2,115 Results for

Chief Compliance Officer Jobs in Uptown, NJ

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Chief Compliance Officer, Ramp Advisory LLC Ramp Business Corporation

New York City, NY

We automate how over $275B in annualized spend flows in and out of 85,000+ companies: authorizing payments, flagging risk, categorizing spend, and closing books. Serve as Ramp Advisory LLC's designated CCO, with independent authority over the design, execution and effectiveness of the compliance program.

12 days ago

Head Of Broker Dealer Compliance, Americas And Chief Compliance Officer (Vn2908) Marex Group, Plc.

New York, NY

$290,000–$335,000 / year

The Head of Broker Dealer Compliance is an expert in Broker Dealer regulation that leads a team of compliance officers in providing compliance advisory services for Equities, Fixed Income, Listed Options trading activities as well as knowledge of various regulatory reporting requirements. The depth of knowledge amongst its teams and divisions provides its customers with clear advantage, and its technology-led service provides access to all major exchanges, order-flow management via screen, voice and DMA, plus award-winning data, insights, and analytics.

30+ days ago

Multiple Series Trusts Chief Compliance Officer US Bank

New York, NY

$170,255–$200,300 / year

Compliance oversight of service providers to the MST, specifically numerous independent investment advisers, U.S. Bank Global Fund Services as Transfer Agent, Fund Administrator, and Fund Accountant, U.S. Bank as Custodian, and external parties such as Distributor(s) to the Funds. In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines applicable to an agreement, such as those related to ethics, safety, or operational procedures.

9 days ago

Chief Compliance Officer, Ramp Advisory LLC Ramp

New York City, New York

We automate how over $200B in annualized spend flows in and out of 70,000+ companies: authorizing payments, flagging risk, categorizing spend, and closing books. Serve as Ramp Advisory LLC’s designated CCO, with independent authority over the design, execution and effectiveness of the compliance program.

9 days ago

Chief Compliance Officer, Ramp Advisory LLC Ramp Business Corp

New York, NY

We automate how over $200B in annualized spend flows in and out of 70,000+ companies: authorizing payments, flagging risk, categorizing spend, and closing books. Serve as Ramp Advisory LLC's designated CCO, with independent authority over the design, execution and effectiveness of the compliance program.

10 days ago

US Chief Compliance Officer - Remote GoCardless Ltd

Remote

$180,000–$270,000 / year

We'd love to hear from you if: You have experience managing compliance for US card programs and embedded payment/finance products in a fintech or program manager capacity, including working with sponsor bank partners, card network rules (Visa/Mastercard), and regulatory frameworks such as BSA/AML, Reg E, and UDAAP. You will take a consultative approach and work closely with every business division and the global regulatory compliance team to implement and manage an innovative and practical, yet thorough, compliance regime that may include cross-border contractual setup with the regulated entities of the group.

15 days ago

Head of Broker Dealer Compliance, Americas and Chief Compliance Officer (VN2908) Marex

New York, NY

$290,000–$335,000

30+ days ago

Head of Broker Dealer Compliance Americas and Chief Compliance Officer VN2908 MAREX Group Limited

New York, NY

$290,000–$335,000 / year

30+ days ago

Healthcare Chief Operating Officer (COO) Multi-Site GI Practice 27th Street Corporate Office

Manhattan, New York

$200,000–$275,000 / year

Manhattan Gastroenterology is a 14-physician gastroenterology practice with offices in Manhattan and Brooklyn, a Joint Commission–accredited ambulatory surgery center (ASC) and an in-house pathology laboratory. This is a hands-on role: you will be on-site across our locations, close to physicians, staff and patients, and personally involved in day-to-day operations, not leading from a distance.

15 days ago

Chief Compliance Officer River Financial Inc

New York, NY

$200,000–$300,000 / year

Were looking for a Chief Compliance Officer to build and own that program end-to-end: someone who can manage our day-to-day compliance and regulatory obligations with rigor, serve as our BSA Officer, support the charter effort, and be a trusted voice with regulators, examiners, and bank partners as River grows into its next chapter. Maintain Rivers state money transmitter licenses (MTLs), including renewals and license-specific exam readiness, while driving Rivers OCC national trust charter process forward with executive leadership, outside counsel, and consultants.

30+ days ago

Chief Compliance Officer New Jersey Institute of Technology

Newark, NJ

$150,000–$180,000 / year

Information regarding NJIT campus security, personal safety, and fire safety including topics such as, disciplinary procedures, crime prevention, NJIT Police law enforcement authority, crime reporting policies, and crime statistics for the most recent three year period is available on the NJIT Department of Public Safety here. At the university's discretion, the education and experience prerequisites may be exempted where the candidate can demonstrate to the satisfaction of the university an equivalent combination of education and experience specifically preparing the candidate for success in the position.

22 days ago

CFO (Chief Financial Officer) Vaco LLC

New York, NY

$250,000–$280,000 / year

Determining compensation for this role (and others) at Vaco by Highspring depends upon a wide array of factors including but not limited to: the individual’s skill sets, experience and training; licensure and certification requirements; office location and other geographic considerations; other business and organizational needs. This role is responsible for driving financial performance, optimizing multi-site operational cost structures, managing commodity/raw material risk, and implementing scalable systems (including Microsoft Dynamics Business Central) to support organic and M&A growth.

1 day ago

Chief Executive Officer (CEO) CHC PR & MSA - Atlantic Rehabilitation Institute

Madison, NJ

$170,000–$200,000 / year
Full time
Quick Apply

Our diversified healthcare delivery network spans 29 states and includes 63 community hospital campuses, 32 rehabilitation and behavioral health hospitals, and more than 170 additional sites of care across the healthcare continuum, such as acute rehabilitation units, outpatient centers and post-acute care facilities. Ensures adequate provision of services through referral, consultation or contractual agreement and negotiations, enter into, administers and modifies and/or terminates contracts (including contracts with Practitioners for the rendering of services at or to the Hospital) for the Hospital as may be necessary, subject to the rights of the Board of Managers.

2 days ago

Chief Financial Officer (CFO) MENDOCINO COMMUNITY HEALTH CLINIC, INC.

$145,000–$180,000 / year

MCHC is seeking an experienced and mission-driven Chief Financial Officer (CFO) to lead the financial operations of our organization and provide the financial insight and guidance needed to support sound business and healthcare decisions. The ideal candidate will bring strong financial leadership, sound accounting knowledge, excellent communication skills, and a commitment to our mission of providing high-quality compassionate healthcare to everyone in our communities.

30+ days ago

Chief Compliance Officer, Swap Dealer FalconX

New York City, NY

$191,000–$252,000 / year

Operating at the intersection of traditional finance and cutting-edge technology, FalconX addresses the industry's foremost challenges: Navigating the digital asset market can be complex and fragmented, with limited products and services that support trading strategies, structures, and liquidity found in conventional financial markets. This person will advise internal stakeholders on implementation and development of CFTC, and NFA swap dealer requirements, including day-to-day oversight and program enhancements relating to policies and procedures, employee training, risk assessments, issues management, governance and management reporting, and metrics.

30+ days ago

CFO (Chief Financial Officer) Retrofête

New York, NY

$280,000–$380,000 / year

This strategic role involves close collaboration with the CEO and sales channel leaders to shape the company’s financial direction and support our ongoing expansion across retail, e-commerce, and wholesale platforms. Create and manage financial models to evaluate new business opportunities, capital investments, expansion into new product categories, channels, and markets.

30+ days ago

Chief Medical Officer (Cmo) Greenlife Healthcare Staffing

Paterson, NJ

$265,000–$305,000 / year

Supervise, coach, and evaluate all clinical providers, including physicians, advanced practice providers, dental providers, and behavioral health clinicians. We partner with hospitals, clinics, nursing homes, multi-specialty groups, and private practices to match talented individuals with roles that align with their skills and career goals.

19 days ago

Interim Chief Financial Officer (CFO), Carey & Co Carey & Co.

New York, New York

Remote

$130–$170 / hour

Restricted & Government Funding: Oversee compliance and reporting for restricted funds, including city, state, and federal contracts and grants, ensuring adherence to funder-specific requirements and regulations (e.g., 2 CFR 200 / Uniform Guidance). Requirements 8+ years of progressive financial leadership experience, including direct experience managing restricted funding — specifically city, state, and federal government contracts.

30+ days ago

Chief Compliance Officer Madison-Davis

Stamford, CT

Quick Apply

This senior leadership position will oversee the firm's broker-dealer compliance program, advise executive management, and ensure effective controls across trading, supervision, and business operations. The ideal candidate brings extensive broker-dealer regulatory experience, strong knowledge of FINRA and SEC requirements, and a hands-on approach to compliance leadership.

2 days ago

Chief Compliance Officer Novig

New York City, New York

$275,000–$325,000 / year

Energized by partnering cross-functionally with Information Security (cybersecurity and systems controls), Surveillance (market monitoring and abuse prevention), Finance and Regulatory Finance (financial resource requirements and reporting), Legal (regulatory interpretation and external counsel coordination), and Engineering and Product to embed regulatory requirements directly into systems and workflows. Prepared to serve as the primary internal owner of the compliance framework, with the authority and judgment to identify issues, recommend solutions, and escalate matters to the Chief Regulatory Officer when appropriate.

30+ days ago

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Chief Compliance Officer Jobs in Uptown, NJ

Chief Compliance Officer, Ramp Advisory LLC Ramp Business Corporation

Head Of Broker Dealer Compliance, Americas And Chief Compliance Officer (Vn2908) Marex Group, Plc.

Multiple Series Trusts Chief Compliance Officer US Bank

Chief Compliance Officer, Ramp Advisory LLC Ramp

Chief Compliance Officer, Ramp Advisory LLC Ramp Business Corp

US Chief Compliance Officer - Remote GoCardless Ltd

Head of Broker Dealer Compliance, Americas and Chief Compliance Officer (VN2908) Marex

Head of Broker Dealer Compliance Americas and Chief Compliance Officer VN2908 MAREX Group Limited

Healthcare Chief Operating Officer (COO) Multi-Site GI Practice 27th Street Corporate Office

Chief Compliance Officer River Financial Inc

Chief Compliance Officer New Jersey Institute of Technology

CFO (Chief Financial Officer) Vaco LLC

Chief Executive Officer (CEO) CHC PR & MSA - Atlantic Rehabilitation Institute

Chief Financial Officer (CFO) MENDOCINO COMMUNITY HEALTH CLINIC, INC.

Chief Compliance Officer, Swap Dealer FalconX

CFO (Chief Financial Officer) Retrofête

Chief Medical Officer (Cmo) Greenlife Healthcare Staffing

Interim Chief Financial Officer (CFO), Carey & Co Carey & Co.

Chief Compliance Officer Madison-Davis

Chief Compliance Officer Novig

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