fee based advisory business and common investment products including mutual funds, variable annuities, alternative investments, stocks, and bonds.

St. Petersburg, FL30 days ago

$60,000–$65,000 Per Year

We celebrate diversity in our workplace and we hire the most qualified candidates without regard for age, ethnicity, gender, gender identity or expression, language differences, nationality or national origin, family or marital status, physical, mental, and developmental abilities (or the perception of a disability), genetic information, race, religion or belief, sexual orientation, skin color, social or economic class, education, work and behavioral styles, political affiliation, military service, caste, or any other characteristic protected by law. Production Support Specialist will be a member of IA Platform Production Support Team, a group of subject matter experts on the operations of the firm’s investment advisory platform, WMP (Wealth Management Platform), and the business application in an advisory practice.

Tampa, FL30+ days ago

Full-time

Dodd Frank, Basel is a plus A good knowledge of the techniques for planning, monitoring and controlling project and resources Ability to quickly grasp and master new concepts / requirements and related product / functional knowledge Ability to create and deliver presentations to senior levels of management Ability to work under pressure and manage to tight deadlines or unexpected changes in expectations or requirements Willingness to ask questions, challenge the status quo and seek out answers Ability to work independently, multi-task, and take ownership of various parts of a project or initiative Excellent analytical and problem-solving skills Demonstrated experience in the successful implementation of projects, operational process change and improvement, preferably within capital markets operations Experience in collecting, defining and documenting business and technology requirements, test plans and other project management artifacts Experienced in consulting with project stakeholders, including the skills to facilitate compromises and resolve conflicting requirements.

Tampa, FL30+ days ago

Voya Financial Advisors®, Inc., a leading independent broker-dealer in the defined contribution & defined benefit business, is currently seeking a Financial Professional to join our team in the Tampa Bay area to work plan sponsor relationships in the education market. #Voya #Securities #investment #advisory #Financial #Advisors #stockmarket #budget #wealthbuilding #moneytips #savingmoney #debtfree #success #insuranceagent #finances #financialsuccess #stocks #financialcoach #health #protection #credit.

New!

St. Petersburg, FL4 days ago

$100,000–$120,000 Per Year

We celebrate diversity in our workplace and we hire the most qualified candidates without regard for age, ethnicity, gender, gender identity or expression, language differences, nationality or national origin, family or marital status, physical, mental, and developmental abilities (or the perception of a disability), genetic information, race, religion or belief, sexual orientation, skin color, social or economic class, education, work and behavioral styles, political affiliation, military service, caste, or any other characteristic protected by law. Facilitates activities and workshops to identify, analyze, and document business, product, and process requirements, including but not limited to business requirements documentation (functional, non-functional, user), use case scenarios, process flows, and UAT test scenarios/scripts.

Tampa, Florida24 days ago

We are seeking a Technology Risk & IAM Manager to support and strengthen the firm’s identity and access management framework, cybersecurity controls, and overall technology risk management processes. This individual will partner closely with Technology, Compliance, Operations, Finance, vendors, and business leaders to help build scalable controls, improve enterprise resiliency, and ensure employees have appropriate access to systems and applications based on their job responsibilities.

Tampa, FL30+ days ago

Remote

The Manager of Transaction Management oversees all real estate transactions for House Buyers of America, managing both acquisition and disposition deals from contract through closing. Founded in 2001 and operating in 44 states, the company blends decades of real estate expertise with technology-driven operations to deliver speed, certainty, and consistent outcomes.

Tampa, FL30+ days ago

Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firms reputation and safeguarding, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgement regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. The ASL Business facilitates the temporary transfer of securities from a lender to a borrower against collateral (securities or cash), enabling beneficial owners to generate incremental income on their portfolio securities.

St. Petersburg, FL30+ days ago

$150,000–$170,000 Per Year

We celebrate diversity in our workplace and we hire the most qualified candidates without regard for age, ethnicity, gender, gender identity or expression, language differences, nationality or national origin, family or marital status, physical, mental, and developmental abilities (or the perception of a disability), genetic information, race, religion or belief, sexual orientation, skin color, social or economic class, education, work and behavioral styles, political affiliation, military service, caste, or any other characteristic protected by law. Osaic has returned to a hybrid work schedule, so we are seeking candidates willing to work a split schedule between home and the office; four days in office requirement.

St. Petersburg, FL30+ days ago

$80,000–$86,000 Per Year

We celebrate diversity in our workplace and we hire the most qualified candidates without regard for age, ethnicity, gender, gender identity or expression, language differences, nationality or national origin, family or marital status, physical, mental, and developmental abilities (or the perception of a disability), genetic information, race, religion or belief, sexual orientation, skin color, social or economic class, education, work and behavioral styles, political affiliation, military service, caste, or any other characteristic protected by law. Engage in Supervisory Office Visits with assigned OSJ Managers to promote company supervisory practices, follow up on branch exam findings, and proactively address potential compliance issues to minimize risk to the Financial Professional, the OSJ, and the firm.

Tampa, FL20 days ago

Remote

$1–$750,000

Our founder built Blue Fox Trading to close a gap: one team that handles customs clearance AND domestic freight execution. * Up to 45% of Net Revenue per load at Tier 1; up to 60% at Tier 2. * No earnings cap - your book sets the ceiling.

Valrico, FL30+ days ago

Full-time

Using a broad investment product and thought leadership platform along with cutting edge digital technology, you will be front and center representing our brand and interacting with our clients to offer the best investment solutions to meet their financial needs. Chase is a leading financial services firm, helping nearly half of America's households and small businesses achieve their financial goals through a broad range of financial products.

Wesley Chapel, FL30+ days ago

Full-time

ST Petersburg, FL13 days ago

Remote

$70,000–$90,000 Per Year
Full-time

Please note: If this position is posted as either fully remote and/or hybrid, in accordance with company policy, individuals residing within a 50-mile radius of a branch location may be required to work onsite in a hybrid capacity as there may be occasions when on-site presence is necessary to meet specific business needs. This includes guiding team performance, ensuring compliance with established processes and procedures, maintaining service excellence, supporting staff development, and strengthening operational efficiency.

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Brokerage Jobs in Tampa, FL

Brokerage Operations Intern Ryan Specialty Group

Operations Processing Manager - Cashiering Osaic

Operations Cashiering Specialist Osaic

Ops Processing Specialist - Cashiering Osaic

Broker Dealer Reconciliation Analyst Talent Shift, LLC

Compliance Analyst Osaic

Operations Processing Specialist Osaic

Client Service Associate I - Custody Operations JPMorgan Chase Bank, N.A.

Regional Supervision Manager Osaic

Client Solutions - Client Onboarding Project Manager - Vice President JPMorgan Chase Bank, N.A.

Logistics Operations Specialist LST Group LLC

Senior Surveillance Analyst Osaic

Logistics Operations Specialist LST Group

Financial Advisor Suncoast Credit Union

Senior Branch Office Examiner Osaic

Client Service Associate (Tampa, FL) Oppenheimer & Co. Inc.

Client Solutions - Client Onboarding Associate JPMorgan Chase Bank, N.A.

Compliance Analyst, Customer Complaints Osaic

Financial Advisor Northwestern Mutual

Institutional Client Operations Analyst Fisher Investments

Compliance Risk Management Lead - Vice President JPMorgan Chase Bank, N.A.

Associate Operations Manager Marcus & Millichap

Branch Office Examiner Osaic

Production Support Analyst Osaic

Sr. Business Analyst (Regulations) Syntricate Technologies

Voya Financial Advisor Tampa Voya Financial Advisors

Senior Business Analyst, Client Experience Osaic

Manager, Technology Risk & IAM Concurrent Investment Advisors

Manager, Transaction Management House Buyers of America

Securities & Derivatives Analyst Syntricate Technologies Inc

Senior Manager - Application Engineering Osaic

Regional Supervision Director Osaic

Full-Cycle Freight Agent HYRE HARPER Co.

J.P. Morgan Wealth Management - Private Client Advisor - Valrico and Sun City Center, FL JPMorgan Chase Bank, N.A.

J.P. Morgan Wealth Management - Wesley Chapel, Tampa and Odessa JPMorgan Chase Bank, N.A.

Operations Supervisor- Commercial Insurance (Remote) Insurance Office of America

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