Chief Compliance Officer Jobs in Wall Street, NY
Marathon Asset Management
Town of Hempstead, NY
Oversee all aspects of insider trading compliance, including the identification, handling, and safeguarding of material nonpublic information (MNPI); maintain and monitor the firm’s watch and restricted lists; implement and enforce policies and procedures related to insider trading prevention; conduct employee training on MNPI and insider trading risks; supervise the use of expert networks to ensure compliance; and investigate and escalate any potential breaches or misuse of confidential information. Marathon’s integrated global credit platform is driven by our specialized, highly experienced, and disciplined teams across Private Credit (Direct Lending, Asset Based Lending and Opportunistic Credit) and Public Credit (High Yield, Leveraged Loans & CLOs, Emerging Markets, and Structured Credit).
LGBT Great
New York, NY
Our flexible capital base and deep relationships with issuers have helped us become one of the world’s largest providers of traditional and nontraditional solutions for companies that need financing and investors who seek strong risk-adjusted returns. Comprehensive knowledge of regulatory frameworks applicable to U.S. investment managers and broker-dealers, including familiarity with the Investment Company Act of 1940, Investment Advisers Act, and FINRA rules.
Association of American Medical Colleges
Not Available, NY
With an annual budget of approximately $11 billion, Mount Sinai advances health for all people by addressing complex health care challenges, discovering and applying new scientific knowledge, developing safer and more effective treatments, educating the next generation of medical leaders, and supporting local communities by delivering high-quality care. Mount Sinai Health System (MSHS) is one of the largest academic medical systems in the New York metro area, with 48,000 employees across seven hospitals, more than 400 outpatient practices, over 600 research and clinical labs, a school of nursing, and a leading school of medicine and graduate education.
Beta Search Inc
$180000 - $220000 YEAR
New York City, NY
As the regulatory landscape for financial services becomes increasingly complex, this role is critical in ensuring our global compliance, ethics, AML, sanctions, and fraud programs remain robust, transparent, and independently validated. Lead global audit coverage of Compliance and Financial Crimes programs (AML/BSA, OFAC, FCPA, ABC, conduct risk, regulatory compliance).
Santander Holdings USA Inc
$90000 - $165000 YEAR
New York, NY
USA Job Function Description: The VP, Regulatory Examination Management Compliance Officer follows industry regulatory developments, applying this expertise when interacting with financial services regulators (including OCC, FRBB, SEC, CFTC, NFA, CME and FINRA) and Santander business and support functions while leading and managing responses to regulatory inquiries and examination requests. USA Job Family Description: The VP, Regulatory Examination Management Compliance Officer follows industry regulatory developments, applying this expertise when interacting with financial services regulators (including OCC, FRBB, SEC, CFTC, NFA, CME and FINRA) and Santander business and support functions while leading and managing responses to regulatory inquiries and examination requests.
Bhired
New York, NY
A growing healthcare organization is seeking a Chief Care Management Officer to direct the development, revision, and implementation of care management policies and procedures, ensuring alignment with NYS/OPWDD Health Home regulations. Work closely with the VPs of Care Management to ensure compliance with regulatory requirements and internal policies, maintaining the highest levels of patient safety and quality care.
Publicis Groupe
New York, NY
When you work with us, you join a tight-knit community of award-winning creative directors and clinical trial designers, accomplished data-scientists and media specialists, behavioral science innovators and analytics practitioners; all united around one purpose—to create a world where people are equipped and motivated to take control of their health and well-being. By breaking down silos and promoting effective communication and teamwork, the CIO will empower our global teams to work as one integrated network, delivering exceptional value to clients while advancing our organizational goals.
The ONE Campaign
New York, NY
Strategic Communications and Marketing Leadership: Develop and implement a world-class, creative and strategic communications and marketing strategy that propels the organization’s mission and goals, builds ONE’s profile and identifies new channels, partnerships and platforms to reach and engage priority audiences in key markets and globally. This role requires a strategic thinker with a strong background in marketing, campaigns, creative and strategic communications, brand management, and digital engagement, and with connections to major global brands, news outlets and publications.
Valid8 Financial, Inc.
New York, NY
Help prepare and periodically update an Office Procedures Manual that provides policies and procedures related to organizational structure, job roles, and decision-making protocols, facility management, workplace health and safety, administrative processes, and handling of program and client data. Founded in 1990, HF supports Latino families and strengthens Latino institutions through grantmaking, capacity building assistance to Latino nonprofits, advocacy, disaster relief, and direct services.
VNS Health
New York, NY
Powered and informed by data analytics that are unmatched in the home and community-health industry, VNS Health offers a full range of health care services, solutions and health plans designed to simplify the health care experience and meet the diverse and complex needs of the communities and people we serve in New York and beyond.#J-18808-Ljbffr As a key member of the executive leadership team, the CLRO is a trusted strategic partner to the CEO and Board of Directors, balancing risk management with innovation and operational execution to protect and advance the organization's mission.
NYC Special Commissioner of Investigation
$130151 - $185000 YEAR
New York, NY
The CIO, who will also serve as the agency’s Chief Information Security Officer (“CISO”), will consult with office executives to assist in determining priorities for related budgeting, and will collaborate with agency leadership in overseeing the technical, financial, and security evaluations of both in-house and vendor-developed cyber-security and technology solutions. TheOfficeoftheSpecialCommissionerofInvestigation fortheNewYorkCitySchoolDistrict(“SCI”)is seeking an experienced, self-motivated candidate to serve as the Chief Information Officer (“CIO”) who will oversee the agency’s IT Unit, and be responsible for the office’s cyber-security efforts and other efforts to reduce risks to SCI’s online profile.
New York Genome Center
New York, NY
Ideal candidates will possess many of the following attributes and experiences: Directly related and progressively complex financial management experience involving the planning and developing of multi-million-dollar budgets, implementation of strategic business plans, treasury management, investments, and debt and insurance activities. Oversee the finance and accounting teams in managing the fiscal operations of the Center, including general accounting, audit, accounts payable, payroll, tax planning and filings, internal and external financial reporting, cash flow management, budgeting, procurement, grants accounting (pre-and post-award), and reporting.
Guide Dog Foundation for the Blind, Inc.
New York, NY
Engage other members of the senior executive team to facilitate cross-department collaboration that ensures that all financial and revenue cycle solutions positively support the organization’s evolving strategy, service delivery, and data collection needs. In coordination with the President & CEO and Chief of Staff, the CFO will serve as staff liaison to the Board and various Board committees, including but not limited to Finance, Audit, Investment, and Capital Campaign.
America's VetDogs
New York, NY
Engage other members of the senior executive team to facilitate cross-department collaboration that ensures that all financial and revenue cycle solutions positively support the organization’s evolving strategy, service delivery, and data collection needs. In coordination with the President & CEO and Chief of Staff, the CFO will serve as staff liaison to the Board and various Board committees, including but not limited to Finance, Audit, Investment, and Capital Campaign.
Kinsley Power Systems
New York, NY
Metro Community Health Centers (MCHC) is a nonprofit organization committed to providing high-quality, comprehensive health care—including medical, dental, and behavioral services—with a focus on individuals with disabilities and underserved populations throughout New York City. This includes overseeing monthly financial reporting and analysis, annual budgeting, cost reporting, reimbursement analysis, and revenue cycle management.
PEN America
New York, NY
Notable initiatives include the World Voices Festival, which gathers writers from around the world in public readings and discussions of important issues, the Campus Free Speech program, which works to ensure campuses are open to all ideas and people by producing resources and facilitating workshops for faculty, staff, and students. Literary Programming: Enhance PEN America’s literary programming by actively engaging diverse and emerging writers through creative initiatives and partnerships; revitalize the organization’s literary identity and foster a community committed to writers and free expression.
Valid8 Financial, Inc.
Jersey City, NJ
The combination of Nationwide and Generali allows N2G Worldwide to provide a lifetime of customized protection to our global clients through creativity, flexibility, renowned service, and innovative colleagues utilizing a powerful portfolio of global and local products, in-house risk analytics, engineering, client service capabilities, and an owned, 180+ country global network. N2G Worldwide is a joint venture created by Nationwide Mutual Insurance Company (Nationwide), one of the largest insurance and financial services companies in the U.S., and Generali Global Corporate and Commercial (Generali), a top global insurance company based in Italy.
HE HORTON'S KIDS
New York, NY
The Chief Development Officer reports directly to the Executive Director, is the direct supervisor of the Senior Director of Individual Giving and Corporate Partnerships Manager, manages consultants who provide administrative, writing, research, event planning and communications support, engages a high-level portfolio of donors and funders, oversees donor strategies, and serves as a liaison to the Board of Directors. • Leads Senior Director of Individual Giving and Corporate Partnerships Manager in the execution of Horton’s Kids’ two signature fundraising events, Give Thanks & Give Back and Home Runs for Horton’s Kids, with contracted support for elements of event production.